DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Pnc Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bradford A Hutchins | Pnc Wealth Management BD affiliated | Texas Capital Bank Private Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 26, 2022 | Sep 26, 2022 (31 d) |
| Andrew M. Sinko | Pnc Wealth Management BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 24, 2022 | Sep 15, 2022 |
| Brian Eugene Wasson | Pnc Wealth Management BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 22, 2022 | Aug 19, 2022 |
| Joshua Henry | Pnc Wealth Management BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 22, 2022 | Aug 19, 2022 |
| Sarah Billups | Pnc Wealth Management BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 22, 2022 | Aug 19, 2022 |
| Jacob March Schaefer | Pnc Wealth Management BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2022 | Nov 20, 2025 (1199 d) |
| Therakul Pulpanyawong | Pnc Wealth Management BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2022 | Aug 5, 2022 |
| Sergio T. Rodriguez | Pnc Wealth Management BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2022 | Jul 29, 2022 |
| Breshell Ellyne Moore | Pnc Wealth Management BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2022 | Sep 2, 2022 (31 d) |
| Jason Church | Pnc Wealth Management BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 25, 2022 | Aug 17, 2022 |
| Charles Garofalo | Pnc Wealth Management BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2022 | Sep 15, 2022 (56 d) |
| Amy L Roma | Pnc Wealth Management BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 20, 2022 | Aug 9, 2022 |
| Scott Gary Bloom | Pnc Wealth Management BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 12, 2022 | Jul 11, 2022 |
| Drew Mr Mcclair | Pnc Wealth Management BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 11, 2022 | Jul 8, 2022 |
| Madison Nestor Sharick | Pnc Wealth Management BD affiliated | Madi Manages Money LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 5, 2022 | Aug 7, 2023 (398 d) |
| Anthony Joseph Nigh | Pnc Wealth Management BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2022 | Jul 20, 2022 |
| Barry V Blalock | Pnc Wealth Management BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 27, 2022 | Jun 16, 2022 |
| John D Randall | Pnc Wealth Management BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2022 | Jul 7, 2022 |
| Bryan Paul Kucholtz | Pnc Wealth Management BD affiliated | Texas Capital Bank Private Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 17, 2022 | Jul 4, 2022 |
| Jason P Bradford | Pnc Wealth Management BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jun 14, 2022 | Jun 22, 2022 |
| Thomas Joseph Mcaneny | Pnc Wealth Management BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2022 | Jun 8, 2022 |
| Nicholas Patrick Smutney | Pnc Wealth Management BD affiliated | Strategic Wealth Investment Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 8, 2022 | Oct 7, 2022 (121 d) |
| Janet Kerr Rinker | Pnc Wealth Management BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 7, 2022 | Jun 15, 2022 |
| Visa Kandi Robison | Pnc Wealth Management BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2022 | Jun 1, 2022 |
| Andrea G Pineda | Pnc Wealth Management BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 3, 2022 | Oct 3, 2022 (122 d) |
| Christopher J. Branick | Pnc Wealth Management BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2022 | Aug 12, 2022 (70 d) |
| Christopher Hernandez | Pnc Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 3, 2022 | Nov 21, 2022 (171 d) |
| Jesse Best | Pnc Wealth Management BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2022 | Jul 13, 2022 (41 d) |
| Jeannie Tran Martinez | Pnc Wealth Management BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2022 | May 30, 2022 |
| Michael Roberts Flowers | Pnc Wealth Management BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 31, 2022 | May 26, 2022 |
| Michael Depirri | Pnc Wealth Management BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 27, 2022 | Jan 3, 2023 (221 d) |
| Todd Driscoll | Pnc Wealth Management BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2022 | Jun 6, 2022 |
| Heather R. Lunsford | Pnc Wealth Management BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2022 | Jun 6, 2022 |
| Charles Russell Catalanotto | Pnc Wealth Management BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2022 | Jun 17, 2022 |
| Michael Murray | Pnc Wealth Management BD affiliated | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2022 | Apr 28, 2022 |
| Paul Jay Marston | Pnc Wealth Management BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 17, 2022 | May 16, 2022 |
| Neil A. Puskorius | Pnc Wealth Management BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 17, 2022 | May 16, 2022 |
| Dustin Timothy Kincaid | Pnc Wealth Management BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 16, 2022 | Jun 10, 2022 |
| Kevin Matthew Halifax | Pnc Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 13, 2022 | May 13, 2022 |
| Ryan Christopher Hoff | Pnc Wealth Management BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2022 | Jun 29, 2023 (412 d) |
| Jennifer Jean Sturm | Pnc Wealth Management BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | May 11, 2022 | May 9, 2022 |
| Michael P. Klein | Pnc Wealth Management BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 10, 2022 | Jun 23, 2022 (44 d) |
| Devoleon Taylor | Pnc Wealth Management BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 5, 2022 | May 24, 2022 |
| Lonnie D Tate | Pnc Wealth Management BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 5, 2022 | Apr 29, 2022 |
| John F Klimas | Pnc Wealth Management BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 3, 2022 | Apr 29, 2022 |
| Todd Arnold Perry | Pnc Wealth Management BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 3, 2022 | Jul 15, 2016 |
| Theresa Marie Mystic | Pnc Wealth Management BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2022 | May 13, 2022 |
| Erick L Michaelson | Pnc Wealth Management BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2022 | Aug 11, 2022 (113 d) |
| Scott Allan Rovito | Pnc Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 19, 2022 | Apr 19, 2022 |
| Jonathan Vazquez | Pnc Wealth Management BD affiliated | Gemini Investment Strategies LLC unclassified | Other | Apr 14, 2022 | May 17, 2022 (33 d) |
| Michael Todd Abney | Pnc Wealth Management BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 12, 2022 | Apr 8, 2022 |
| Angela Shaw | Pnc Wealth Management BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2022 | Jun 15, 2022 (64 d) |
| John Marcus Allen | Pnc Wealth Management BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2022 | Apr 8, 2022 |
| Vincent Dennette Ratliff | Pnc Wealth Management BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 7, 2022 | Apr 4, 2022 |
| Eric Proszek | Pnc Wealth Management BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2022 | Apr 25, 2022 |
| Tobith Walker Mckenzie | Pnc Wealth Management BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 23, 2022 | Jul 5, 2023 (469 d) |
| Breeanna Catherine Wolford | Pnc Wealth Management BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2022 | Mar 24, 2022 |
| Lolla R Long | Pnc Wealth Management BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Mar 16, 2022 | Apr 4, 2022 |
| Hondamir Ken Burhon | Pnc Wealth Management BD affiliated | Grove Point Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2022 | Mar 9, 2022 |
| Paul Linn | Pnc Wealth Management BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2022 | Jun 6, 2022 (87 d) |
2,665 moves match.