| Jack Ryan Kornutik | Range Advisory, LLC independent RIA | Prime Capital Financial mixed wealth | RIA to RIA | Aug 28, 2026 | Sep 14, 2026 |
| Cameron Lindholm | LPL Financial LLC BD affiliated | Prime Capital Financial mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2026 | Aug 3, 2026 |
| Michael Johnathan Vines | Hornor, Townsend & Kent, LLC independent RIA | Prime Capital Financial mixed wealth | RIA to RIA | Jul 21, 2026 | Jul 20, 2026 |
| Brendan John Kenny | Edelman Financial Engines independent RIA | Prime Capital Financial mixed wealth | RIA to RIA | Jun 5, 2026 | May 8, 2026 |
| Norman Trent Bradshaw | United Planners' Financial Services Of America A Limited Partner independent RIA | Prime Capital Financial mixed wealth | RIA to RIA | Mar 18, 2026 | Mar 16, 2026 |
| Joan N Greenspon | Edelman Financial Engines independent RIA | Prime Capital Financial mixed wealth | RIA to RIA | Mar 6, 2026 | Feb 13, 2026 |
| Amanda Rose Salyer | Edelman Financial Engines independent RIA | Prime Capital Financial mixed wealth | RIA to RIA | Mar 6, 2026 | Feb 13, 2026 |
| Shateela Monique Winters | Edelman Financial Engines independent RIA | Prime Capital Financial mixed wealth | RIA to RIA | Feb 20, 2026 | Feb 13, 2026 |
| Sonali Mahendra Patel | Texas Capital Bank Private Wealth Advisors independent RIA | Prime Capital Financial mixed wealth | RIA to RIA | Feb 18, 2026 | Mar 2, 2026 |
| Alexander Frederick Mcclain | Lido independent RIA | Prime Capital Financial mixed wealth | RIA to RIA | Feb 13, 2026 | Feb 2, 2026 |
| Brandon Michael Rogers | United Planners' Financial Services Of America A Limited Partner independent RIA | Prime Capital Financial mixed wealth | RIA to RIA | Jan 28, 2026 | Jan 12, 2026 |
| Carlyle Prescott Sherrill | United Planners' Financial Services Of America A Limited Partner independent RIA | Prime Capital Financial mixed wealth | RIA to RIA | Jan 28, 2026 | Jan 12, 2026 |
| Mallory Armijo | Creative Planning Institutional Advisors, LLC institutional | Prime Capital Financial mixed wealth | Other | Jan 26, 2026 | Jan 29, 2026 |
| Shane Christopher Miller | Wpwealth Llp independent RIA | Prime Capital Financial mixed wealth | RIA to RIA | Jan 13, 2026 | Apr 1, 2026 (78 d) |
| John Pershing Sayers | Edelman Financial Engines independent RIA | Prime Capital Financial mixed wealth | RIA to RIA | Dec 23, 2025 | Dec 15, 2025 |
| Eric Thomas Pailing | Edelman Financial Engines independent RIA | Prime Capital Financial mixed wealth | RIA to RIA | Dec 23, 2025 | Dec 15, 2025 |
| Angela Dawn Shelton | Edelman Financial Engines independent RIA | Prime Capital Financial mixed wealth | RIA to RIA | Dec 23, 2025 | Dec 15, 2025 |
| Christy Jo Drake Dodge | Triad Wealth Partners, LLC independent RIA | Prime Capital Financial mixed wealth | RIA to RIA | Dec 2, 2025 | Apr 1, 2026 (120 d) |
| Alfonso Burgos | Edelman Financial Engines independent RIA | Prime Capital Financial mixed wealth | RIA to RIA | Sep 26, 2025 | Aug 29, 2025 |
| Joanna Lynn Cecilia-Fleming | Edelman Financial Engines independent RIA | Prime Capital Financial mixed wealth | RIA to RIA | Sep 26, 2025 | Sep 5, 2025 |
| Edmund Michael Callahan | Edelman Financial Engines independent RIA | Prime Capital Financial mixed wealth | RIA to RIA | Sep 18, 2025 | Aug 22, 2025 |
| Thomas Gerhard Greuling | Stokes Family Office LLC independent RIA | Prime Capital Financial mixed wealth | RIA to RIA | Aug 28, 2025 | Oct 27, 2025 (60 d) |
| Lindsey Ann Kemsley | Buck Wealth Strategies, LLC independent RIA | Prime Capital Financial mixed wealth | RIA to RIA | Aug 26, 2025 | May 18, 2026 (265 d) |
| Brandon Lee Van Goethen | Raymond James Financial Services Advisors, Inc BD affiliated | Prime Capital Financial mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 6, 2025 | Aug 4, 2025 |
| James Patrick Marx | Alera Investment Advisors, LLC mixed wealth | Prime Capital Financial mixed wealth | RIA to RIA | Jun 11, 2025 | Aug 4, 2025 (54 d) |
| Jordan Bradford Peterson | Capital Advisors, Inc. independent RIA | Prime Capital Financial mixed wealth | RIA to RIA | May 2, 2025 | Aug 12, 2025 (102 d) |
| Debora Marie Stranman | Wealthspire Retirement Advisory institutional | Prime Capital Financial mixed wealth | Other | Apr 23, 2025 | Apr 25, 2025 |
| Christopher David Coppolo | Sound Income Strategies, LLC independent RIA | Prime Capital Financial mixed wealth | RIA to RIA | Mar 28, 2025 | Aug 11, 2025 (136 d) |
| Connee Berckart Sullivan | Sinecera Capital, LLC independent RIA | Prime Capital Financial mixed wealth | RIA to RIA | Mar 27, 2025 | Feb 28, 2025 |
| Kevin Andrew Kaylakie | Sinecera Capital, LLC independent RIA | Prime Capital Financial mixed wealth | RIA to RIA | Mar 27, 2025 | Mar 3, 2025 |
| Dyson James Dechant | Mariner BD affiliated | Prime Capital Financial mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 17, 2025 | Mar 14, 2025 |
| Nash Taylor Holm | Osaic Wealth, Inc. BD affiliated | Prime Capital Financial mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 12, 2025 | Mar 4, 2025 |
| Christopher Martin Kohne | Sugarloaf Wealth Management, LLC independent RIA | Prime Capital Financial mixed wealth | RIA to RIA | Mar 7, 2025 | Mar 6, 2025 |
| Kyle Charles Gaines | Sugarloaf Wealth Management, LLC independent RIA | Prime Capital Financial mixed wealth | RIA to RIA | Mar 7, 2025 | Mar 6, 2025 |
| Adam Chapman Wilson | Sugarloaf Wealth Management, LLC independent RIA | Prime Capital Financial mixed wealth | RIA to RIA | Mar 6, 2025 | Mar 5, 2025 |
| Taylor Snell Manry | Sugarloaf Wealth Management, LLC independent RIA | Prime Capital Financial mixed wealth | RIA to RIA | Mar 6, 2025 | Mar 5, 2025 |
| Preston Mark Henry | Sugarloaf Wealth Management, LLC independent RIA | Prime Capital Financial mixed wealth | RIA to RIA | Mar 6, 2025 | Mar 6, 2025 |
| Eric Boyd Philips | Sugarloaf Wealth Management, LLC independent RIA | Prime Capital Financial mixed wealth | RIA to RIA | Mar 6, 2025 | Mar 5, 2025 |
| Nicholas Austin Schuessler | Sugarloaf Wealth Management, LLC independent RIA | Prime Capital Financial mixed wealth | RIA to RIA | Mar 6, 2025 | Mar 5, 2025 |
| Emory Linder | Sugarloaf Wealth Management, LLC independent RIA | Prime Capital Financial mixed wealth | RIA to RIA | Mar 6, 2025 | Mar 5, 2025 |
| Dustin Robert Stanley | Strategic Wealth Investment Group, LLC independent RIA | Prime Capital Financial mixed wealth | RIA to RIA | Feb 11, 2025 | Feb 27, 2025 |
| Terry M Levenberg | Double Diamond Investment Group, LLC other | Prime Capital Financial mixed wealth | Other | Jan 23, 2025 | Oct 16, 2024 |
| Stuart Edward Berrin | Edelman Financial Engines independent RIA | Prime Capital Financial mixed wealth | RIA to RIA | Dec 19, 2024 | Dec 6, 2024 |
| Jared Hendrik Copinga | Edelman Financial Engines independent RIA | Prime Capital Financial mixed wealth | RIA to RIA | Dec 6, 2024 | Nov 8, 2024 |
| Andrew Nelesoni Selu | Edelman Financial Engines independent RIA | Prime Capital Financial mixed wealth | RIA to RIA | Dec 6, 2024 | Nov 8, 2024 |
| Jania Elaine Stout | Onedigital institutional | Prime Capital Financial mixed wealth | Other | Nov 4, 2024 | Nov 7, 2024 |
| John M Cervantes | Texas Capital Bank Private Wealth Advisors independent RIA | Prime Capital Financial mixed wealth | RIA to RIA | Nov 4, 2024 | Jan 2, 2025 (59 d) |
| Josh Douglas Hederick | Edelman Financial Engines independent RIA | Prime Capital Financial mixed wealth | RIA to RIA | Oct 25, 2024 | Sep 27, 2024 |
| John James Obrien | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Prime Capital Financial mixed wealth | Wirehouse to independent RIA | Oct 11, 2024 | Jun 10, 2025 (242 d) |
| Benjamin Jack Sight | Novadius Wealth Management independent RIA | Prime Capital Financial mixed wealth | RIA to RIA | Sep 27, 2024 | Sep 27, 2024 |
| Andrew John Heffernon | Creative Planning independent RIA | Prime Capital Financial mixed wealth | RIA to RIA | Sep 23, 2024 | Sep 23, 2024 |
| Felix Jonathan Kwan | Edelman Financial Engines independent RIA | Prime Capital Financial mixed wealth | RIA to RIA | Aug 29, 2024 | Aug 2, 2024 |
| Devoda D Owens | Linscomb Wealth, Inc. independent RIA | Prime Capital Financial mixed wealth | RIA to RIA | Jul 15, 2024 | Jul 29, 2024 |
| Aaron J Stockmann | Morgan Stanley wirehouse | Prime Capital Financial mixed wealth | Wirehouse to independent RIA | Jul 11, 2024 | Jul 15, 2024 |
| John Huber | Edward Jones national BD | Prime Capital Financial mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 17, 2024 | Jun 14, 2024 |
| Conor Randal Kelly | Novadius Wealth Management independent RIA | Prime Capital Financial mixed wealth | RIA to RIA | Apr 1, 2024 | Mar 28, 2024 |
| Jennifer Roniet Staben | Edelman Financial Engines mixed wealth | Prime Capital Financial mixed wealth | RIA to RIA | Mar 15, 2024 | Feb 16, 2024 |
| Timothy Joel Dahlberg | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Prime Capital Financial mixed wealth | Wirehouse to independent RIA | Mar 6, 2024 | Mar 5, 2024 |
| Tim James Dowden | Edelman Financial Engines mixed wealth | Prime Capital Financial mixed wealth | RIA to RIA | Feb 12, 2024 | Jan 12, 2024 |
| Scott Joseph Szymula | Edelman Financial Engines mixed wealth | Prime Capital Financial mixed wealth | RIA to RIA | Feb 12, 2024 | Jan 12, 2024 |