DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Putnam Investment Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Erika Marie KeanePutnam Investment Management, LLC asset managerBlackrock Investment Management, LLC otherOtherJul 26, 2021Sep 2, 2021 (38 d)
Andrew PetraliaPutnam Investment Management, LLC asset managerFidelity Personal And Workplace Advisors BD affiliatedOtherJul 6, 2021Sep 2, 2021 (58 d)
Matthew C MalloyPutnam Investment Management, LLC asset managerAngel Oak Capital Advisors, LLC asset managerOtherJun 21, 2021Jul 22, 2021 (31 d)
Andrew Salvatore PiatelliPutnam Investment Management, LLC asset managerMML Investors Services, LLC BD affiliatedOtherJun 1, 2021Feb 24, 2025 (1364 d)
Amelia MccarthyPutnam Investment Management, LLC asset managerVigilant Wealth Management independent RIAOtherMay 24, 2021Aug 12, 2021 (80 d)
James Andrew O'BrienPutnam Investment Management, LLC asset managerAllspring Funds Management, LLC asset managerOtherMay 19, 2021Jul 2, 2021 (44 d)
Christopher Hayden O'NeillPutnam Investment Management, LLC asset managerAnchor Capital Advisors LLC mixed wealthOtherMay 19, 2021Dec 1, 2021 (196 d)
Asad A ElmiPutnam Investment Management, LLC asset managerCharles Schwab & Co., Inc. national BDOtherApr 13, 2021Apr 28, 2021
Sarah Marie MulcahyPutnam Investment Management, LLC asset managerKestra Advisory Services, LLC BD affiliatedOtherApr 13, 2021Jun 9, 2021 (57 d)
Myles Owen GainesPutnam Investment Management, LLC asset managerBlackrock Investment Management, LLC otherOtherMar 8, 2021Mar 22, 2021
Andrew James BrownPutnam Investment Management, LLC asset managerMorgan Stanley wirehouseOtherOct 26, 2020Nov 23, 2020
Connor James GallivanPutnam Investment Management, LLC asset managerPark Avenue Securities LLC BD affiliatedOtherOct 21, 2020Jan 26, 2021 (97 d)
Joseph Patrick LynchPutnam Investment Management, LLC asset managerNuveen Asset Management, LLC mixed wealthOtherMay 26, 2020Jun 5, 2020
Tucker Patrick DonahoePutnam Investment Management, LLC asset managerMontis Financial, LLC independent RIAOtherJan 27, 2020Dec 15, 2021 (688 d)
Anne Siobhan KellyPutnam Investment Management, LLC asset managerEmpower Advisory Group, LLC BD affiliatedOtherJan 6, 2020May 9, 2023 (1219 d)
Kaitlyn Elizabeth Ramsay-LongleyPutnam Investment Management, LLC asset managerFidelity Personal And Workplace Advisors BD affiliatedOtherDec 9, 2019Feb 18, 2020 (71 d)
Luke Daniel Van HoutenPutnam Investment Management, LLC asset managerLPL Financial LLC BD affiliatedOtherDec 9, 2019Feb 11, 2020 (64 d)
Kristofer Jon DebonvillePutnam Investment Management, LLC asset managerCapital Client Group, Inc. no RAUMOtherMay 28, 2019Jul 19, 2019 (52 d)
Daniel Murphy BallouPutnam Investment Management, LLC asset managerConnecticut Wealth Management, LLC independent RIAOtherMay 28, 2019Jun 11, 2019
Nicholas DriscollPutnam Investment Management, LLC asset managerNeuberger Berman Bd LLC no RAUMOtherMar 18, 2019Apr 2, 2019
Matthew BrownPutnam Investment Management, LLC asset managerNew York Life Investment Management LLC asset managerOtherMar 11, 2019Apr 2, 2019
Peter C FoleyPutnam Investment Management, LLC asset managerT. Rowe Price Associates, Inc. asset managerOtherMar 5, 2019Jan 23, 2024 (1785 d)
Michael Anthony TravagliniPutnam Investment Management, LLC asset managerVoya Investment Management Co. LLC asset managerOtherMar 5, 2019Apr 8, 2019 (34 d)
Andrew S PhillipsPutnam Investment Management, LLC asset managerJ.P. Morgan Private Wealth Advisors LLC mixed wealthOtherDec 11, 2018Jan 17, 2019 (37 d)
Joseph TierneyPutnam Investment Management, LLC asset managerRaymond James Investment Management asset managerOtherOct 29, 2018Nov 5, 2018
Cody R MccallumPutnam Investment Management, LLC asset managerUBS Financial Services Inc. wirehouseOtherJul 16, 2018Aug 16, 2018 (31 d)
Daniel P LabroadPutnam Investment Management, LLC asset managerPruco Securities, LLC BD affiliatedOtherJun 25, 2018Apr 14, 2020 (659 d)
Benjamin John CoffaroPutnam Investment Management, LLC asset managerMariner independent RIAOtherMay 29, 2018Jul 9, 2018 (41 d)
Scott Robert KentPutnam Investment Management, LLC asset managerThornburg Investment Management Inc asset managerOtherMay 21, 2018Jun 8, 2018
Mark E. DonovanPutnam Investment Management, LLC asset managerLord, Abbett & Co. LLC asset managerOtherMay 8, 2018May 21, 2018
John Francis KornPutnam Investment Management, LLC asset managerAmundi Pioneer Institutional Asset Management, Inc. otherOtherApr 16, 2018Apr 23, 2018
William F LoehningPutnam Investment Management, LLC asset managerThornburg Investment Management Inc otherOtherMar 14, 2018Mar 15, 2018
Thomas M MingerPutnam Investment Management, LLC asset managerAmeriprise Financial Services, LLC national BDOtherMar 5, 2018Jul 18, 2018 (135 d)
Kevin Paul MoleskyPutnam Investment Management, LLC asset managerBlackrock Investment Management, LLC otherOtherFeb 15, 2018Mar 1, 2018
Patrick J HaleyPutnam Investment Management, LLC otherAmeriprise Financial Services, LLC national BDOtherDec 4, 2017Jan 28, 2019 (420 d)
Gary John HoenigPutnam Investment Management, LLC otherKestra Advisory Services, LLC BD affiliatedOtherDec 4, 2017Apr 2, 2018 (119 d)
John Peter MoriartyPutnam Investment Management, LLC otherEaton Vance Management otherOtherNov 27, 2017Dec 8, 2017
Kelly A ReeyPutnam Investment Management, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherNov 16, 2017Nov 19, 2020 (1099 d)
Kevin EntwistlePutnam Investment Management, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherOct 10, 2017Oct 16, 2017
Jesse Thomas Stackland-WintererPutnam Investment Management, LLC otherInvesco Advisers, Inc. asset managerOtherSep 21, 2017Jul 8, 2019 (655 d)
Douglas Tilghman WilsonPutnam Investment Management, LLC otherTimescale Financial, Inc. independent RIAOtherAug 4, 2017Jul 26, 2018 (356 d)
Alan Christopher BaldwinPutnam Investment Management, LLC otherRiverfront Investment Group, LLC otherOtherJun 29, 2017Jul 14, 2017
Colin Geoffrey MccarthyPutnam Investment Management, LLC otherBlackrock Investment Management, LLC otherOtherMay 23, 2017May 31, 2017
Devin Dwyer O'RourkePutnam Investment Management, LLC otherO'Rourke & Company, Incorporated otherOtherMay 2, 2017Jun 6, 2017 (35 d)
Kevin William SchaefferPutnam Investment Management, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherApr 10, 2017Apr 3, 2017
Marc Alexander MarottaPutnam Investment Management, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMar 23, 2017Mar 30, 2017
Joshua R OuellettePutnam Investment Management, LLC otherPrinciple Wealth independent RIAOtherFeb 14, 2017Apr 28, 2023 (2264 d)
Douglas CataldoPutnam Investment Management, LLC otherOne Charles Private Wealth otherOtherJan 24, 2017May 8, 2017 (104 d)
Jason Barrett MoorePutnam Investment Management, LLC otherLPL Financial LLC otherOtherAug 24, 2016Sep 29, 2016 (36 d)
Daniel John SullivanPutnam Investment Management, LLC otherEaton Vance Management otherOtherJun 20, 2016Jun 27, 2016
David Gerald TaylorPutnam Investment Management, LLC otherWells Fargo Advisors wirehouseOtherMar 14, 2016May 11, 2017 (423 d)
Kaitlyn Mcinnis CarlsonPutnam Investment Management, LLC otherUBS Financial Services Inc. wirehouseOtherAug 4, 2015Aug 31, 2015
James Frederick BumpusPutnam Investment Management, LLC otherColumbia Management Investment Advisers, LLC otherOtherJul 13, 2015Aug 25, 2015 (43 d)
John Ryan ThomasPutnam Investment Management, LLC otherFirst Trust Advisors LP otherOtherMay 21, 2015May 22, 2015
William OlsonPutnam Investment Management, LLC otherEmpower Advisory Group, LLC otherOtherJan 22, 2015Sep 1, 2016 (588 d)
Brian Arnold HickoxPutnam Investment Management, LLC otherCuna Brokerage Services, Inc. otherOtherOct 6, 2014Mar 4, 2015 (149 d)
Peter Allan SykesPutnam Investment Management, LLC otherEasterly Funds LLC otherOtherSep 8, 2014Sep 22, 2016 (745 d)
Gabriela Sanchez HeffernanPutnam Investment Management, LLC otherOsaic Fa, Inc. otherOtherSep 8, 2014Aug 31, 2016 (723 d)
Christopher J MallonPutnam Investment Management, LLC otherNuveen Asset Management, LLC otherOtherJun 2, 2014Jun 9, 2014
Melissa Ann SloanePutnam Investment Management, LLC otherCapital Client Group, Inc. no RAUMOtherMar 3, 2014Mar 7, 2014
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184 moves match.