DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Pnc Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Vince Lagatta | Pnc Wealth Management BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2024 | Jun 26, 2024 |
| John Franklin Durham | Pnc Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 10, 2024 | Jul 15, 2024 |
| Mark A Lane | Pnc Wealth Management BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2024 | Jul 11, 2024 |
| Shuron Morton | Pnc Wealth Management BD affiliated | United Brokerage Services Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2024 | Jul 25, 2024 |
| Miguel Palacios Jr | Pnc Wealth Management BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2024 | Jun 25, 2024 |
| Eric Alan Dworznik | Pnc Wealth Management BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2024 | Jun 28, 2024 |
| Jake Norman Spruiell | Pnc Wealth Management BD affiliated | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 7, 2024 | Sep 15, 2021 |
| Christina Ann Lipari | Pnc Wealth Management BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2024 | Jun 24, 2024 |
| Vicki Lynn Pearce | Pnc Wealth Management BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2024 | May 31, 2024 |
| Thomas John Cooney | Pnc Wealth Management BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2024 | May 31, 2024 |
| Mark Alan Freed | Pnc Wealth Management BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2024 | May 31, 2024 |
| Nathan Lee Glaser | Pnc Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 24, 2024 | May 23, 2024 |
| John Benjamin Overfield | Pnc Wealth Management BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2024 | May 20, 2024 |
| Joy Marshall | Pnc Wealth Management BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2024 | Jun 5, 2024 |
| Michael Adam Baker | Pnc Wealth Management BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 16, 2024 | Jul 18, 2025 (428 d) |
| Daniel Lee Jack | Pnc Wealth Management BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 16, 2024 | May 10, 2024 |
| Steven J Rastrelli | Pnc Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 14, 2024 | May 9, 2024 |
| Michael P Martin | Pnc Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 9, 2024 | May 2, 2024 |
| Guy Levhar | Pnc Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 9, 2024 | May 8, 2024 |
| Shane Damian Winkelmann | Pnc Wealth Management BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 1, 2024 | Apr 26, 2024 |
| Jason Cvetkovich | Pnc Wealth Management BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2024 | May 19, 2024 |
| Roy Edwards Van Muyen | Pnc Wealth Management BD affiliated | Hbw Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 18, 2024 | Jan 1, 2025 (258 d) |
| Justin C Rueter | Pnc Wealth Management BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2024 | Apr 16, 2024 |
| Melissa Hall | Pnc Wealth Management BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 16, 2024 | May 31, 2024 (45 d) |
| Justin Robert Fornataro | Pnc Wealth Management BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Apr 16, 2024 | Apr 15, 2024 |
| Craig Daniel Saurer | Pnc Wealth Management BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 11, 2024 | May 29, 2024 (48 d) |
| David Luis Fernandez | Pnc Wealth Management BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2024 | Apr 15, 2024 |
| Lindsey Michaelides | Pnc Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 8, 2024 | Apr 8, 2024 |
| Michael Joseph Quinlan | Pnc Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 8, 2024 | Apr 4, 2024 |
| James Anthony Ortega | Pnc Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 8, 2024 | Apr 3, 2024 |
| Johnathon James | Pnc Wealth Management BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 8, 2024 | Feb 21, 2025 (319 d) |
| David Edward Crouse | Pnc Wealth Management BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2024 | Mar 22, 2024 |
| Mark Allen Herega | Pnc Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 26, 2024 | Mar 22, 2024 |
| Jennifer Robbins | Pnc Wealth Management BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 26, 2024 | Mar 28, 2024 |
| Bradley L Travis | Pnc Wealth Management BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2024 | Mar 22, 2024 |
| Joseph W Hiller | Pnc Wealth Management BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 20, 2024 | May 2, 2024 (43 d) |
| Timothy R Wright | Pnc Wealth Management BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2024 | Mar 12, 2024 |
| Omar Peguero Hernandez | Pnc Wealth Management BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 4, 2024 | Mar 9, 2024 |
| Sandra Jean Film | Pnc Wealth Management BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2024 | Mar 1, 2024 |
| Sharon J Aller | Pnc Wealth Management BD affiliated | Wesbanco Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2024 | Apr 17, 2024 (50 d) |
| David Sternasty | Pnc Wealth Management BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 27, 2024 | Mar 1, 2024 |
| Alexia L Ball | Pnc Wealth Management BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 14, 2024 | Feb 22, 2024 |
| Scott Anthony Zurawski | Pnc Wealth Management BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2024 | Jan 31, 2024 |
| Darius J Brown | Pnc Wealth Management BD affiliated | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2024 | Feb 26, 2024 |
| Thomas James Keefer | Pnc Wealth Management BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jan 25, 2024 | May 24, 2024 (120 d) |
| Jacob Ross Biltz | Pnc Wealth Management BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 22, 2024 | Jan 22, 2024 |
| Michael Awwad | Pnc Wealth Management BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jan 19, 2024 | Jan 19, 2024 |
| Brian Adams | Pnc Wealth Management BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 19, 2024 | Jan 22, 2024 |
| William Johnathan Henderson | Pnc Wealth Management BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jan 18, 2024 | Jan 12, 2024 |
| Jessica M. Miller | Pnc Wealth Management BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jan 18, 2024 | Jan 12, 2024 |
| Jefferson R. Hankins | Pnc Wealth Management BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 18, 2024 | Jan 12, 2024 |
| Kurt Thomas Boggs | Pnc Wealth Management BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 18, 2024 | Jan 12, 2024 |
| Eugene Morris Jr | Pnc Wealth Management BD affiliated | Sofi Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2024 | Apr 24, 2024 (112 d) |
| Kaleb Baker | Pnc Wealth Management BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2024 | Jan 2, 2024 |
| Paul Brahan | Pnc Wealth Management BD affiliated | Fort Pitt Capital Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 26, 2023 | Jan 10, 2024 |
| Michael A Brown | Pnc Wealth Management BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2023 | Dec 15, 2023 |
| Oliver Andrew Tuller | Pnc Wealth Management BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2023 | Dec 6, 2023 |
| Zachary Head | Pnc Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 15, 2023 | Nov 21, 2023 |
| Stephen Joseph Harper | Pnc Wealth Management BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2023 | Apr 12, 2024 (122 d) |
| Christopher Jon Mukoda | Pnc Wealth Management BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2023 | Dec 7, 2023 |
2,665 moves match.