DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Vanguard Advisers, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jackson L Webber | Vanguard Advisers, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 5, 2025 | Sep 22, 2025 |
| Ruby Delilah Lambrecht | Vanguard Advisers, Inc. BD affiliated | Abacus Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 2, 2025 | Aug 26, 2025 |
| Lauren Ashley Moses | Vanguard Advisers, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 28, 2025 | Sep 17, 2026 (385 d) |
| Joseph Anderson | Vanguard Advisers, Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2025 | Sep 12, 2025 |
| John Robert Neal | Vanguard Advisers, Inc. BD affiliated | Stone Loft Wealth Management LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 15, 2025 | Aug 1, 2025 |
| Grant Alexander Rosen | Vanguard Advisers, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2025 | Aug 11, 2025 |
| Kraig Antonio Jackson | Vanguard Advisers, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Aug 13, 2025 | Aug 18, 2025 |
| John Ciavarelli | Vanguard Advisers, Inc. BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Aug 8, 2025 | Sep 16, 2025 (39 d) |
| Yvonne Jimenez | Vanguard Advisers, Inc. BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 5, 2025 | Jul 31, 2025 |
| Kristopher Garrett Lewis | Vanguard Advisers, Inc. BD affiliated | Cg Advisory Services independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 5, 2025 | Oct 30, 2025 (86 d) |
| Marcus Garvey Waddell | Vanguard Advisers, Inc. BD affiliated | Ascension Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 5, 2025 | Jul 16, 2025 |
| Glenn Suppanz | Vanguard Advisers, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Jul 30, 2025 | Aug 5, 2025 |
| Brian Francis Scheiblein | Vanguard Advisers, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2025 | Aug 1, 2025 |
| Courtney Lynn Goodwin | Vanguard Advisers, Inc. BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Jul 25, 2025 | Mar 30, 2026 (248 d) |
| Thomas Robert Wareing | Vanguard Advisers, Inc. BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2025 | Jul 21, 2025 |
| Nicholas Jay Hansen | Vanguard Advisers, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 24, 2025 | Aug 21, 2025 |
| Max Teyral | Vanguard Advisers, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 22, 2025 | Aug 21, 2025 |
| Austin Harold Lewis | Vanguard Advisers, Inc. BD affiliated | Assetmark, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2025 | Jul 22, 2025 |
| Abigail Frances Valentine | Vanguard Advisers, Inc. BD affiliated | Advisor Resource Council independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 18, 2025 | Jul 14, 2025 |
| Bennett Reed Kaplan | Vanguard Advisers, Inc. BD affiliated | Great Path Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 18, 2025 | Jul 29, 2025 |
| Troy Harrison Gomer | Vanguard Advisers, Inc. BD affiliated | Btg Capital LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 18, 2025 | Sep 3, 2025 (47 d) |
| Quinn Cole Lamontagne | Vanguard Advisers, Inc. BD affiliated | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 17, 2025 | Aug 6, 2025 |
| John A Vert | Vanguard Advisers, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 15, 2025 | Oct 1, 2025 (78 d) |
| Micah Robert Anthony Parks | Vanguard Advisers, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2025 | Jan 29, 2026 (198 d) |
| Christopher Dorian Taylor | Vanguard Advisers, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 10, 2025 | Oct 27, 2025 (109 d) |
| John C Morency | Vanguard Advisers, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 9, 2025 | Oct 14, 2025 (97 d) |
| David Precourt | Vanguard Advisers, Inc. BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Jun 30, 2025 | Jul 21, 2025 |
| Austin William Drake | Vanguard Advisers, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 27, 2025 | Jun 23, 2025 |
| Dawn Marie Buscher | Vanguard Advisers, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jun 13, 2025 | Jun 17, 2025 |
| Quantrel Wes Hedrick | Vanguard Advisers, Inc. BD affiliated | Baker Tilly Wealth Management, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 2, 2025 | May 22, 2025 |
| Dwight House | Vanguard Advisers, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 2, 2025 | May 22, 2025 |
| Joseph Hugene Webb | Vanguard Advisers, Inc. BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | May 23, 2025 | Feb 4, 2026 (257 d) |
| Sergio Gerardo Gracia | Vanguard Advisers, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 22, 2025 | Aug 6, 2025 (76 d) |
| Christie L Flynn | Vanguard Advisers, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | May 20, 2025 | Feb 6, 2026 (262 d) |
| David Lindsay Sourk | Vanguard Advisers, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | May 16, 2025 | Nov 3, 2025 (171 d) |
| Jared Waylon Spraggins | Vanguard Advisers, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | May 15, 2025 | May 28, 2025 |
| Jeffrey Beck | Vanguard Advisers, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 15, 2025 | May 21, 2025 |
| Massimo Giuseppe Avelluto | Vanguard Advisers, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2025 | Oct 15, 2025 (153 d) |
| Ryan Isaiah Ojeda | Vanguard Advisers, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2025 | Jul 28, 2026 (440 d) |
| Peter J Keenan | Vanguard Advisers, Inc. BD affiliated | Apex Financial Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 12, 2025 | May 20, 2025 |
| Carly Marie Denial | Vanguard Advisers, Inc. BD affiliated | Arq Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 9, 2025 | May 19, 2025 |
| Logan Haga | Vanguard Advisers, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2025 | May 12, 2025 |
| James M Galati | Vanguard Advisers, Inc. BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | May 2, 2025 | May 8, 2026 (371 d) |
| Serena Elsie Manfre | Vanguard Advisers, Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | May 1, 2025 | Nov 12, 2025 (195 d) |
| Nolan J. Wlock | Vanguard Advisers, Inc. BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Apr 30, 2025 | Sep 15, 2025 (138 d) |
| Jared Michael Weiss | Vanguard Advisers, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Apr 25, 2025 | May 2, 2025 |
| Keegan Andrew Justice | Vanguard Advisers, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2025 | May 14, 2025 |
| Alan Rafael Menase | Vanguard Advisers, Inc. BD affiliated | West Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 16, 2025 | Apr 25, 2025 |
| Alec Christopher Bruington | Vanguard Advisers, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2025 | Apr 10, 2025 |
| Corey James Ford | Vanguard Advisers, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2025 | Apr 1, 2025 |
| Karisha Elizabeth Reel | Vanguard Advisers, Inc. BD affiliated | Motley Fool Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 15, 2025 | Apr 17, 2025 |
| Semih Batum | Vanguard Advisers, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Apr 11, 2025 | May 6, 2025 |
| Raymond Arroyo | Vanguard Advisers, Inc. BD affiliated | Mcadam LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 10, 2025 | Apr 15, 2025 |
| Maarten Robert Pieter Kerstens | Vanguard Advisers, Inc. BD affiliated | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 7, 2025 | Apr 10, 2025 |
| Nelson Moore | Vanguard Advisers, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2025 | Apr 22, 2025 |
| Phong Khanh Le | Vanguard Advisers, Inc. BD affiliated | Willis Towers Watson Securities, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 1, 2025 | Sep 17, 2026 (534 d) |
| Lauren Anastasio | Vanguard Advisers, Inc. BD affiliated | Sofi Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 27, 2025 | Nov 24, 2025 (242 d) |
| Angela Jill Knott | Vanguard Advisers, Inc. BD affiliated | Verus Capital Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 26, 2025 | Apr 7, 2025 |
| Sebastian Antonio Leyton | Vanguard Advisers, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2025 | Feb 13, 2025 |
| Kirk Lee Reagan | Vanguard Advisers, Inc. BD affiliated | High Flight Financial LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 14, 2025 | May 6, 2025 (53 d) |
1,260 moves match.