DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Ladenburg Thalmann Asset Management Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Cheryl Lynn Armitage	Ladenburg Thalmann Asset Management Inc other	RBC Capital Markets, LLC national BD	Other	Aug 10, 2026	Sep 14, 2026 (35 d)
Robert Nathan Schaffer	Ladenburg Thalmann Asset Management Inc mixed wealth	Andrew Garrett, Inc. independent RIA	RIA to RIA	Jan 6, 2026	Jan 26, 2026
Steven Richard Scheibelhut	Ladenburg Thalmann Asset Management Inc mixed wealth	Raymond James Financial Services Advisors, Inc BD affiliated	RIA to affiliated broker-dealer or bank	Dec 16, 2024	Dec 16, 2024
John Walter Riccio	Ladenburg Thalmann Asset Management Inc mixed wealth	Millennial Advisers, LLC. independent RIA	RIA to RIA	Apr 26, 2024	Feb 24, 2025 (304 d)
Alexander Harrington	Ladenburg Thalmann Asset Management Inc mixed wealth	Fidelity Institutional Wealth Adviser LLC mixed wealth	RIA to RIA	Apr 8, 2022	May 25, 2022 (47 d)
Joseph P Tumminelli	Ladenburg Thalmann Asset Management Inc independent RIA	Morgan Stanley wirehouse	RIA to wirehouse	Dec 15, 2021	Jan 27, 2022 (43 d)
Nicholas Zarr	Ladenburg Thalmann Asset Management Inc independent RIA	Fidelity Personal And Workplace Advisors BD affiliated	RIA to affiliated broker-dealer or bank	May 20, 2021	Aug 17, 2022 (454 d)
Charles Anthony Aronica	Ladenburg Thalmann Asset Management Inc independent RIA	Orion Portfolio Solutions, LLC BD affiliated	RIA to affiliated broker-dealer or bank	May 12, 2021	May 13, 2021
Todd Evan Melillo	Ladenburg Thalmann Asset Management Inc independent RIA	Western International Securities BD affiliated	RIA to affiliated broker-dealer or bank	Apr 1, 2021	May 10, 2021 (39 d)
Christopher Decker Marlar	Ladenburg Thalmann Asset Management Inc independent RIA	Raymond James Financial Services Advisors, Inc BD affiliated	RIA to affiliated broker-dealer or bank	Feb 5, 2021	Feb 4, 2021
Stanley Jay Goldring	Ladenburg Thalmann Asset Management Inc independent RIA	B. Riley Wealth Advisors, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Dec 31, 2020	Jan 11, 2021
Michael Anthony Tretola	Ladenburg Thalmann Asset Management Inc independent RIA	B. Riley Wealth Advisors, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Dec 31, 2020	Jan 5, 2021
Shannon Margaret Beahan	Ladenburg Thalmann Asset Management Inc independent RIA	Fidelity Personal And Workplace Advisors BD affiliated	RIA to affiliated broker-dealer or bank	May 4, 2020	May 15, 2020
Patrick T Mckay	Ladenburg Thalmann Asset Management Inc independent RIA	Stokes Family Office LLC independent RIA	RIA to RIA	Mar 16, 2020	Apr 3, 2020
Thomas Krueger	Ladenburg Thalmann Asset Management Inc independent RIA	Edward Jones national BD	RIA to affiliated broker-dealer or bank	Sep 17, 2019	Sep 30, 2019
John Douglas Baxley	Ladenburg Thalmann Asset Management Inc independent RIA	Cambridge Investment Research Advisors, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Jul 2, 2019	Sep 4, 2019 (64 d)
Baishi Wang	Ladenburg Thalmann Asset Management Inc independent RIA	Edward Jones national BD	RIA to affiliated broker-dealer or bank	May 29, 2019	Jun 13, 2019
Oksana Poznakhovska	Ladenburg Thalmann Asset Management Inc independent RIA	Sanctuary Advisors, LLC BD affiliated	RIA to affiliated broker-dealer or bank	Apr 22, 2019	Feb 6, 2024 (1751 d)
Michael Joseph Giannotto	Ladenburg Thalmann Asset Management Inc other	Osaic Wealth, Inc. BD affiliated	Other	Jan 19, 2018	Nov 1, 2018 (286 d)
Lonnie Gordon Ogulnick	Ladenburg Thalmann Asset Management Inc other	Investacorp Advisory Services Inc other	Other	Jan 3, 2017	Jan 10, 2017
Tyler Nicholas Broek	Ladenburg Thalmann Asset Management Inc other	Investacorp Advisory Services Inc other	Other	Jan 3, 2017	Jan 10, 2017
Robert M Hum	Ladenburg Thalmann Asset Management Inc other	Blackrock Investment Management, LLC other	Other	Aug 24, 2016	Sep 6, 2016
Dennis Brennan	Ladenburg Thalmann Asset Management Inc other	J.P. Morgan Securities LLC wirehouse	Other	Jan 12, 2016	Jan 11, 2016
Jim Dinshaw Poncha	Ladenburg Thalmann Asset Management Inc other	Vantage Wealth Management LLC state registered	Other	Dec 8, 2015	Sep 25, 2020 (1753 d)
Jessica Allison Skolnick	Ladenburg Thalmann Asset Management Inc other	Gitterman Wealth Management, LLC independent RIA	Other	Jul 28, 2015	Jan 28, 2021 (2011 d)
Philip Herzberg	Ladenburg Thalmann Asset Management Inc other	United Capital Financial Advisors other	Other	May 28, 2014	Jun 2, 2014
Paige Laverell Goll	Ladenburg Thalmann Asset Management Inc other	Ferrell Wealth Management Inc. independent RIA	Other	Jun 27, 2013	Oct 2, 2018 (1923 d)
Michael Jeffrey Kramer	Ladenburg Thalmann Asset Management Inc other	B. Riley Capital Management other	Other	Sep 7, 2012	Aug 14, 2013 (341 d)
Joanna Kim	Ladenburg Thalmann Asset Management Inc other	B. Riley Capital Management other	Other	Feb 27, 2012	Nov 20, 2015 (1362 d)
Corey Franco	Ladenburg Thalmann Asset Management Inc other	Herbert J. Sims Capital Management, Inc. independent RIA	Other	Feb 2, 2012	Feb 6, 2015 (1100 d)
Nathan Jerry Frenkiel	Ladenburg Thalmann Asset Management Inc other	Hsbc Securities (USA) Inc. other	Other	Dec 23, 2011	Jan 12, 2012
Rabin Kaydanian	Ladenburg Thalmann Asset Management Inc other	Professional Planning Services other	Other	Jun 8, 2011	Oct 2, 2012 (482 d)
Skip A Ames	Ladenburg Thalmann Asset Management Inc other	Signator Investors, Inc. other	Other	Feb 22, 2010	Apr 11, 2017 (2605 d)
Corey Edward Wagner	Ladenburg Thalmann Asset Management Inc other	A.G.P / Alliance Global Partners other	Other	Apr 1, 2009	Jun 25, 2010 (450 d)
Craig M Sarembock	Ladenburg Thalmann Asset Management Inc other	Bartlett & Co. LLC other	Other	Feb 11, 2009	Mar 25, 2013 (1503 d)
Michael Thomas Mundo	Ladenburg Thalmann Asset Management Inc other	Investacorp Advisory Services Inc other	Other	Jan 29, 2009	Jan 6, 2008
Scott Douglas Samuels	Ladenburg Thalmann Asset Management Inc other	Gunnallen Financial, Inc unclassified	Other	Dec 19, 2008	Dec 17, 2008
Artemio F Mercado	Ladenburg Thalmann Asset Management Inc other	Chase Investment Services Corp. other	Other	Dec 19, 2008	Jan 9, 2009
Glenn Douglas Glazer	Ladenburg Thalmann Asset Management Inc other	Oppenheimer & Co. Inc. other	Other	Aug 20, 2008	Aug 28, 2008
Thomas Octave Pekar	Ladenburg Thalmann Asset Management Inc other	First Allied Securities, Inc. other	Other	Jul 21, 2008	Aug 6, 2008
Jose Rafael Marmol	Ladenburg Thalmann Asset Management Inc other	Partners Capital Services, Inc. other	Other	Jun 18, 2008	Jun 3, 2008
Peter A Viveiros	Ladenburg Thalmann Asset Management Inc other	Sagepoint Financial, Inc. other	Other	Mar 19, 2007	Mar 6, 2007
Albert Vincent Pette	Ladenburg Thalmann Asset Management Inc other	UBS Financial Services Inc. wirehouse	Other	Jan 10, 2007	Jan 17, 2007
William Eric Bauer	Ladenburg Thalmann Asset Management Inc other	Morgan Stanley wirehouse	Other	Jan 8, 2007	Mar 29, 2016 (3368 d)
Peter John Orth	Ladenburg Thalmann Asset Management Inc other	Money Concepts Advisory Service other	Other	Jan 8, 2007	Apr 19, 2007 (101 d)
Lawrence Ben Weissman	Ladenburg Thalmann Asset Management Inc other	Baja Wealth Advisors LLC other	Other	Nov 29, 2006	Apr 7, 2022 (5608 d)
Maria Montero-Chin	Ladenburg Thalmann Asset Management Inc other	Equitable Advisors, LLC national BD	Other	Aug 2, 2006	Mar 27, 2007 (237 d)
Matthew Brice Kenaston	Ladenburg Thalmann Asset Management Inc other	Blue Oak Capital LLC other	Other	Jul 11, 2006	Aug 24, 2009 (1140 d)
George Flurence Crowley	Ladenburg Thalmann Asset Management Inc other	Equitable Advisors, LLC national BD	Other	Jan 18, 2006	Aug 25, 2009 (1315 d)
Rodney Bahy Ibrahim	Ladenburg Thalmann Asset Management Inc other	Tlg Advisors, Inc. other	Other	Sep 28, 2005	Mar 10, 2006 (163 d)
William Lapiana	Ladenburg Thalmann Asset Management Inc other	Tlg Advisors, Inc. other	Other	Sep 28, 2005	Mar 10, 2006 (163 d)
Matthew William Crafa	Ladenburg Thalmann Asset Management Inc other	Oppenheimer & Co. Inc. other	Other	Jul 22, 2005	Jul 22, 2005
Michael Gold	Ladenburg Thalmann Asset Management Inc other	Wells Fargo Advisors wirehouse	Other	Jul 5, 2005	Jul 5, 2005
Jose Lino Huerfano	Ladenburg Thalmann Asset Management Inc other	Tower Square Securities, Inc. other	Other	Feb 8, 2005	Jan 3, 2005
Anthony Vincent Pranzo	Ladenburg Thalmann Asset Management Inc other	Investacorp Advisory Services Inc other	Other	Dec 7, 2004	Nov 6, 2006 (699 d)
Justin Kern	Ladenburg Thalmann Asset Management Inc other	E*Trade Capital Management, LLC other	Other	Nov 15, 2004	Jan 29, 2009 (1536 d)
Stuart Andrew Mcgeough	Ladenburg Thalmann Asset Management Inc other	Advice And Planning Services other	Other	Sep 30, 2004	Apr 17, 2015 (3851 d)

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57 moves match.