DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Onedigital

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Amira A MartinOnedigital institutionalMma Securities LLC no RAUMOtherJan 2, 2025Jan 17, 2025
Jordan Shoji IwasakiOnedigital institutionalIntegrated Wealth Concepts LLC independent RIAOtherJan 2, 2025Nov 1, 2024
David Michael MontgomeryOnedigital institutionalConcurrent Investment Advisors, LLC independent RIAOtherDec 9, 2024Dec 6, 2024
Jania Elaine StoutOnedigital institutionalPrime Capital Financial mixed wealthOtherNov 4, 2024Nov 7, 2024
Kathryn Roslyn ColonOnedigital institutionalCaptrust institutionalOtherOct 31, 2024Dec 6, 2024 (36 d)
Dimitry Petrovich MakhanovOnedigital institutionalLPL Financial LLC BD affiliatedOtherSep 9, 2024Jun 2, 2025 (266 d)
Frederic William AmbergOnedigital institutionalAlera Investment Advisors, LLC mixed wealthOtherSep 6, 2024Aug 12, 2024
Troy W HaugenOnedigital institutionalAlera Investment Advisors, LLC mixed wealthOtherSep 6, 2024Dec 18, 2024 (103 d)
Fred Jarrett GatlingOnedigital institutionalCaptrust institutionalOtherJul 15, 2024Sep 5, 2024 (52 d)
Evan Daniel KressOnedigital institutionalPrincipal Securities, Inc. BD affiliatedOtherJun 28, 2024Jul 29, 2025 (396 d)
Elliot J SilversteinOnedigital institutionalLri Investments independent RIAOtherJun 6, 2024Jun 4, 2024
James Derrick HenryOnedigital institutionalMai Capital Management, LLC independent RIAOtherJun 5, 2024Jul 10, 2024 (35 d)
Nicholas Carter GookinOnedigital institutionalBalance Wealth independent RIAOtherJun 5, 2024Jul 22, 2024 (47 d)
Alec Peter HooverOnedigital institutionalCommonwealth Financial Network national BDOtherJun 5, 2024Aug 12, 2024 (68 d)
Susan Lee BellOnedigital institutionalPrincipal Securities, Inc. BD affiliatedOtherMay 22, 2024Aug 15, 2024 (85 d)
Jeremiah Anthony SanchezOnedigital institutionalEverspire independent RIAOtherMay 22, 2024Aug 26, 2024 (96 d)
Armani CortezOnedigital institutionalPrincipal Advised Services BD affiliatedOtherMay 22, 2024Aug 2, 2024 (72 d)
Courtney Ann SindelarOnedigital institutionalWorld Investment Advisors, LLC institutionalOtherApr 1, 2024Jun 3, 2024 (63 d)
Joseph S YoonOnedigital institutionalQm Advisors LLC independent RIAOtherMar 27, 2024May 14, 2024 (48 d)
Dante Anthony SmithOnedigital institutionalTriad Wealth Partners, LLC independent RIAOtherMar 25, 2024Jul 12, 2024 (109 d)
Jorge Ivan PereiraOnedigital institutionalCharles Schwab & Co., Inc. national BDOtherMar 22, 2024Apr 12, 2024
Joseph John DebelloOnedigital institutionalCaptrust institutionalOtherMar 22, 2024Jun 3, 2024 (73 d)
Krystian M SuberOnedigital institutionalAdvice And Planning Services BD affiliatedOtherMar 21, 2024Mar 28, 2024
Ross Allen CopelandOnedigital institutionalCreative Planning independent RIAOtherMar 8, 2024Feb 19, 2024
Michael A WalenzOnedigital institutionalCwm, LLC BD affiliatedOtherJan 31, 2024Nov 1, 2023
Mark Thomas StrittOnedigital institutionalCwm, LLC BD affiliatedOtherJan 31, 2024Nov 1, 2023
Joshua J YostOnedigital institutionalCwm, LLC BD affiliatedOtherJan 31, 2024Nov 1, 2023
Leslie Jean SchroederOnedigital institutionalCwm, LLC BD affiliatedOtherJan 31, 2024Nov 1, 2023
Tami Ann HeinrichsOnedigital institutionalCwm, LLC BD affiliatedOtherJan 31, 2024Nov 1, 2023
Nicole Marie GeorgeOnedigital institutionalCwm, LLC BD affiliatedOtherJan 31, 2024Nov 1, 2023
Sarah Jane JamesOnedigital institutionalCwm, LLC BD affiliatedOtherJan 31, 2024Nov 1, 2023
Ronnett Marie KittenOnedigital institutionalCwm, LLC BD affiliatedOtherJan 31, 2024Nov 1, 2023
Benjamin Matthew WestermanOnedigital institutionalCliftonlarsonallen Wealth Advisors, LLC BD affiliatedOtherJan 8, 2024Jan 9, 2025 (367 d)
Adam Matthew RivettOnedigital institutionalIntegrated Investment Consultants, LLC independent RIAOtherJan 4, 2024Dec 1, 2025 (697 d)
Kristin BakerOnedigital institutionalGlobal Retirement Partners LLC institutionalOtherJan 4, 2024Jan 5, 2024
Michael Dennis FlynnOnedigital institutionalWealthspire Retirement Advisory institutionalOtherNov 29, 2023Dec 13, 2023
Anthony FranchimoneOnedigital institutionalCreative Planning Institutional Advisors, LLC institutionalOtherNov 22, 2023May 10, 2023
Larry Robert DeatherageOnedigital institutionalCreative Planning Institutional Advisors, LLC institutionalOtherNov 22, 2023May 11, 2023
Douglas Andrew MccarthyOnedigital institutionalCambridge Investment Research Advisors, Inc. BD affiliatedOtherOct 31, 2023Sep 12, 2023
Daniel Stuart WatsonOnedigital institutionalCambridge Investment Research Advisors, Inc. BD affiliatedOtherOct 31, 2023Sep 12, 2023
Marylucy Tujague BergeronOnedigital institutionalHassell Wealth Management independent RIAOtherOct 18, 2023Nov 19, 2024 (398 d)
Eugene Lawrence KlesserOnedigital institutionalJ.P. Morgan Securities LLC wirehouseOtherSep 18, 2023Dec 12, 2024 (451 d)
Mark MandersonOnedigital institutionalMma Securities LLC no RAUMOtherAug 31, 2023Oct 5, 2023 (35 d)
Samuel Thomas SchuetteOnedigital institutionalGreenup Street Wealth Management LLC independent RIAOtherAug 21, 2023Sep 3, 2023
Winston C VenturaOnedigital institutionalCreative Planning Institutional Advisors, LLC institutionalOtherJul 10, 2023May 9, 2023
Michael Francis PanellaOnedigital institutionalCfm Advisors Inc independent RIAOtherJun 29, 2023Oct 4, 2023 (97 d)
David Richard CoxOnedigital institutionalLion Street Advisors, LLC BD affiliatedOtherMay 8, 2023Jun 8, 2023 (31 d)
Jonae DanielsOnedigital institutionalCreative Planning independent RIAOtherApr 7, 2023Apr 18, 2023
Neil Joseph TremblayOnedigital institutionalTwelve Points Wealth Management mixed wealthOtherApr 3, 2023Dec 24, 2024 (631 d)
Robert ApplemanOnedigital institutionalWorld Investment Advisors, LLC institutionalOtherJan 3, 2023Feb 7, 2023 (35 d)
Teressa Lea RamboOnedigital institutionalRetirement And Wealth At Alliant, LLC institutionalOtherOct 6, 2022Oct 26, 2022
James ElderOnedigital institutionalCambridge Investment Research Advisors, Inc. BD affiliatedOtherSep 6, 2022Sep 1, 2022
Jon-Eric Lawrence KronvallOnedigital institutionalWealth Innovation state registeredOtherAug 15, 2022Jun 7, 2022
Daniel Robert CasellaOnedigital institutionalUsi Advisors institutionalOtherAug 2, 2022Feb 16, 2024 (563 d)
Ryan Mathew BohmOnedigital institutionalAndina Advisors mixed wealthOtherAug 2, 2022Feb 2, 2022
Jasonn Donald PotterOnedigital institutionalGlobal Retirement Partners LLC institutionalOtherJul 1, 2022Jul 5, 2022
Taylor Brad DanceOnedigital institutionalGlobal Retirement Partners LLC institutionalOtherJul 1, 2022Jul 1, 2022
Rocky John PrattOnedigital institutionalGlobal Retirement Partners LLC institutionalOtherJul 1, 2022Jul 5, 2022
Ron Eugene ElzigOnedigital institutionalHidden Cove Wealth Management no RAUMOtherMay 4, 2022Mar 25, 2022
Shane Dale DirOnedigital institutionalHidden Cove Wealth Management no RAUMOtherMay 4, 2022Mar 25, 2022
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188 moves match.