DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Manulife Investment Management (US) LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Merton Wayne Breisch	Manulife Investment Management (US) LLC asset manager	Logan Capital Management, Inc. mixed wealth	Other	Oct 12, 2020	Mar 26, 2019
Matthew Carson Deno	Manulife Investment Management (US) LLC asset manager	John Hancock Personal Financial Services, LLC BD affiliated	Other	Apr 13, 2020	Jan 24, 2020
Scott Christopher Ward	Manulife Investment Management (US) LLC asset manager	John Hancock Personal Financial Services, LLC BD affiliated	Other	Apr 13, 2020	Jan 30, 2020
Robert Joseph Hartigan	Manulife Investment Management (US) LLC asset manager	John Hancock Personal Financial Services, LLC BD affiliated	Other	Apr 13, 2020	Jan 30, 2020
Stephen David Schuman	Manulife Investment Management (US) LLC asset manager	John Hancock Personal Financial Services, LLC BD affiliated	Other	Apr 13, 2020	Feb 20, 2020
Christopher Kwiatek	Manulife Investment Management (US) LLC asset manager	John Hancock Personal Financial Services, LLC BD affiliated	Other	Apr 13, 2020	Jan 24, 2020
Mark Raymond Lowbridge	Manulife Investment Management (US) LLC asset manager	John Hancock Personal Financial Services, LLC BD affiliated	Other	Apr 13, 2020	Mar 4, 2020
Christine A Pollock	Manulife Investment Management (US) LLC asset manager	John Hancock Personal Financial Services, LLC BD affiliated	Other	Apr 13, 2020	Jan 24, 2020
Christina Marie Frattura	Manulife Investment Management (US) LLC asset manager	John Hancock Personal Financial Services, LLC BD affiliated	Other	Apr 13, 2020	Mar 27, 2020
Brad Langley Croall	Manulife Investment Management (US) LLC asset manager	John Hancock Personal Financial Services, LLC BD affiliated	Other	Apr 13, 2020	Feb 11, 2020
Eberardo Mariscal	Manulife Investment Management (US) LLC asset manager	John Hancock Personal Financial Services, LLC BD affiliated	Other	Apr 13, 2020	Feb 3, 2020
John Peter Hansen	Manulife Investment Management (US) LLC asset manager	John Hancock Personal Financial Services, LLC BD affiliated	Other	Apr 13, 2020	Feb 11, 2020
James M Ogrady	Manulife Investment Management (US) LLC asset manager	John Hancock Personal Financial Services, LLC BD affiliated	Other	Apr 13, 2020	Feb 7, 2020
Patricia Fearing Blackwell	Manulife Investment Management (US) LLC asset manager	John Hancock Personal Financial Services, LLC BD affiliated	Other	Apr 13, 2020	Feb 11, 2020
Ryan J Christensen	Manulife Investment Management (US) LLC asset manager	Cable Hill Partners, LLC independent RIA	Other	Apr 7, 2020	May 14, 2020 (37 d)
Jeffrey Albert Pineda	Manulife Investment Management (US) LLC asset manager	T. Rowe Price Associates, Inc. asset manager	Other	Jul 19, 2018	Jan 19, 2024 (2010 d)
Christopher Laurence Watson	Manulife Investment Management (US) LLC asset manager	Focus Partners Wealth, LLC independent RIA	Other	Jul 9, 2018	May 20, 2020 (681 d)
John Robert Vanasse	Manulife Investment Management (US) LLC asset manager	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	May 29, 2018	Jul 17, 2018 (49 d)
Adam Dechtman	Manulife Investment Management (US) LLC asset manager	Securities America Advisors, Inc. BD affiliated	Other	May 24, 2018	Jun 18, 2018
Andrew Paul O'Brien	Manulife Investment Management (US) LLC asset manager	John Hancock Personal Financial Services, LLC BD affiliated	Other	May 18, 2018	May 7, 2020 (720 d)
Jeffrey John Murphy	Manulife Investment Management (US) LLC asset manager	Invesco Advisers, Inc. asset manager	Other	May 18, 2018	Jun 5, 2018
Peter Crawford Waitkun	Manulife Investment Management (US) LLC other	Arca Wealth, LLC independent RIA	Other	Feb 16, 2018	Mar 13, 2024 (2217 d)
Laura Elizabeth Mchugo	Manulife Investment Management (US) LLC other	Goldman Sachs Wealth Services, L.P. other	Other	Nov 9, 2017	Dec 5, 2017
Jennifer Bixler Telesca	Manulife Investment Management (US) LLC other	Wells Fargo Advisors wirehouse	Other	Oct 10, 2017	Apr 4, 2018 (176 d)
Lucas Skidmore Rameaka	Manulife Investment Management (US) LLC other	Transamerica Retirement Advisors, LLC mixed wealth	Other	Oct 10, 2017	Jan 24, 2019 (471 d)
Edward Joseph Tribble	Manulife Investment Management (US) LLC other	Monument Asset Management, LLC state registered	Other	Sep 18, 2017	Dec 20, 2019 (823 d)
Jonathan Edward Farrell	Manulife Investment Management (US) LLC other	Kestra Advisory Services, LLC BD affiliated	Other	Apr 3, 2017	May 23, 2018 (415 d)
Christopher M Scuderi	Manulife Investment Management (US) LLC other	Virtus Investment Advisers, LLC other	Other	Mar 17, 2017	Apr 6, 2017
Matthew Hanson	Manulife Investment Management (US) LLC other	Kayne Anderson Rudnick Investment Management, LLC other	Other	Jan 10, 2017	Mar 1, 2017 (50 d)
Leif Van Saun Springer	Manulife Investment Management (US) LLC other	UBS Financial Services Inc. wirehouse	Other	Jun 23, 2016	Jan 16, 2018 (572 d)
Daniel James Taylor	Manulife Investment Management (US) LLC other	Nuveen Asset Management, LLC other	Other	May 5, 2016	Jun 9, 2016 (35 d)
David Quinn White	Manulife Investment Management (US) LLC other	Eaton Vance Management other	Other	Jan 14, 2016	Feb 1, 2016
Eileen Robin Frohman	Manulife Investment Management (US) LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Dec 31, 2015	Jul 31, 2017 (578 d)
Andrew William Vernon	Manulife Investment Management (US) LLC other	Ameriprise Financial Services, LLC national BD	Other	Dec 31, 2015	Nov 8, 2018 (1043 d)
Robert Blumberg	Manulife Investment Management (US) LLC other	Onedigital institutional	Other	Dec 31, 2015	Dec 8, 2025 (3630 d)
Geoffrey Scott Johnson	Manulife Investment Management (US) LLC other	Edward Jones national BD	Other	Dec 31, 2015	May 19, 2017 (505 d)
Tracy B Hummel	Manulife Investment Management (US) LLC other	John Hancock Personal Financial Services, LLC BD affiliated	Other	Dec 31, 2015	May 13, 2021 (1960 d)
David Lavelle Dickens	Manulife Investment Management (US) LLC other	Principal Securities, Inc. BD affiliated	Other	Dec 31, 2015	Jun 1, 2026 (3805 d)
Gregory A Degraeve	Manulife Investment Management (US) LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Dec 23, 2015	Jan 5, 2016
Michael Patrick Davis	Manulife Investment Management (US) LLC other	Ashton Thomas Securities, LLC independent RIA	Other	Jul 20, 2015	Jul 1, 2024 (3269 d)
Jonathan Edward Eitas	Manulife Investment Management (US) LLC other	Geneva Advisors, LLC other	Other	Jun 26, 2015	Jul 10, 2015
Stephen Costa	Manulife Investment Management (US) LLC other	Strategic Advisers LLC national BD	Other	Jun 26, 2015	Aug 25, 2015 (60 d)
Daniel Patrick Haskins	Manulife Investment Management (US) LLC other	Columbia Management Investment Advisers, LLC other	Other	Mar 13, 2015	Oct 4, 2016 (571 d)
Seth Adam Marsters	Manulife Investment Management (US) LLC other	Stancorp Investment Advisers, Inc. other	Other	Jan 20, 2015	May 4, 2015 (104 d)
Christopher Bernard Alvanos	Manulife Investment Management (US) LLC other	Brighton House Associates, LLC unclassified	Other	Nov 14, 2014	Mar 2, 2016 (474 d)
Donald Richard Wise	Manulife Investment Management (US) LLC other	Morgan Stanley wirehouse	Other	Oct 13, 2014	Feb 24, 2015 (134 d)
Karlynn Kari Schramm	Manulife Investment Management (US) LLC other	Nfp Advisor Services, LLC other	Other	Oct 7, 2014	Mar 6, 2015 (150 d)
James Hawes Casler	Manulife Investment Management (US) LLC other	Lord, Abbett & Co. LLC other	Other	Oct 2, 2014	Nov 5, 2014 (34 d)
Sam Salim Gumma	Manulife Investment Management (US) LLC other	Capital Client Group, Inc. no RAUM	Other	Apr 11, 2014	Apr 22, 2014
Justin Ferris Adomunes	Manulife Investment Management (US) LLC other	Commonwealth Financial Network national BD	Other	Apr 11, 2014	May 11, 2023 (3317 d)
Todd Douglas Brauer	Manulife Investment Management (US) LLC other	Neuberger Berman Bd LLC other	Other	Feb 28, 2014	Mar 5, 2014
Kevin Patrick O'Regan	Manulife Investment Management (US) LLC other	Natixis Advisors, LLC other	Other	Feb 13, 2014	May 4, 2015 (445 d)
Arthur E Creel	Manulife Investment Management (US) LLC other	Carmichael Creel Investments other	Other	Jan 10, 2014	Jun 5, 2020 (2338 d)
Matthew David Seiter	Manulife Investment Management (US) LLC other	Thornburg Investment Management Inc other	Other	Dec 18, 2013	Jan 10, 2014
Timothy Patrick Healy	Manulife Investment Management (US) LLC other	Cetera Investment Advisers LLC other	Other	Oct 18, 2013	Feb 3, 2014 (108 d)
Lisa Hirschfeld	Manulife Investment Management (US) LLC other	Strategic Advisers LLC national BD	Other	Oct 8, 2013	Aug 26, 2013
Jacob Ryan Stewart	Manulife Investment Management (US) LLC other	Natixis Advisors, LLC other	Other	Jul 25, 2013	Aug 5, 2013
Todd Michael Tevens	Manulife Investment Management (US) LLC other	Cadaret Grant & Co Inc other	Other	Mar 1, 2013	Mar 8, 2013
Jeremy A Taylor	Manulife Investment Management (US) LLC other	Natixis Advisors, LLC other	Other	Feb 4, 2013	Feb 21, 2013
Dustin Latham	Manulife Investment Management (US) LLC other	Alternative Capitalis, LLC state registered	Other	Jan 22, 2013	Apr 14, 2016 (1178 d)

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129 moves match.