DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Questar Asset Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joseph Marcus JonesQuestar Asset Management, Inc. BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 2, 2018Jan 13, 2020 (529 d)
James Matthew FoleyQuestar Asset Management, Inc. BD affiliatedAe Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 24, 2018Sep 6, 2018 (44 d)
Anthony BurtonQuestar Asset Management, Inc. BD affiliatedRegal Investment Advisors LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 20, 2018Jul 10, 2018
Stephen A. ShepherdQuestar Asset Management, Inc. BD affiliatedNationwide Investment Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 29, 2018Jun 17, 2018
Michelle SmithQuestar Asset Management, Inc. BD affiliatedKcd Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 11, 2018Feb 20, 2020 (619 d)
Chris Allen NelsonQuestar Asset Management, Inc. BD affiliatedNfsg Corporation BD affiliatedAffiliated broker-dealer or bank to anotherJun 4, 2018Jul 16, 2018 (42 d)
Kevin Michael NervegnaQuestar Asset Management, Inc. BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 1, 2018May 24, 2018
Michael Bruce FrischmanQuestar Asset Management, Inc. BD affiliatedIc Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 21, 2018May 18, 2018
Marlin Fred SchmidtQuestar Asset Management, Inc. BD affiliatedCreative Financial Planning Advisors, Inc. state registeredAffiliated broker-dealer or bank to a state-registered adviserMay 17, 2018Aug 20, 2018 (95 d)
Kristi TomlinsonQuestar Asset Management, Inc. BD affiliatedStrategic Advisers LLC national BDAffiliated broker-dealer or bank to anotherMay 15, 2018Jun 20, 2018 (36 d)
Charles Joseph DoranQuestar Asset Management, Inc. BD affiliatedPrometheus Investment Advisors LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserMay 8, 2018May 4, 2018
James Anthony SerratelliQuestar Asset Management, Inc. BD affiliatedDfpg Investments, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 4, 2018May 3, 2018
Stacy L DavisQuestar Asset Management, Inc. BD affiliatedOn Investment Management Co BD affiliatedAffiliated broker-dealer or bank to anotherMay 1, 2018Apr 23, 2018
Brian KunkelQuestar Asset Management, Inc. BD affiliatedCg Advisory Services independent RIAAffiliated broker-dealer or bank to independent RIAApr 25, 2018Apr 19, 2018
Bently Gordon FordQuestar Asset Management, Inc. BD affiliatedCg Advisory Services independent RIAAffiliated broker-dealer or bank to independent RIAApr 23, 2018May 3, 2018
Erica Lynne MccainQuestar Asset Management, Inc. BD affiliatedCoppell Advisory Solutions LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 28, 2018Jan 18, 2018
Michael James BenensonQuestar Asset Management, Inc. BD affiliatedBay Colony Advisors independent RIAAffiliated broker-dealer or bank to independent RIAMar 22, 2018Mar 1, 2018
John Matthew DunlapQuestar Asset Management, Inc. BD affiliatedInvestment Advisors Corp BD affiliatedAffiliated broker-dealer or bank to anotherMar 21, 2018May 31, 2018 (71 d)
Aaron Anton MilneQuestar Asset Management, Inc. BD affiliated1st Global Advisors Inc otherOtherMar 20, 2018Mar 7, 2018
Robert Maurice SurprenantQuestar Asset Management, Inc. BD affiliatedCommonwealth Financial Network national BDAffiliated broker-dealer or bank to anotherMar 16, 2018Jan 8, 2021 (1029 d)
Eric Kurt HiteQuestar Asset Management, Inc. BD affiliatedValmark Advisers, Inc. otherOtherMar 9, 2018Mar 7, 2018
Ryan Scott RuthQuestar Asset Management, Inc. BD affiliatedSecurities America Advisors, Inc. otherOtherMar 9, 2018Mar 12, 2018
Kenneth Lawrence AgeeQuestar Asset Management, Inc. BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 1, 2018Feb 20, 2018
Anthony Thomas KlingseisenQuestar Asset Management, Inc. BD affiliatedEquitable Advisors, LLC national BDAffiliated broker-dealer or bank to anotherMar 1, 2018Feb 27, 2018
David Leland CarrQuestar Asset Management, Inc. BD affiliatedCg Advisory Services otherOtherFeb 26, 2018Feb 24, 2018
Michael John TownsendQuestar Asset Management, Inc. BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 16, 2018Jun 29, 2023 (1959 d)
Tiffany Joye PayneQuestar Asset Management, Inc. BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherFeb 5, 2018Sep 19, 2018 (226 d)
Christopher Paul PrienQuestar Asset Management, Inc. BD affiliatedWaterrock Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAFeb 2, 2018Jun 1, 2018 (119 d)
David John VenegasQuestar Asset Management, Inc. BD affiliatedCuna Brokerage Services, Inc. otherOtherDec 21, 2017Jan 5, 2018
Tara Ashley SandersQuestar Asset Management, Inc. otherIntegrity Alliance, LLC otherOtherNov 21, 2017Dec 14, 2017
Jeffrey Thomas CarlsonQuestar Asset Management, Inc. otherAmeriprise Financial Services, LLC national BDOtherNov 20, 2017Jan 11, 2018 (52 d)
Thomas GriffinQuestar Asset Management, Inc. otherSantander Securities BD affiliatedOtherNov 16, 2017Sep 18, 2018 (306 d)
Todd HayworthQuestar Asset Management, Inc. otherCg Advisory Services otherOtherNov 10, 2017Feb 16, 2018 (98 d)
John Worden ColemanQuestar Asset Management, Inc. otherColeman Advisory, LLC state registeredOtherNov 10, 2017Dec 13, 2017 (33 d)
Nathan Craig SchipperQuestar Asset Management, Inc. otherThrivent Investment Management Inc. otherOtherOct 23, 2017Oct 23, 2017
Brendan Vincent GradyQuestar Asset Management, Inc. otherGradient Investments, LLC independent RIAOtherOct 5, 2017Nov 6, 2017 (32 d)
Nathan Norris FarnellQuestar Asset Management, Inc. otherCharles Schwab & Co., Inc. national BDOtherSep 27, 2017Sep 5, 2017
Kent David SalfiQuestar Asset Management, Inc. otherWells Fargo Advisors wirehouseOtherSep 6, 2017Aug 22, 2017
Geoffrey Alan JohnsonQuestar Asset Management, Inc. otherWealth Management Advisors, LLC state registeredOtherAug 7, 2017Aug 14, 2017
Matthew Carlos LopezQuestar Asset Management, Inc. otherSecurities America Advisors, Inc. otherOtherAug 3, 2017Aug 16, 2017
Elizabeth Marie RocheQuestar Asset Management, Inc. otherKestra Advisory Services, LLC BD affiliatedOtherAug 3, 2017Dec 17, 2018 (501 d)
Gregory Scott ShumanQuestar Asset Management, Inc. otherSequent Planning, LLC independent RIAOtherAug 3, 2017Jan 8, 2018 (158 d)
John William ManzellaQuestar Asset Management, Inc. otherOsaic Institutions, Inc. otherOtherJun 2, 2017May 30, 2017
Kurt LashQuestar Asset Management, Inc. otherCommonwealth Financial Network national BDOtherJun 2, 2017Aug 3, 2022 (1888 d)
Kathe Sorrentino WilsonQuestar Asset Management, Inc. otherLPL Financial LLC otherOtherJun 2, 2017May 31, 2017
Earl Cornelius StevensonQuestar Asset Management, Inc. otherAvellino Financial Advisors, Inc. otherOtherMay 26, 2017May 16, 2017
Jason Allen RockmanQuestar Asset Management, Inc. otherBfc Planning, Inc. otherOtherMay 1, 2017Jun 8, 2017 (38 d)
William Andrew GriffinQuestar Asset Management, Inc. otherW.A. Griffin Financial Services Inc. state registeredOtherMay 1, 2017Sep 27, 2019 (879 d)
Andrea Lee SpraungelQuestar Asset Management, Inc. otherAmeriprise Financial Services, LLC national BDOtherApr 27, 2017Apr 26, 2017
Corey Edward WagnerQuestar Asset Management, Inc. otherSummit Financial Group Inc otherOtherApr 27, 2017Jul 24, 2017 (88 d)
Susan Elizabeth DoughertyQuestar Asset Management, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherApr 13, 2017Apr 3, 2017
Regis J RasmussenQuestar Asset Management, Inc. otherSecurities America Advisors, Inc. otherOtherApr 11, 2017Mar 24, 2017
Kristine Lynn PenningtonQuestar Asset Management, Inc. otherTriad Advisors, LLC otherOtherJan 27, 2017Feb 2, 2017
Brent Alex GreenshieldsQuestar Asset Management, Inc. otherGreenshields Capital LLC independent RIAOtherJan 5, 2017May 1, 2017 (116 d)
Edward BerryQuestar Asset Management, Inc. otherGreenshields Capital LLC independent RIAOtherJan 5, 2017May 1, 2017 (116 d)
Steven Eric BertoloQuestar Asset Management, Inc. otherBpu Investment Management, Inc. otherOtherDec 22, 2016Dec 12, 2016
Maxim GorlovQuestar Asset Management, Inc. otherGreenshields Capital LLC independent RIAOtherDec 22, 2016Apr 19, 2017 (118 d)
Nathan Dale FichterQuestar Asset Management, Inc. otherBalefire, LLC otherOtherDec 19, 2016Dec 14, 2016
Richard Thomas SuroQuestar Asset Management, Inc. otherCapital Analysts otherOtherDec 19, 2016Jan 25, 2017 (37 d)
Bryan W CamperQuestar Asset Management, Inc. otherSagepoint Financial, Inc. otherOtherDec 6, 2016Nov 10, 2016
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433 moves match.