DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Russell Investments

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Stephanie Michelle Jaouen-StarrRussell Investments otherCharles Schwab & Co., Inc. national BDOtherJan 27, 2017Jan 31, 2017
Christian M GwethRussell Investments otherMorgan Stanley wirehouseOtherJan 12, 2017Mar 6, 2018 (418 d)
Phillip Dane RogersonRussell Investments otherUnited Capital Financial Advisors otherOtherJan 6, 2017Aug 17, 2017 (223 d)
Michael A GuthrieRussell Investments otherCitizens Securities, Inc. BD affiliatedOtherJan 5, 2017Jan 5, 2018 (365 d)
Gregory Kenneth SwansonRussell Investments otherColumbia River Advisors otherOtherOct 11, 2016Oct 13, 2016
Brian Eric BoydenRussell Investments otherCharles Schwab & Co., Inc. national BDOtherSep 6, 2016Jan 23, 2017 (139 d)
Ryan Edward FlynnRussell Investments otherChoreo, LLC otherOtherSep 6, 2016Sep 19, 2016
Monica J WilliamsRussell Investments otherCharles Schwab & Co., Inc. national BDOtherSep 6, 2016Jul 5, 2018 (667 d)
Christopher Shawn WilsonRussell Investments otherSierra Investment Management, LLC independent RIAOtherSep 2, 2016Aug 28, 2018 (725 d)
Denise Jaylene Jaylene HowardRussell Investments otherCanterbury Consulting Incorporated otherOtherAug 11, 2016Sep 16, 2016 (36 d)
John Adam TrouyRussell Investments otherMsi Financial Services, Inc. otherOtherAug 2, 2016Sep 30, 2016 (59 d)
Amy Christine UllrichRussell Investments otherLPL Financial LLC independent RIAOtherJul 1, 2016Apr 11, 2018 (649 d)
Scott Samuel ChaffeeRussell Investments otherBancwest Investment Services, Inc. (Bwis) otherOtherMay 16, 2016May 26, 2016
Franklin David CrowderRussell Investments otherVoya Investment Management Co. LLC otherOtherMay 2, 2016Sep 9, 2016 (130 d)
Kathleen M BerneRussell Investments otherRaymond James & Associates, Inc. national BDOtherApr 25, 2016May 3, 2017 (373 d)
William TalbottRussell Investments otherWells Fargo Advisors wirehouseOtherApr 4, 2016Dec 4, 2019 (1339 d)
Rod Steven GreenshieldsRussell Investments otherMorgan Stanley wirehouseOtherOct 21, 2015Nov 10, 2015
Jay GentryRussell Investments otherWells Fargo Advisors wirehouseOtherJun 8, 2015Jun 29, 2020 (1848 d)
Kendra Leeann RiconosciutoRussell Investments otherLPL Financial LLC otherOtherMay 13, 2015May 19, 2015
Gary Stanley GoskaRussell Investments otherVictory Capital Management Inc. otherOtherApr 20, 2015May 1, 2015
Ginger WasylikRussell Investments otherCharles Schwab & Co., Inc. national BDOtherFeb 2, 2015Sep 20, 2016 (596 d)
Anthony George JohnRussell Investments otherFairview Partners Investment Management LLC asset managerOtherJan 23, 2015Feb 2, 2015
James SabbatiniRussell Investments otherMutual Of Omaha Investor Services, Inc. no RAUMOtherJan 20, 2015Jul 23, 2018 (1280 d)
Phillip Henry MillerRussell Investments otherCornerstone Advisors Inc otherOtherJan 6, 2015Feb 27, 2015 (52 d)
Thomas BloomerRussell Investments otherClearbridge Investments, LLC otherOtherOct 29, 2014Oct 28, 2014
Lucas A HogsettRussell Investments otherNorthwestern Mutual Investment Services,LLC otherOtherAug 26, 2014Nov 3, 2014 (69 d)
William Courtney CainRussell Investments otherEquitable Advisors, LLC national BDOtherAug 18, 2014Oct 6, 2014 (49 d)
Kevin McauliffeRussell Investments otherCetera Investment Advisers LLC otherOtherAug 14, 2014Apr 29, 2014
Gregory Stilianos TzanoukakisRussell Investments otherFederated Securities Corp. no RAUMOtherAug 1, 2014Aug 7, 2014
Nathaniel James AngeloRussell Investments otherConcert Wealth Management otherOtherJul 25, 2014Jul 15, 2014
Dillon Willis LullRussell Investments otherCapital Client Group, Inc. no RAUMOtherJul 18, 2014Aug 14, 2014
Matthew Phillip KeefeRussell Investments otherMorgan Stanley Investment Management Inc. otherOtherJun 3, 2014Aug 26, 2014 (84 d)
Michael Robert KraicsRussell Investments otherCavanal Hill Investment Management, Inc. otherOtherApr 15, 2014Dec 17, 2021 (2803 d)
Terry Wayne SpencerRussell Investments otherWells Fargo Advisors wirehouseOtherApr 7, 2014May 13, 2014 (36 d)
James Alan EmanuelRussell Investments otherFisher Investments otherOtherMar 6, 2014Mar 20, 2014
Gregory FoosRussell Investments otherJ.P. Morgan Securities LLC wirehouseOtherFeb 25, 2014Mar 31, 2014 (34 d)
Katie Ann MurphyRussell Investments otherEllenbecker Investment Group independent RIAOtherOct 3, 2013Feb 22, 2019 (1968 d)
Steven Michael BlumeRussell Investments otherRBC Capital Markets, LLC national BDOtherApr 1, 2013Oct 2, 2013 (184 d)
Patrick Ryan SturmRussell Investments otherPillar Wealth Management Co. independent RIAOtherMar 15, 2013Apr 8, 2013
Heidi Ann LudemanRussell Investments otherLudeman Capital Management, Inc. otherOtherMar 12, 2013Dec 20, 2013 (283 d)
Elizabeth HartleyRussell Investments otherGlobal Retirement Partners LLC institutionalOtherMar 8, 2013Nov 21, 2025 (4641 d)
Sean Robert WalkerRussell Investments otherAmg Funds LLC otherOtherMar 1, 2013Mar 19, 2013
Benjamin Decator JonesRussell Investments otherBmo Harris Financial Advisors, Inc otherOtherDec 14, 2012Mar 28, 2013 (104 d)
Frank Anthony GambardellaRussell Investments otherFinancial Advocates Investment Management otherOtherOct 31, 2012Aug 25, 2017 (1759 d)
George Norman WhitmoreRussell Investments otherAnchor/Russell Capital Advisors LLC otherOtherMay 25, 2012Jun 19, 2012
Jeffrey Douglas WrightRussell Investments otherFrost Investment Advisors, LLC otherOtherFeb 8, 2012Sep 12, 2017 (2043 d)
Scott Edward UphamRussell Investments otherAmeriprise Financial Services, LLC national BDOtherJan 31, 2012Mar 7, 2012 (36 d)
Casey Ames HerronRussell Investments otherCulver Investment Company, LLC otherOtherJan 4, 2012Aug 22, 2012 (231 d)
Nicole CopeRussell Investments otherAmeriprise Financial Services, LLC national BDOtherJan 3, 2012Sep 21, 2012 (262 d)
Angela Marie StoverRussell Investments otherLwi Financial Inc. otherOtherJan 3, 2012Jan 27, 2012
Darryl Craig CelkupaRussell Investments otherTamarac Inc unclassifiedOtherMay 2, 2011Feb 22, 2012 (296 d)
Nils Roger WickmanRussell Investments otherAmeritas Advisory Services otherOtherApr 8, 2011Sep 23, 2014 (1264 d)
Angela Nicole WrightRussell Investments otherEdward Jones national BDOtherJan 14, 2011Jan 26, 2011
Robert G MatalaRussell Investments otherPgim Investments LLC otherOtherDec 23, 2010Apr 26, 2012 (490 d)
Patrick R LoechlRussell Investments otherWells Fargo Advisors wirehouseOtherDec 10, 2010Jan 26, 2011 (47 d)
William Reeve CantusRussell Investments otherJohnson Sterling, Inc. otherOtherSep 1, 2010Apr 13, 2011 (224 d)
Kyle Edward SchmahlRussell Investments otherBlackrock Fund Advisors otherOtherJul 19, 2010Jul 30, 2010
Robert Matthew WatersRussell Investments otherCleararc Capital, Inc. otherOtherJul 9, 2010Aug 4, 2010
Geoffrey Scott JohnsonRussell Investments otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherApr 5, 2010Apr 30, 2010
Jessi Ringo AndrewsRussell Investments otherAssetmark, Inc. otherOtherNov 20, 2009Jan 26, 2010 (67 d)
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142 moves match.