| Natalie Lynn Quirarte | Eagle Strategies LLC other | Hall Private Wealth Advisors other | Other | Nov 4, 2015 | Jan 13, 2016 (70 d) |
| Maria Victoria Sarthou Fought | Eagle Strategies LLC other | Msi Financial Services, Inc. other | Other | Oct 28, 2015 | Oct 28, 2015 |
| Ramsey Safwat Israwi | Eagle Strategies LLC other | Thrivent Investment Management Inc. other | Other | Oct 19, 2015 | Oct 29, 2015 |
| Patrick Lee Mccraw | Eagle Strategies LLC other | Pruco Securities, LLC other | Other | Oct 9, 2015 | Mar 3, 2016 (146 d) |
| Joseph William Wallace | Eagle Strategies LLC other | Wallace Advisory Group, LLC no RAUM | Other | Oct 6, 2015 | Oct 1, 2015 |
| Charles Benjamin Clark | Eagle Strategies LLC other | MML Investors Services, LLC other | Other | Oct 1, 2015 | Jun 1, 2016 (244 d) |
| Paula Juszczyk | Eagle Strategies LLC other | Raymond James Financial Services Advisors, Inc other | Other | Sep 25, 2015 | Dec 15, 2015 (81 d) |
| Robert Abbott | Eagle Strategies LLC other | Advice And Planning Services other | Other | Sep 25, 2015 | Oct 14, 2015 |
| John Charles Hill | Eagle Strategies LLC other | Sagepoint Financial, Inc. other | Other | Sep 24, 2015 | Sep 30, 2015 |
| Kelly Georgette Gromoll | Eagle Strategies LLC other | Scottrade Investment Management other | Other | Sep 22, 2015 | Apr 14, 2017 (570 d) |
| Bryan Corbitt | Eagle Strategies LLC other | Park Avenue Securities LLC other | Other | Sep 22, 2015 | Sep 21, 2015 |
| Ben W Young | Eagle Strategies LLC other | Strategic Advisers LLC national BD | Other | Sep 9, 2015 | Oct 1, 2015 |
| Nicholas Camel | Eagle Strategies LLC other | Wells Fargo Advisors wirehouse | Other | Sep 4, 2015 | Sep 23, 2015 |
| Ronald Seegers | Eagle Strategies LLC other | Strategic Advisers LLC national BD | Other | Aug 14, 2015 | Sep 15, 2015 (32 d) |
| Kenneth Thomas Geraghty | Eagle Strategies LLC other | Usaa Financial Planning Services no RAUM | Other | Aug 14, 2015 | Sep 11, 2015 |
| Matthew Douglas Diteresa | Eagle Strategies LLC other | Park Avenue Securities LLC other | Other | Jul 9, 2015 | Aug 25, 2015 (47 d) |
| Dustin Tylor Aiguier | Eagle Strategies LLC other | American Portfolios Advisors, Inc other | Other | Jul 2, 2015 | Jan 12, 2016 (194 d) |
| Hiram Esteban Hernandez | Eagle Strategies LLC other | Msi Financial Services, Inc. other | Other | Jul 1, 2015 | Jun 26, 2015 |
| Matthew Thomas Williams | Eagle Strategies LLC other | Ameriprise Financial Services, LLC national BD | Other | Jun 23, 2015 | Jun 23, 2015 |
| Daniel Fredrick Clements | Eagle Strategies LLC other | Msi Financial Services, Inc. other | Other | Jun 16, 2015 | Jul 31, 2015 (45 d) |
| John Miguel Jett | Eagle Strategies LLC other | MML Investors Services, LLC other | Other | Jun 9, 2015 | May 26, 2015 |
| Loredana Denardo | Eagle Strategies LLC other | Morgan Stanley wirehouse | Other | Jun 4, 2015 | Jul 21, 2015 (47 d) |
| Rick Allen Burger | Eagle Strategies LLC other | Park Avenue Securities LLC other | Other | Jun 4, 2015 | Jun 16, 2015 |
| Homer O. Ramirez | Eagle Strategies LLC other | J.P. Morgan Securities LLC wirehouse | Other | Jun 3, 2015 | Jun 25, 2015 |
| Jason Grant Buck | Eagle Strategies LLC other | Sierra Investment Management, LLC other | Other | May 29, 2015 | Sep 28, 2015 (122 d) |
| James Anthony Stark | Eagle Strategies LLC other | M&T Securities, Inc. unclassified | Other | May 18, 2015 | Nov 24, 2015 (190 d) |
| Conner Mcgee | Eagle Strategies LLC other | Morgan Stanley wirehouse | Other | Apr 3, 2015 | Jun 4, 2015 (62 d) |
| Ryan Daniel Arredondo | Eagle Strategies LLC other | Barclays Capital Inc. other | Other | Apr 2, 2015 | Apr 22, 2015 |
| Alexander Dong-Shik Lee | Eagle Strategies LLC other | Tlg Advisors, Inc. BD affiliated | Other | Mar 19, 2015 | Dec 20, 2023 (3198 d) |
| Jeffrey D West | Eagle Strategies LLC other | Cambridge Investment Research Advisors, Inc. other | Other | Mar 12, 2015 | Mar 4, 2015 |
| Robert Vincent Ponciroli | Eagle Strategies LLC other | Cuna Brokerage Services, Inc. other | Other | Mar 6, 2015 | Mar 17, 2015 |
| Douglas Arthur Heal | Eagle Strategies LLC other | LPL Financial LLC other | Other | Mar 2, 2015 | Mar 11, 2015 |
| Nicholas Gant Zerillo | Eagle Strategies LLC other | Cambridge Investment Research Advisors, Inc. other | Other | Feb 23, 2015 | Feb 19, 2015 |
| Anthony Chiu | Eagle Strategies LLC other | Bancwest Investment Services, Inc. (Bwis) other | Other | Feb 19, 2015 | Mar 5, 2015 |
| Harris D Greene | Eagle Strategies LLC other | Msi Financial Services, Inc. other | Other | Feb 6, 2015 | May 26, 2015 (109 d) |
| Michael Charles Mcmanus | Eagle Strategies LLC other | Vanguard Advisers, Inc. BD affiliated | Other | Feb 5, 2015 | Nov 16, 2021 (2476 d) |
| Van A Ewing | Eagle Strategies LLC other | Park Avenue Securities LLC other | Other | Feb 5, 2015 | Apr 17, 2015 (71 d) |
| Nicole E Peterkin | Eagle Strategies LLC other | The Patriot Financial Group, LLC other | Other | Jan 30, 2015 | Dec 5, 2016 (675 d) |
| Brandon Stuart Grimm | Eagle Strategies LLC other | MML Investors Services, LLC other | Other | Jan 27, 2015 | Apr 23, 2015 (86 d) |
| Erin Lura Hilton | Eagle Strategies LLC other | Park Avenue Securities LLC other | Other | Jan 23, 2015 | Feb 2, 2015 |
| Alexander A Tran | Eagle Strategies LLC other | Genter Capital Management other | Other | Jan 23, 2015 | May 17, 2017 (845 d) |
| Nancy P Garrison | Eagle Strategies LLC other | Park Avenue Securities LLC other | Other | Jan 20, 2015 | Feb 3, 2015 |
| Michael V Ronan | Eagle Strategies LLC other | MML Investors Services, LLC other | Other | Jan 14, 2015 | Mar 2, 2015 (47 d) |
| Gabriel Aaron Markley | Eagle Strategies LLC other | Signator Investors, Inc. other | Other | Jan 2, 2015 | Feb 6, 2015 (35 d) |
| Sylvester Thomas | Eagle Strategies LLC other | Securian Financial Services, Inc. other | Other | Dec 16, 2014 | Jan 12, 2015 |
| William Joseph Cunningham | Eagle Strategies LLC other | Strategic Advisers LLC national BD | Other | Dec 15, 2014 | Feb 25, 2015 (72 d) |
| Brandon S Blankenship | Eagle Strategies LLC other | Sequent Planning, LLC independent RIA | Other | Dec 10, 2014 | Feb 1, 2023 (2975 d) |
| Zaina Bankwalla | Eagle Strategies LLC other | Raymond James Financial Services Advisors, Inc other | Other | Dec 10, 2014 | Dec 17, 2014 |
| Daniel Saul Messeca | Eagle Strategies LLC other | Motley Fool Wealth Management, LLC other | Other | Dec 4, 2014 | Dec 2, 2014 |
| Robert Dale Olvera | Eagle Strategies LLC other | Allstate Financial Advisors, LLC no RAUM | Other | Dec 3, 2014 | Jan 15, 2015 (43 d) |
| Barbara A Quinn | Eagle Strategies LLC other | LPL Financial LLC other | Other | Nov 4, 2014 | Nov 14, 2014 |
| Jay Hyunjoon Hwang | Eagle Strategies LLC other | LPL Financial LLC other | Other | Nov 3, 2014 | Nov 3, 2014 |
| Shane Austin Morrow | Eagle Strategies LLC other | Sage Advisory Services Ltd Co other | Other | Nov 3, 2014 | Nov 12, 2014 |
| Michael David Honold | Eagle Strategies LLC other | Osaic Fs, Inc. other | Other | Oct 30, 2014 | Oct 27, 2014 |
| Lynne Celia | Eagle Strategies LLC other | MML Investors Services, LLC other | Other | Oct 30, 2014 | Mar 24, 2015 (145 d) |
| Lyman Clayton Howell | Eagle Strategies LLC other | Regal Oak Financial, LLC state registered | Other | Oct 3, 2014 | May 3, 2016 (578 d) |
| Derek Ryan Pilkington | Eagle Strategies LLC other | Arax Advisory Partners other | Other | Sep 22, 2014 | Sep 29, 2014 |
| John M Demasi | Eagle Strategies LLC other | Pnc Wealth Management other | Other | Sep 18, 2014 | Sep 30, 2014 |
| Carina Lynne Bush | Eagle Strategies LLC other | Stratos Wealth Partners, Ltd other | Other | Aug 28, 2014 | Aug 25, 2014 |
| Kimberly Vickers Johnson | Eagle Strategies LLC other | Park Avenue Securities LLC other | Other | Aug 15, 2014 | Sep 18, 2014 (34 d) |