DFX Intelligence
Advisor moves
Departures from Cetera Investment Advisers LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
3,023 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Steven R Hykes | Cetera Investment Advisers LLC BD affiliated | Confluence Financial Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 29, 2024 | Aug 30, 2024 |
| Evelyn Khachikian Fernandez | Cetera Investment Advisers LLC BD affiliated | Prosperity - An Eisneramper Company independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 29, 2024 | Jan 7, 2025 (131 d) |
| Eric William Montgomery | Cetera Investment Advisers LLC BD affiliated | Confluence Financial Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 29, 2024 | Aug 29, 2024 |
| Kristian Phillip Malcontento | Cetera Investment Advisers LLC BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2024 | Jul 17, 2025 (324 d) |
| Antonio Desano | Cetera Investment Advisers LLC BD affiliated | Third Sigma Investment Advisors LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 27, 2024 | Oct 30, 2024 (64 d) |
| Alysa Vanessa Enriquez | Cetera Investment Advisers LLC BD affiliated | Prosperity - An Eisneramper Company independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 27, 2024 | Nov 11, 2024 (76 d) |
| Jason Timothy Reeves | Cetera Investment Advisers LLC BD affiliated | Consortium Private Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 26, 2024 | Aug 4, 2025 (343 d) |
| Tianyi Xu | Cetera Investment Advisers LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 26, 2024 | Sep 5, 2024 |
| Justin Rennhack | Cetera Investment Advisers LLC BD affiliated | Ernst & Young Investment Advisers Llp no RAUM | Other | Aug 26, 2024 | Dec 10, 2024 (106 d) |
| Stacey Dee Kirkpatrick | Cetera Investment Advisers LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2024 | Aug 15, 2024 |
| Brian E Orr | Cetera Investment Advisers LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2024 | Mar 10, 2025 (200 d) |
| Madelyn Ambrose | Cetera Investment Advisers LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Aug 22, 2024 | Nov 11, 2024 (81 d) |
| Trent M Grass | Cetera Investment Advisers LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Aug 22, 2024 | Sep 11, 2024 |
| Roger William Byrd | Cetera Investment Advisers LLC BD affiliated | Bridgewealth Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 21, 2024 | Aug 17, 2024 |
| Monte Keith Martin | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2024 | Aug 19, 2024 |
| Michael L Perdue | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2024 | Aug 19, 2024 |
| Elisabeth Grace Sanders | Cetera Investment Advisers LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 20, 2024 | Aug 16, 2024 |
| Eric Maher | Cetera Investment Advisers LLC BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2024 | Oct 24, 2025 (431 d) |
| Dennis Martin Mitchell | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2024 | Aug 19, 2024 |
| Stephen Earl Hill | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2024 | Sep 18, 2024 (33 d) |
| Amanda Marie Weese | Cetera Investment Advisers LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2024 | Sep 6, 2024 |
| Garland Brent Kizer | Cetera Investment Advisers LLC BD affiliated | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 14, 2024 | Aug 12, 2024 |
| Gary Jesse Deardorff | Cetera Investment Advisers LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2024 | Aug 8, 2024 |
| Francesco Paul Vitale | Cetera Investment Advisers LLC BD affiliated | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 13, 2024 | Aug 12, 2024 |
| Aaron James Garabedian | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2024 | Aug 12, 2024 |
| Michael Thomas Elsberry | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2024 | Aug 6, 2024 |
| Charles Gregory Stewart | Cetera Investment Advisers LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2024 | Aug 8, 2024 |
| Shelley Jessica O'Brien | Cetera Investment Advisers LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2024 | Aug 9, 2024 |
| Jacqueline Larose Villa | Cetera Investment Advisers LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2024 | Aug 13, 2024 |
| Blake William Mcginley | Cetera Investment Advisers LLC BD affiliated | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 9, 2024 | Sep 5, 2024 |
| Robert V Shabkie | Cetera Investment Advisers LLC BD affiliated | Pathlight Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 8, 2024 | Jan 3, 2025 (148 d) |
| Nathaniel Turner Clark | Cetera Investment Advisers LLC BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2024 | Aug 12, 2024 |
| Eric Robert Carlson | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2024 | Aug 6, 2024 |
| Kenneth Cassius Butterfield | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2024 | Aug 7, 2024 |
| Christopher David Shea | Cetera Investment Advisers LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2024 | Sep 16, 2024 (40 d) |
| Sarah Mary Houle-Johns | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2024 | Aug 5, 2024 |
| Kimberly A Ritter | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2024 | Aug 5, 2024 |
| Karen Jennifer Ness | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2024 | Aug 5, 2024 |
| Justin Patrick Gervais | Cetera Investment Advisers LLC BD affiliated | Advisornet Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 6, 2024 | Dec 7, 2023 |
| Justin Connolly | Cetera Investment Advisers LLC BD affiliated | Ducharme Wealth Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 6, 2024 | Oct 10, 2024 (65 d) |
| John Ballon | Cetera Investment Advisers LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2024 | Jul 31, 2024 |
| Antonio Persampieri | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2024 | Jul 26, 2024 |
| David Liegakos | Cetera Investment Advisers LLC BD affiliated | Intrepid Financial Services LLC unclassified | Other | Aug 2, 2024 | Nov 13, 2024 (103 d) |
| Ryan Paul Forster | Cetera Investment Advisers LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2024 | Aug 2, 2024 |
| Robert Timothy Holdcroft | Cetera Investment Advisers LLC BD affiliated | Three Cord True Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2024 | Jul 16, 2024 |
| Christian Blaze Iurato | Cetera Investment Advisers LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2024 | Jul 30, 2024 |
| John Paul Mastrogianakis | Cetera Investment Advisers LLC BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2024 | Aug 5, 2024 |
| Donald M Young | Cetera Investment Advisers LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 31, 2024 | Sep 3, 2024 (34 d) |
| Wesley Daniel Stewart | Cetera Investment Advisers LLC BD affiliated | Synovus Securities, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 30, 2024 | Jul 30, 2024 |
| Hons Man Yu | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2024 | Jul 26, 2024 |
| Richard Belanger | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2024 | Jul 26, 2024 |
| Nicara Aislynn Enright-Alves | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2024 | Jul 26, 2024 |
| Tyler Philip Mason | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2024 | Aug 5, 2024 |
| Luke Derose | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2024 | Jul 26, 2024 |
| Michael Richard Belanger | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2024 | Jul 26, 2024 |
| Raymond Eric Pape | Cetera Investment Advisers LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jul 26, 2024 | Jul 26, 2024 |
| Daniel Paul Dueweke | Cetera Investment Advisers LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jul 26, 2024 | Jul 29, 2024 |
| Matthew Ryan Mcewen | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 26, 2024 | Jul 25, 2024 |
| Bradley Ryan Bach | Cetera Investment Advisers LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jul 26, 2024 | Jul 26, 2024 |
| Robyn A Yahner | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2024 | Jul 26, 2024 |