DFX Intelligence
Advisor moves
Departures from Vanguard Advisers, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Micah Lee White | Vanguard Advisers, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 17, 2023 | Nov 20, 2023 (34 d) |
| Jessie J Tranchina-Satterfield | Vanguard Advisers, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 17, 2023 | Nov 6, 2023 |
| Steven Richard Warren | Vanguard Advisers, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2023 | Oct 13, 2023 |
| Tyler Lawrence Johnson | Vanguard Advisers, Inc. BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 10, 2023 | Oct 11, 2023 |
| Ian Mershon Ellis | Vanguard Advisers, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2023 | Oct 23, 2023 |
| Jared H Bovinet | Vanguard Advisers, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2023 | Oct 2, 2023 |
| Terrington Myles | Vanguard Advisers, Inc. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2023 | Aug 28, 2024 (329 d) |
| Michael John Hanewinkel | Vanguard Advisers, Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2023 | Oct 5, 2023 |
| Joseph Glenn Valerio | Vanguard Advisers, Inc. BD affiliated | Merriman independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 4, 2023 | Oct 12, 2023 |
| Brooks R. Guzman | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2023 | Oct 25, 2023 |
| Benjamin Charles Mcclelland | Vanguard Advisers, Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 3, 2023 | Jun 13, 2025 (619 d) |
| Thomas Sims | Vanguard Advisers, Inc. BD affiliated | Mai Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2023 | Nov 21, 2023 (49 d) |
| Travis William Poulos | Vanguard Advisers, Inc. BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 28, 2023 | Sep 26, 2023 |
| Francis Sanchez | Vanguard Advisers, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Sep 22, 2023 | Jul 1, 2024 (283 d) |
| Ann Leddy | Vanguard Advisers, Inc. BD affiliated | Captrust institutional | Other | Sep 22, 2023 | Oct 19, 2023 |
| Garrett Grove | Vanguard Advisers, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Sep 22, 2023 | Feb 26, 2024 (157 d) |
| Karesse Renay Bradley | Vanguard Advisers, Inc. BD affiliated | Bok Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 22, 2023 | Aug 13, 2024 (326 d) |
| Zhiyang Ling | Vanguard Advisers, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 22, 2023 | Sep 27, 2023 |
| Carlton Louis Reed | Vanguard Advisers, Inc. BD affiliated | Msh Capital Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 20, 2023 | Sep 25, 2023 |
| Ashif Iqbal | Vanguard Advisers, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 15, 2023 | Jan 16, 2024 (123 d) |
| Clay Strongwater Levy | Vanguard Advisers, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Sep 14, 2023 | Sep 18, 2023 |
| Dillon Michael Stuart | Vanguard Advisers, Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 14, 2023 | Sep 12, 2023 |
| Yusef Ossama Aly Wakeel | Vanguard Advisers, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 12, 2023 | Apr 3, 2025 (569 d) |
| Jordan Michael Guynn | Vanguard Advisers, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 8, 2023 | Jul 6, 2026 (1032 d) |
| Nicholas Duepner | Vanguard Advisers, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 8, 2023 | Sep 5, 2023 |
| Erica Nicole Molina | Vanguard Advisers, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2023 | Jan 11, 2024 (134 d) |
| Kevin Jarrell Thomas | Vanguard Advisers, Inc. BD affiliated | Goldman Sachs Wealth Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2023 | Aug 14, 2026 (1080 d) |
| Zackary John Flodeen | Vanguard Advisers, Inc. BD affiliated | Evoke Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 29, 2023 | Sep 12, 2023 |
| David J Ricci | Vanguard Advisers, Inc. BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 29, 2023 | Sep 12, 2023 |
| Garrett G. Gillette | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2023 | Oct 2, 2023 (35 d) |
| Jason Ryan Salmon | Vanguard Advisers, Inc. BD affiliated | Riversedge Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 23, 2023 | Jun 4, 2024 (286 d) |
| Ernest Val Miranda | Vanguard Advisers, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2023 | Aug 14, 2024 (357 d) |
| Brian Mcgillin | Vanguard Advisers, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2023 | Dec 19, 2023 (118 d) |
| Alexander Ray Sweeney | Vanguard Advisers, Inc. BD affiliated | Integrity Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 23, 2023 | Dec 7, 2023 (106 d) |
| Shawn Hayward | Vanguard Advisers, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 22, 2023 | May 10, 2024 (262 d) |
| Victoria Hope Waldman | Vanguard Advisers, Inc. BD affiliated | Tru Independence Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 22, 2023 | Feb 16, 2024 (178 d) |
| Samantha Louise Millick | Vanguard Advisers, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2023 | Aug 21, 2023 |
| Mary Elizabeth Hartrich | Vanguard Advisers, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 17, 2023 | Aug 16, 2023 |
| Alex Imer Lopez | Vanguard Advisers, Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2023 | Nov 17, 2023 (93 d) |
| Mark Ayers | Vanguard Advisers, Inc. BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2023 | Dec 4, 2023 (111 d) |
| Graham Patrick Mull | Vanguard Advisers, Inc. BD affiliated | Foundation Wealth & Tax Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 15, 2023 | Dec 6, 2023 (113 d) |
| Kedric Spearman | Vanguard Advisers, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2023 | Sep 22, 2023 (39 d) |
| Dominic Anthony Miritello | Vanguard Advisers, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 9, 2023 | Jun 27, 2024 (323 d) |
| Pascal Mccartney Kropf | Vanguard Advisers, Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2023 | Jul 31, 2023 |
| Charles Howard Johnston | Vanguard Advisers, Inc. BD affiliated | Wescott Financial Advisory Group LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 3, 2023 | Aug 25, 2023 |
| Gurpreet Singh | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2023 | Oct 3, 2023 (61 d) |
| Kyle Michael Oreshack | Vanguard Advisers, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2023 | Dec 6, 2024 (493 d) |
| Timothy Evan Hazelton | Vanguard Advisers, Inc. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 27, 2023 | Dec 9, 2024 (501 d) |
| Robert Allen Cox | Vanguard Advisers, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 27, 2023 | Dec 17, 2025 (874 d) |
| Jonathan William Hommes | Vanguard Advisers, Inc. BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 27, 2023 | Jul 25, 2023 |
| John Eugene Perez | Vanguard Advisers, Inc. BD affiliated | Altitude Capital Management LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 25, 2023 | Mar 7, 2024 (226 d) |
| Steven Phillip Harder | Vanguard Advisers, Inc. BD affiliated | Namcoa mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 25, 2023 | Sep 7, 2023 (44 d) |
| Jacob Ronald Montemayor | Vanguard Advisers, Inc. BD affiliated | Empirical Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 25, 2023 | Jun 17, 2024 (328 d) |
| Nicholas James Keyser | Vanguard Advisers, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2023 | Mar 25, 2025 (609 d) |
| Angel Manuel Sanchez Ramos | Vanguard Advisers, Inc. BD affiliated | Mwa Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 19, 2023 | Jun 12, 2025 (694 d) |
| Benjamin Hughes Tracy | Vanguard Advisers, Inc. BD affiliated | Sc&H Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 14, 2023 | Jul 24, 2023 |
| Abraham Arturo Jimenez | Vanguard Advisers, Inc. BD affiliated | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 14, 2023 | Jul 19, 2023 |
| Kathleen Germain Saba | Vanguard Advisers, Inc. BD affiliated | Principal Advised Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2023 | Feb 13, 2025 (581 d) |
| Aric Gattie | Vanguard Advisers, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 11, 2023 | Jul 28, 2023 |
| Steven Alan Swingler | Vanguard Advisers, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2023 | Jul 27, 2023 |
1,264 moves match.