DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Cetera Investment Advisers LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jonathan Hill | Cetera Investment Advisers LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 11, 2026 | Feb 11, 2026 (31 d) |
| William Lawrence Kessel | Cetera Investment Advisers LLC BD affiliated | Creative Planning Institutional Advisors, LLC institutional | Other | Jan 10, 2026 | Dec 22, 2021 |
| Ruiying Ding | Cetera Investment Advisers LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 9, 2026 | Feb 12, 2026 (34 d) |
| Rebecca Jean Marshall | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2026 | Jan 12, 2026 |
| Pavel Mordasov | Cetera Investment Advisers LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 8, 2026 | Jan 8, 2026 |
| Gregory Scott Mccoy | Cetera Investment Advisers LLC BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2026 | Jan 22, 2026 |
| Sherise Lanay Steele | Cetera Investment Advisers LLC BD affiliated | United Capital Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 7, 2026 | Dec 26, 2025 |
| Theodore S Byer | Cetera Investment Advisers LLC BD affiliated | Smolin Wealth Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 7, 2026 | Aug 22, 2024 |
| Michael Bins | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 7, 2026 | Jan 5, 2026 |
| Scott Thiel | Cetera Investment Advisers LLC BD affiliated | Belpointe Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 7, 2026 | Jan 6, 2026 |
| Richard Hunter Halverson | Cetera Investment Advisers LLC BD affiliated | Capital Investment Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 7, 2026 | Feb 20, 2026 (44 d) |
| Lakisha Brown | Cetera Investment Advisers LLC BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2026 | Feb 10, 2026 (35 d) |
| Jacob Neuman Impellicceiri | Cetera Investment Advisers LLC BD affiliated | Grantd Wealth, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 6, 2026 | Jan 9, 2026 |
| Megan Barnoski | Cetera Investment Advisers LLC BD affiliated | Bok Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2026 | Jan 5, 2026 |
| David Block | Cetera Investment Advisers LLC BD affiliated | Ip Financial Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 5, 2026 | Dec 15, 2025 |
| Esteban Luis Flores | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 5, 2026 | Jan 6, 2026 |
| Adam James Hollinger | Cetera Investment Advisers LLC BD affiliated | Rkl Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 5, 2026 | Jan 7, 2026 |
| Chad Dixon | Cetera Investment Advisers LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 2, 2026 | Jan 21, 2026 |
| Richard Eugene Dwinell | Cetera Investment Advisers LLC BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2025 | Jan 2, 2026 |
| J Kevin Meaders | Cetera Investment Advisers LLC BD affiliated | Magellan Planning Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2025 | Jan 5, 2026 |
| Michael Espinoza | Cetera Investment Advisers LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2025 | Dec 16, 2025 |
| Cameron Blake Bozeman | Cetera Investment Advisers LLC BD affiliated | Magellan Planning Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2025 | Jan 6, 2026 |
| Rebecca Ruth Greenwood | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2025 | Jan 27, 2026 |
| Gretchen Marie Garcia | Cetera Investment Advisers LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Dec 31, 2025 | Jan 6, 2026 |
| Zachary Nowatzki | Cetera Investment Advisers LLC BD affiliated | Haese Financial Group Inc state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 31, 2025 | Jan 22, 2026 |
| Bailey Walls | Cetera Investment Advisers LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Dec 26, 2025 | Feb 3, 2026 (39 d) |
| Philip Eubank | Cetera Investment Advisers LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 23, 2025 | Dec 18, 2025 |
| Gregory Andrew Koehler | Cetera Investment Advisers LLC BD affiliated | Wellth Advisory Services, LLC institutional | Other | Dec 23, 2025 | Dec 11, 2025 |
| John Warren Hardy | Cetera Investment Advisers LLC BD affiliated | Cetera Planning Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 22, 2025 | Sep 22, 2025 |
| Angus Gibbons Mceachran | Cetera Investment Advisers LLC BD affiliated | Cetera Planning Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 22, 2025 | Sep 22, 2025 |
| Chi Hye Quichocho Guerrero | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2025 | Jan 5, 2026 |
| Nahid Noory | Cetera Investment Advisers LLC BD affiliated | Warner Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 19, 2025 | Jul 23, 2026 (216 d) |
| Daniel Zufall | Cetera Investment Advisers LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 19, 2025 | Jun 29, 2026 (192 d) |
| Kim Ann Churchill | Cetera Investment Advisers LLC BD affiliated | Fifth Third Wealth Advisors LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 18, 2025 | Dec 17, 2025 |
| Max Bortenschlager | Cetera Investment Advisers LLC BD affiliated | Sagespring Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 18, 2025 | Dec 23, 2025 |
| Troy Chaplin | Cetera Investment Advisers LLC BD affiliated | Cassaday & Company, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 18, 2025 | Feb 9, 2026 (53 d) |
| James Marvin Dowdy | Cetera Investment Advisers LLC BD affiliated | Legacy Partner Group state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 16, 2025 | Dec 17, 2025 |
| Scott M Danek | Cetera Investment Advisers LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2025 | Dec 15, 2025 |
| Kevin Thomas Sheffield | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2025 | Dec 5, 2025 |
| Suad Cuturic | Cetera Investment Advisers LLC BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2025 | Dec 22, 2025 |
| Bret Patrick Boudreaux | Cetera Investment Advisers LLC BD affiliated | Pelican Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 15, 2025 | Dec 23, 2025 |
| Sharina Maria Merid | Cetera Investment Advisers LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2025 | Jan 14, 2026 |
| Mary Elizabeth Jones | Cetera Investment Advisers LLC BD affiliated | Q3 Asset Management Corporation mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 15, 2025 | Apr 14, 2026 (120 d) |
| Daniel Ledet | Cetera Investment Advisers LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 15, 2025 | Dec 18, 2025 |
| Bismarck O. Darko | Cetera Investment Advisers LLC BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 15, 2025 | Jan 9, 2026 |
| Jay Scott Calhoun | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2025 | Dec 15, 2025 |
| Gary William Barkman | Cetera Investment Advisers LLC BD affiliated | Dutch Asset Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 12, 2025 | Dec 11, 2025 |
| Matt E Ball | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2025 | Nov 17, 2025 |
| Christopher Joe Dever | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2025 | Nov 17, 2025 |
| Roy Cullen West | Cetera Investment Advisers LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 11, 2025 | Dec 12, 2025 |
| Zachary David Kirkwood | Cetera Investment Advisers LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2025 | Nov 26, 2025 |
| Steven Lane Nartker | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2025 | Nov 24, 2025 |
| Robert Andrew Yarbrough | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2025 | Dec 8, 2025 |
| Ronald Paul Obernolte | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2025 | Jan 6, 2026 |
| Reudel Diaz | Cetera Investment Advisers LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 8, 2025 | Dec 5, 2025 |
| Eduardo Cano | Cetera Investment Advisers LLC BD affiliated | Bok Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2025 | Mar 13, 2026 (95 d) |
| Aridai Lopez | Cetera Investment Advisers LLC BD affiliated | Secure Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 8, 2025 | Jan 6, 2026 |
| Mason Carver | Cetera Investment Advisers LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2025 | Nov 26, 2025 |
| Ann Marie Doty-Mitchell | Cetera Investment Advisers LLC BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2025 | Jun 8, 2026 (185 d) |
| Jayme Bolt Orullian | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2025 | Nov 17, 2025 |
3,020 moves match.