DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Td Ameritrade Investment Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joel Timothy WingTd Ameritrade Investment Management, LLC independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankSep 7, 2023Jun 15, 2026 (1012 d)
John Francis BellTd Ameritrade Investment Management, LLC independent RIAFree State Financial Planning, LLC state registeredRIA to a state-registered adviserSep 7, 2023Apr 8, 2024 (214 d)
Brian MillerTd Ameritrade Investment Management, LLC independent RIAFisher Investments independent RIARIA to RIASep 7, 2023Jun 14, 2024 (281 d)
Aaron M MotaiTd Ameritrade Investment Management, LLC independent RIACorient independent RIARIA to RIASep 7, 2023Jun 19, 2025 (651 d)
Dean Everett HickersonTd Ameritrade Investment Management, LLC independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 7, 2023Jun 6, 2024 (273 d)
Garv GianchettaTd Ameritrade Investment Management, LLC independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseSep 7, 2023Feb 15, 2025 (527 d)
David Scott WalkerTd Ameritrade Investment Management, LLC independent RIAAustin Asset independent RIARIA to RIASep 7, 2023Aug 19, 2026 (1077 d)
Zachary BlumenthalTd Ameritrade Investment Management, LLC independent RIACitigroup Global Markets Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 7, 2023Jun 24, 2025 (656 d)
Sagar ShethTd Ameritrade Investment Management, LLC independent RIALido independent RIARIA to RIASep 7, 2023Feb 7, 2024 (153 d)
Nicholas Anthony FontanellaTd Ameritrade Investment Management, LLC independent RIABison Wealth, LLC independent RIARIA to RIASep 7, 2023Feb 13, 2026 (890 d)
Samuel I WinterTd Ameritrade Investment Management, LLC independent RIAWestern Wealth Management LLC independent RIARIA to RIASep 7, 2023Apr 23, 2025 (594 d)
Joshua Gw MccammonTd Ameritrade Investment Management, LLC independent RIAMidland Wealth Management otherOtherSep 7, 2023Jul 14, 2025 (676 d)
Benjamin Franklin MossoneyTd Ameritrade Investment Management, LLC independent RIAValeo Financial Advisors, LLC independent RIARIA to RIASep 7, 2023Aug 16, 2024 (344 d)
Azrealle Charmaye Alyse McclainTd Ameritrade Investment Management, LLC independent RIATruist Advisory Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 14, 2023Jul 17, 2023
Andrew Thomas BooneTd Ameritrade Investment Management, LLC independent RIAAdvice And Planning Services BD affiliatedRIA to affiliated broker-dealer or bankJun 29, 2023Oct 23, 2023 (116 d)
Diven DesaiTd Ameritrade Investment Management, LLC independent RIARaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankJun 20, 2023Sep 17, 2025 (820 d)
Liam Samuel HudlerTd Ameritrade Investment Management, LLC independent RIAAdvice And Planning Services BD affiliatedRIA to affiliated broker-dealer or bankJun 13, 2023Aug 10, 2023 (58 d)
Judea Tiffany SewardTd Ameritrade Investment Management, LLC independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankMay 18, 2023Mar 28, 2025 (680 d)
Erica T KainumaTd Ameritrade Investment Management, LLC independent RIAMorgan Stanley wirehouseRIA to wirehouseMay 1, 2023Sep 30, 2025 (883 d)
Kevin Michael MillerTd Ameritrade Investment Management, LLC independent RIAAmeritrade Advisory Services LLC unclassifiedOtherApr 13, 2023May 19, 2005
Christian RoweTd Ameritrade Investment Management, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankApr 10, 2023Jul 20, 2023 (101 d)
Nicholas Harvey GumsTd Ameritrade Investment Management, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 21, 2023May 3, 2023 (43 d)
Eric HaughwoutTd Ameritrade Investment Management, LLC independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankFeb 15, 2023Mar 24, 2023 (37 d)
Salvatore SalernoTd Ameritrade Investment Management, LLC independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseJan 24, 2023May 11, 2023 (107 d)
Alejandro ValdezTd Ameritrade Investment Management, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankNov 30, 2022Feb 15, 2023 (77 d)
Brent Thomas PetersTd Ameritrade Investment Management, LLC independent RIAQuants Capital Management, Inc state registeredRIA to a state-registered adviserNov 16, 2022Nov 12, 2024 (727 d)
Andres CordobaTd Ameritrade Investment Management, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankJul 28, 2022Sep 23, 2022 (57 d)
Austin VillodasTd Ameritrade Investment Management, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 8, 2022May 10, 2024 (794 d)
Christopher HargisTd Ameritrade Investment Management, LLC independent RIATd Private Client Wealth LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 24, 2022Nov 14, 2024 (994 d)
Wanda Francia GrayTd Ameritrade Investment Management, LLC independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankFeb 2, 2022Feb 4, 2022
Justine Marie JueleTd Ameritrade Investment Management, LLC independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJan 24, 2022Feb 10, 2022
Roma Vohra MulayTd Ameritrade Investment Management, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankJan 21, 2022Mar 11, 2022 (49 d)
Jeffrey A LewisTd Ameritrade Investment Management, LLC independent RIATd Ameritrade, Inc. no RAUMOtherJan 7, 2022Jul 26, 2018
Joseph Benjamin MartinezTd Ameritrade Investment Management, LLC independent RIATd Ameritrade, Inc. no RAUMOtherDec 10, 2021Aug 27, 2021
Robert Michael PorporaTd Ameritrade Investment Management, LLC independent RIAEmpower Advisory Group, LLC otherOtherNov 25, 2021Mar 9, 2022 (104 d)
Ryan Arthur MiillerTd Ameritrade Investment Management, LLC independent RIAPure Financial Advisors, LLC independent RIARIA to RIANov 18, 2021Jan 12, 2022 (55 d)
Cole D Tyler EinersonTd Ameritrade Investment Management, LLC independent RIADiversify Wealth Management LLC independent RIARIA to RIANov 18, 2021Jan 26, 2022 (69 d)
Austin Tyler GanskyTd Ameritrade Investment Management, LLC independent RIATd Ameritrade, Inc. no RAUMOtherOct 29, 2021Aug 27, 2018
Michael E CarterTd Ameritrade Investment Management, LLC independent RIATd Ameritrade, Inc. no RAUMOtherOct 21, 2021Sep 16, 2021
Benjamin Joseph AshbyTd Ameritrade Investment Management, LLC independent RIAT. Rowe Price Advisory Services, Inc. independent RIARIA to RIAOct 7, 2021Nov 4, 2021
William C CarlisleTd Ameritrade Investment Management, LLC independent RIAE*Trade Capital Management, LLC independent RIARIA to RIASep 24, 2021May 9, 2022 (227 d)
Ramez RahebTd Ameritrade Investment Management, LLC independent RIAE*Trade Capital Management, LLC independent RIARIA to RIASep 15, 2021Aug 25, 2021
Mark Richard HoldenTd Ameritrade Investment Management, LLC independent RIAVestor Capital, LLC independent RIARIA to RIASep 10, 2021Sep 22, 2021
Chad Evan GoodrichTd Ameritrade Investment Management, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankSep 2, 2021Jul 18, 2022 (319 d)
Eric MorelTd Ameritrade Investment Management, LLC independent RIATd Ameritrade, Inc. no RAUMOtherSep 2, 2021Nov 30, 2017
Heath DowellTd Ameritrade Investment Management, LLC independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 28, 2021Sep 15, 2021
Jason Sy CoTd Ameritrade Investment Management, LLC independent RIACoplanning Financial LLC state registeredRIA to a state-registered adviserAug 26, 2021Sep 14, 2021
Anthony D PerkinsTd Ameritrade Investment Management, LLC independent RIAFisher Investments independent RIARIA to RIAAug 20, 2021Aug 20, 2021
Ryan Robert ColleoniTd Ameritrade Investment Management, LLC independent RIAEmpower Advisory Group, LLC otherOtherAug 3, 2021Nov 4, 2021 (93 d)
Taylor Rae PearsonTd Ameritrade Investment Management, LLC independent RIACetera Planning Partners independent RIARIA to RIAJul 28, 2021Aug 9, 2021
Winston TaylorTd Ameritrade Investment Management, LLC independent RIAEmpower Advisory Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 7, 2021Mar 25, 2024 (992 d)
Jason L BehrTd Ameritrade Investment Management, LLC independent RIATd Ameritrade, Inc. no RAUMOtherJul 2, 2021Mar 16, 2020
Denisse ArebaloTd Ameritrade Investment Management, LLC independent RIATd Ameritrade, Inc. no RAUMOtherJun 8, 2021Sep 10, 2018
Karl Jay KnuthsTd Ameritrade Investment Management, LLC independent RIAFocus Financial independent RIARIA to RIAJun 3, 2021Jun 18, 2021
Michen SirleafTd Ameritrade Investment Management, LLC independent RIATd Ameritrade, Inc. no RAUMOtherJun 2, 2021Apr 24, 2019
Veronica VeraTd Ameritrade Investment Management, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankJun 2, 2021Oct 30, 2021 (150 d)
Todd D FanningTd Ameritrade Investment Management, LLC independent RIAStifel, Nicolaus & Company, Incorporated national BDRIA to affiliated broker-dealer or bankMay 27, 2021Oct 15, 2024 (1237 d)
Dru CambronTd Ameritrade Investment Management, LLC independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseMay 18, 2021May 27, 2021
Vincent Michael DileonardoTd Ameritrade Investment Management, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankMay 5, 2021Aug 6, 2021 (93 d)
Craig MartzTd Ameritrade Investment Management, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankApr 27, 2021Jun 16, 2021 (50 d)
Page 1 of 24Next
1,405 moves match.