DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from T. Rowe Price Advisory Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Holly N Huber | T. Rowe Price Advisory Services, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 16, 2024 | Apr 15, 2026 (485 d) |
| Ryan Engles | T. Rowe Price Advisory Services, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 10, 2024 | Dec 5, 2024 |
| Lenee B Dirzuweit | T. Rowe Price Advisory Services, Inc. BD affiliated | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 26, 2024 | Dec 11, 2024 |
| Lindsey Elizabeth Neal | T. Rowe Price Advisory Services, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Nov 12, 2024 | Nov 13, 2024 |
| Thomas Ryan Kushnerick | T. Rowe Price Advisory Services, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2024 | Sep 27, 2024 |
| Robert Darnell Williams | T. Rowe Price Advisory Services, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 4, 2024 | Sep 18, 2024 |
| Jonathan Simmons | T. Rowe Price Advisory Services, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 27, 2024 | Sep 11, 2024 |
| Sean Lacey | T. Rowe Price Advisory Services, Inc. BD affiliated | Waverly Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 31, 2024 | Aug 6, 2024 |
| Lauren Nicole Szczybor | T. Rowe Price Advisory Services, Inc. BD affiliated | Focus Partners Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2024 | Sep 3, 2024 (55 d) |
| Erin Sue Lane | T. Rowe Price Advisory Services, Inc. BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 9, 2024 | Jan 28, 2025 (203 d) |
| Daniel Guy Bjorklund | T. Rowe Price Advisory Services, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2024 | Jun 17, 2024 |
| Nicklaus J Palmesano | T. Rowe Price Advisory Services, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 12, 2024 | Jul 18, 2024 (36 d) |
| Eric Edward Armentrout | T. Rowe Price Advisory Services, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2024 | Jun 30, 2025 (416 d) |
| William Paul Walsh | T. Rowe Price Advisory Services, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2024 | Jun 6, 2024 |
| Francisco Renato Solis | T. Rowe Price Advisory Services, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2024 | May 9, 2024 |
| David Gonzalez | T. Rowe Price Advisory Services, Inc. BD affiliated | Verdence Capital Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 17, 2024 | Apr 17, 2024 |
| Jonathan Dannenberg | T. Rowe Price Advisory Services, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2024 | Mar 7, 2025 (324 d) |
| Wesley Hogue | T. Rowe Price Advisory Services, Inc. independent RIA | Empower Advisory Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 19, 2024 | Jul 9, 2024 (112 d) |
| Dione Carroll | T. Rowe Price Advisory Services, Inc. independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Mar 19, 2024 | Mar 27, 2024 |
| Ryan Paul Troxell | T. Rowe Price Advisory Services, Inc. independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Feb 27, 2024 | Jul 2, 2024 (126 d) |
| Bradford Wayne Yeakle | T. Rowe Price Advisory Services, Inc. independent RIA | My Wealth Management, Inc independent RIA | RIA to RIA | Feb 6, 2024 | Feb 8, 2024 |
| Chase William Cullison | T. Rowe Price Advisory Services, Inc. independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | Feb 6, 2024 | Feb 27, 2024 |
| James Thomas Mclaughlin | T. Rowe Price Advisory Services, Inc. independent RIA | Empower Advisory Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 6, 2024 | Apr 4, 2025 (423 d) |
| Terrence Jerrel Jones | T. Rowe Price Advisory Services, Inc. independent RIA | Baltimore-Washington Financial Advisors independent RIA | RIA to RIA | Jan 23, 2024 | Jan 23, 2024 |
| Carla M Britton Ramsey | T. Rowe Price Advisory Services, Inc. independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Jan 10, 2024 | Aug 9, 2024 (212 d) |
| Christopher Pesota | T. Rowe Price Advisory Services, Inc. independent RIA | Cornerstone Advisory independent RIA | RIA to RIA | Jan 10, 2024 | Jan 26, 2024 |
| Zachary Michael Tomek | T. Rowe Price Advisory Services, Inc. independent RIA | Empower Advisory Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 26, 2023 | Jan 4, 2024 |
| Cheryl Denise Richardson | T. Rowe Price Advisory Services, Inc. independent RIA | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | Dec 12, 2023 | Jan 8, 2024 |
| Kevin Tessmer | T. Rowe Price Advisory Services, Inc. independent RIA | T. Rowe Price Associates, Inc. asset manager | Other | Nov 15, 2023 | Jul 16, 2024 (244 d) |
| Bryan Johnson | T. Rowe Price Advisory Services, Inc. independent RIA | Empower Advisory Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 24, 2023 | Nov 27, 2023 (34 d) |
| Jonathan Mancy Kuteyi | T. Rowe Price Advisory Services, Inc. independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | Oct 10, 2023 | Oct 30, 2023 |
| Nathan Dustman | T. Rowe Price Advisory Services, Inc. independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Sep 11, 2023 | Sep 5, 2023 |
| Michael Vierzba | T. Rowe Price Advisory Services, Inc. independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Aug 17, 2023 | Aug 16, 2023 |
| Paul D Bishop | T. Rowe Price Advisory Services, Inc. independent RIA | Accelerated Wealth Advisors LLC independent RIA | RIA to RIA | Aug 16, 2023 | Aug 15, 2023 |
| Daniel Fallon Tafoya | T. Rowe Price Advisory Services, Inc. independent RIA | Confidence Wealth Management, Inc. independent RIA | RIA to RIA | Jul 28, 2023 | Jul 27, 2023 |
| Michael R Stein | T. Rowe Price Advisory Services, Inc. independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Jul 26, 2023 | Nov 20, 2023 (117 d) |
| Steven Cook | T. Rowe Price Advisory Services, Inc. independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 12, 2023 | Jul 14, 2026 (1098 d) |
| Sarah Elizabeth Beggs | T. Rowe Price Advisory Services, Inc. independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 12, 2023 | Sep 17, 2025 (798 d) |
| Joseph C Mcelwee | T. Rowe Price Advisory Services, Inc. independent RIA | Legacy Wealth Planning Group state registered | RIA to a state-registered adviser | Jul 12, 2023 | Sep 29, 2023 (79 d) |
| Matthew Macha | T. Rowe Price Advisory Services, Inc. independent RIA | Silver Oak Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 12, 2023 | Mar 13, 2024 (245 d) |
| Opeoluwa O Afe | T. Rowe Price Advisory Services, Inc. independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Jul 11, 2023 | Nov 7, 2023 (119 d) |
| Natasha Marie Zelenka | T. Rowe Price Advisory Services, Inc. independent RIA | T. Rowe Price Associates, Inc. asset manager | Other | Jun 28, 2023 | Jun 28, 2023 |
| Matthew J Pisanelli | T. Rowe Price Advisory Services, Inc. independent RIA | T. Rowe Price Associates, Inc. asset manager | Other | Jun 19, 2023 | Jun 19, 2023 |
| Erin Maclaren | T. Rowe Price Advisory Services, Inc. independent RIA | Empower Advisory Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 14, 2023 | Jun 20, 2023 |
| Mark A Cibulas | T. Rowe Price Advisory Services, Inc. independent RIA | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | Jun 1, 2023 | Feb 25, 2025 (635 d) |
| Daniel Renner | T. Rowe Price Advisory Services, Inc. independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | May 25, 2023 | Jul 27, 2023 (63 d) |
| Brandon M Reichert | T. Rowe Price Advisory Services, Inc. independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | May 11, 2023 | May 31, 2023 |
| Benjamin Joseph Ashby | T. Rowe Price Advisory Services, Inc. independent RIA | Advice And Planning Services BD affiliated | RIA to affiliated broker-dealer or bank | Mar 16, 2023 | Jun 18, 2024 (460 d) |
| Ryan W Ruppert | T. Rowe Price Advisory Services, Inc. independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Feb 7, 2023 | Oct 9, 2023 (244 d) |
| Melinda Loren Manning Robinson | T. Rowe Price Advisory Services, Inc. independent RIA | Glass Jacobson Wealth Advisors independent RIA | RIA to RIA | Jan 23, 2023 | Feb 2, 2024 (375 d) |
| Kalyn Paige Fitzpatrick | T. Rowe Price Advisory Services, Inc. independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Jan 10, 2023 | Jan 20, 2023 |
| Lewis Fang | T. Rowe Price Advisory Services, Inc. independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jan 10, 2023 | Feb 2, 2023 |
| Yohan Lee | T. Rowe Price Advisory Services, Inc. independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Oct 31, 2022 | Jan 23, 2023 (84 d) |
| Nicole R Becker | T. Rowe Price Advisory Services, Inc. independent RIA | Captrust institutional | Other | Sep 13, 2022 | Oct 20, 2022 (37 d) |
| Daeshelle Dowdell | T. Rowe Price Advisory Services, Inc. independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Aug 2, 2022 | Aug 19, 2022 |
| Ugwumsinachi Constan Ihearahu | T. Rowe Price Advisory Services, Inc. independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | Jul 19, 2022 | Sep 1, 2022 (44 d) |
| Michael Smith | T. Rowe Price Advisory Services, Inc. independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jun 29, 2022 | Aug 3, 2022 (35 d) |
| Robby J Rodriguez | T. Rowe Price Advisory Services, Inc. independent RIA | Global Retirement Partners LLC institutional | Other | Jun 16, 2022 | May 15, 2025 (1064 d) |
| John Edward Shetterly | T. Rowe Price Advisory Services, Inc. independent RIA | Osaic Fa, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 7, 2022 | May 20, 2022 |
| Nicholas Atlee Crance | T. Rowe Price Advisory Services, Inc. independent RIA | Truist Advisory Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 31, 2022 | May 5, 2022 |
645 moves match.