DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Prime Capital Financial
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kevin William La Mont | Prime Capital Financial mixed wealth | Sb Advisory, LLC independent RIA | RIA to RIA | Jul 16, 2026 | Jul 1, 2026 |
| Kimberly Chmielewski | Prime Capital Financial mixed wealth | Facet independent RIA | RIA to RIA | May 20, 2026 | Jun 8, 2026 |
| Jordan Bradford Peterson | Prime Capital Financial mixed wealth | Steelpeak Wealth, LLC independent RIA | RIA to RIA | May 19, 2026 | Aug 5, 2026 (78 d) |
| Haley Sue Hazem | Prime Capital Financial mixed wealth | Skybound Wealth USA independent RIA | RIA to RIA | Apr 21, 2026 | May 4, 2026 |
| Jason Garrett Noble | Prime Capital Financial mixed wealth | Dynamic independent RIA | RIA to RIA | Mar 24, 2026 | Mar 23, 2026 |
| Paul Shoquist | Prime Capital Financial mixed wealth | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Mar 3, 2026 | Mar 6, 2026 |
| Thomas Benjiman Carreras | Prime Capital Financial mixed wealth | Iwg Investment Advisors LLC state registered | RIA to a state-registered adviser | Jan 5, 2026 | Feb 2, 2026 |
| Sterling Orson Herrmann | Prime Capital Financial mixed wealth | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 20, 2025 | Aug 7, 2026 (260 d) |
| Gilbert Raleigh Cassagne | Prime Capital Financial mixed wealth | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Nov 4, 2025 | Nov 17, 2025 |
| William Landis Westenberger | Prime Capital Financial mixed wealth | Aprio Wealth Management, LLC independent RIA | RIA to RIA | Oct 3, 2025 | Oct 30, 2025 |
| Dustin Robert Stanley | Prime Capital Financial mixed wealth | Alphastar Capital Management independent RIA | RIA to RIA | Oct 1, 2025 | Dec 18, 2025 (78 d) |
| Kerry Grace Keihn | Prime Capital Financial mixed wealth | Abacus Wealth Partners independent RIA | RIA to RIA | Jul 15, 2025 | Oct 24, 2025 (101 d) |
| Kyle Palmer Bingham | Prime Capital Financial mixed wealth | Onedigital institutional | Other | May 30, 2025 | Jan 26, 2026 (241 d) |
| Devoda D Owens | Prime Capital Financial mixed wealth | Ria Advisors independent RIA | RIA to RIA | Apr 28, 2025 | Jul 10, 2025 (73 d) |
| Andrew John Heffernon | Prime Capital Financial mixed wealth | Commonwealth Financial Network national BD | RIA to affiliated broker-dealer or bank | Apr 23, 2025 | Jul 21, 2025 (89 d) |
| Ryan Mclean Wilson | Prime Capital Financial mixed wealth | Onedigital institutional | Other | Apr 8, 2025 | Apr 29, 2025 |
| Vinit Madan | Prime Capital Financial mixed wealth | Farther independent RIA | RIA to RIA | Mar 14, 2025 | May 22, 2025 (69 d) |
| Melissa Kay Sturgis | Prime Capital Financial mixed wealth | Fiduciary Investment Trusts, LLC asset manager | Other | Feb 21, 2025 | Nov 21, 2019 |
| Benjamin Lancelot Ambrosini | Prime Capital Financial mixed wealth | Axxcess Wealth Management, LLC independent RIA | RIA to RIA | Jan 23, 2025 | Dec 9, 2024 |
| Therese-Marie Casement | Prime Capital Financial mixed wealth | Chilton Capital Management LLC independent RIA | RIA to RIA | Dec 31, 2024 | Feb 20, 2025 (51 d) |
| Melissa Mccook Rudell | Prime Capital Financial mixed wealth | Rhame & Gorrell Wealth Management independent RIA | RIA to RIA | Oct 8, 2024 | Nov 20, 2024 (43 d) |
| Curtis Van Slothower | Prime Capital Financial mixed wealth | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 2, 2024 | Sep 6, 2024 |
| Jeffrey Robertson Martin | Prime Capital Financial mixed wealth | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 2, 2024 | Sep 6, 2024 |
| Austin Lee Carroll | Prime Capital Financial mixed wealth | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 2, 2024 | Sep 9, 2024 |
| Logan Alexander Auch | Prime Capital Financial mixed wealth | Fisher Investments independent RIA | RIA to RIA | Jun 6, 2024 | Jun 12, 2024 |
| Amy Lynn Johnston | Prime Capital Financial mixed wealth | Usi Securities, Inc. no RAUM | Other | May 17, 2024 | Aug 11, 2026 (816 d) |
| Joshua Boyd Null | Prime Capital Financial mixed wealth | Gulf Coast Financial Advisors state registered | RIA to a state-registered adviser | Apr 12, 2024 | Apr 12, 2024 |
| Camille Jayde Svitek | Prime Capital Financial mixed wealth | Evermay Wealth Management, LLC independent RIA | RIA to RIA | Apr 9, 2024 | Jun 3, 2024 (55 d) |
| Dixon Place Downey | Prime Capital Financial mixed wealth | Sound Income Strategies, LLC independent RIA | RIA to RIA | Feb 8, 2024 | Jul 11, 2024 (154 d) |
| Scott William Klahn | Prime Capital Financial mixed wealth | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 17, 2024 | Jan 24, 2024 |
| Kimberly A Giannone | Prime Capital Financial mixed wealth | Financial Strategies Investment Advisor Services, Inc. independent RIA | RIA to RIA | Sep 21, 2023 | Oct 30, 2023 (39 d) |
| Justin Greene | Prime Capital Financial mixed wealth | Empower Advisory Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 1, 2023 | Aug 16, 2024 (350 d) |
| Michael Allen | Prime Capital Financial mixed wealth | Wealth Enhancement Advisory Services, LLC independent RIA | RIA to RIA | Aug 3, 2023 | Jul 2, 2024 (334 d) |
| Julia Louise Sharlow | Prime Capital Financial mixed wealth | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 18, 2023 | Oct 31, 2023 (105 d) |
| Donald George Bennyhoff | Prime Capital Financial mixed wealth | Bennyhoff & Co. state registered | RIA to a state-registered adviser | May 22, 2023 | Mar 14, 2024 (297 d) |
| Trisha Mcclanahan | Prime Capital Financial mixed wealth | Commonwealth Financial Network national BD | RIA to affiliated broker-dealer or bank | Apr 11, 2023 | Jul 6, 2023 (86 d) |
| Jeffrey Byron Mermilliod | Prime Capital Financial mixed wealth | Finance Wisdom state registered | RIA to a state-registered adviser | Mar 31, 2023 | Apr 3, 2023 |
| Scott Austin Eggers | Prime Capital Financial mixed wealth | Two West Capital Advisors LLC institutional | Other | Oct 4, 2022 | Oct 26, 2022 |
| Jake Edward Ellis | Prime Capital Financial mixed wealth | Keating Financial Advisory Services institutional | Other | Oct 3, 2022 | Mar 7, 2023 (155 d) |
| Joseph Alan Yurglich | Prime Capital Financial mixed wealth | Equitable Advisors, LLC national BD | RIA to affiliated broker-dealer or bank | Feb 9, 2022 | Feb 25, 2022 |
| Jennifer Vandusseldorp | Prime Capital Financial mixed wealth | Tru Independence Asset Management 2, LLC independent RIA | RIA to RIA | Jan 20, 2022 | Jun 24, 2026 (1616 d) |
| Richard Lee Baker | Prime Capital Financial mixed wealth | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 29, 2021 | Dec 22, 2021 |
| Craig Alan Burtis | Prime Capital Financial mixed wealth | Global Retirement Partners LLC institutional | Other | Nov 11, 2021 | Oct 18, 2021 |
| Brett Michael Maggard | Prime Capital Financial mixed wealth | Integrity Alliance, LLC independent RIA | RIA to RIA | Oct 6, 2021 | Jan 11, 2022 (97 d) |
| Christopher Edward Osmond | Prime Capital Financial mixed wealth | Centura Wealth Advisory independent RIA | RIA to RIA | Aug 6, 2021 | Mar 21, 2022 (227 d) |
| Andrew William Beil | Prime Capital Financial mixed wealth | Strongbox Wealth, LLC independent RIA | RIA to RIA | May 17, 2021 | May 17, 2021 |
| Mark Allen Gash | Prime Capital Financial mixed wealth | On Investment Management Co BD affiliated | RIA to affiliated broker-dealer or bank | May 3, 2021 | May 5, 2021 |
| Alejandro Siqueiros | Prime Capital Financial other | Fiduciary Investment Trusts, LLC asset manager | Other | Nov 17, 2020 | Sep 4, 2019 |
| Patrick E Moore | Prime Capital Financial other | Park Avenue Securities LLC BD affiliated | Other | Oct 9, 2019 | Oct 7, 2019 |
| Sandy L Dorson | Prime Capital Financial other | Voya Financial Advisors, Inc. BD affiliated | Other | Aug 7, 2019 | Jul 30, 2019 |
| Andrew P Surber | Prime Capital Financial other | Tax Favored Retirement state registered | Other | Oct 1, 2018 | Sep 27, 2018 |
| Kimberly Ann Turner | Prime Capital Financial other | Morgan Stanley wirehouse | Other | Sep 24, 2018 | Apr 2, 2019 (190 d) |
| Karl Nathan Gill | Prime Capital Financial other | Invesco Advisers, Inc. asset manager | Other | Jul 23, 2018 | Aug 16, 2018 |
| Brenda Brooks Rocchio | Prime Capital Financial other | Allstate Financial Advisors, LLC BD affiliated | Other | Jul 13, 2018 | Dec 3, 2024 (2335 d) |
| David Wayne Pickett | Prime Capital Financial mixed wealth | LPL Financial LLC independent RIA | RIA to RIA | Apr 20, 2018 | Apr 20, 2018 |
| Douglas Howard Pardieck | Prime Capital Financial mixed wealth | Cambridge Investment Research Advisors, Inc. other | Other | Nov 27, 2017 | Nov 27, 2017 |
Page 1 of 1
56 moves match.