DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Cetera Advisor Networks LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Aaron Thomas Reed | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 20, 2023 | Jan 20, 2023 |
| Brandon Matthew Kane | Cetera Advisor Networks LLC BD affiliated | Lakeridge Wealth Management LLC no RAUM | Other | Jan 11, 2023 | Aug 26, 2021 |
| Katherine Alexis Candreva | Cetera Advisor Networks LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 10, 2023 | Jan 24, 2023 |
| Justin Wayne Martz | Cetera Advisor Networks LLC BD affiliated | Primerica Advisors national BD | Affiliated broker-dealer or bank to another | Jan 9, 2023 | Apr 4, 2024 (451 d) |
| Michael Leonard Weber | Cetera Advisor Networks LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2023 | Jan 20, 2023 |
| Susan Dawson | Cetera Advisor Networks LLC BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 5, 2023 | Jun 15, 2023 (161 d) |
| Tom Arno Stapel | Cetera Advisor Networks LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2022 | Apr 6, 2023 (96 d) |
| Douglas Allen | Cetera Advisor Networks LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2022 | Jan 3, 2023 |
| Sherril Ann Morse | Cetera Advisor Networks LLC BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2022 | Jan 12, 2023 |
| Adam Roy Van Dyke | Cetera Advisor Networks LLC BD affiliated | Emerson Equity LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2022 | Jan 1, 2025 (732 d) |
| Gregory John Sander | Cetera Advisor Networks LLC BD affiliated | Liberty One Investment Management asset manager | Other | Dec 31, 2022 | Jan 17, 2023 |
| Joseph Michael Allen | Cetera Advisor Networks LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2022 | Mar 24, 2022 |
| Brian T Scott | Cetera Advisor Networks LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2022 | Oct 20, 2023 (302 d) |
| Jeremy Joseph Gerardy | Cetera Advisor Networks LLC BD affiliated | Global Retirement Partners LLC institutional | Other | Dec 22, 2022 | Jan 4, 2023 |
| Winston Yuin Tsang | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 20, 2022 | Dec 20, 2022 |
| Jennifer Lee Zeits-Gasko | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 20, 2022 | Jan 11, 2023 |
| Brian Thomas White | Cetera Advisor Networks LLC BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 17, 2022 | May 8, 2023 (142 d) |
| Richard Paul Matthews | Cetera Advisor Networks LLC BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2022 | Dec 9, 2022 |
| Neil Christopher Guarniere | Cetera Advisor Networks LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 16, 2022 | Jan 24, 2023 (39 d) |
| Aris Paul Herbert Pantelas | Cetera Advisor Networks LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 15, 2022 | Dec 22, 2022 |
| Robert Bruce Daher | Cetera Advisor Networks LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 13, 2022 | Dec 9, 2022 |
| Richard Brian Dorfman | Cetera Advisor Networks LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2022 | Feb 27, 2023 (83 d) |
| Julie Lynn Crowe | Cetera Advisor Networks LLC BD affiliated | Captrust institutional | Other | Dec 5, 2022 | Apr 13, 2023 (129 d) |
| Larry Philip Ginsburg | Cetera Advisor Networks LLC BD affiliated | Ginsburg Financial Advisors other | Other | Dec 1, 2022 | Jan 14, 2011 |
| Kyle Lee Miller | Cetera Advisor Networks LLC BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Nov 30, 2022 | Dec 1, 2022 |
| Matthew Steven Wegehaupt | Cetera Advisor Networks LLC BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Nov 30, 2022 | Dec 1, 2022 |
| Michael Herbert Menninger | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 29, 2022 | Nov 28, 2022 |
| Kyle Ryan | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 29, 2022 | Nov 28, 2022 |
| Nicholas Ryan Azzarita | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 29, 2022 | Nov 28, 2022 |
| John Victor Denuto | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 29, 2022 | Dec 15, 2022 |
| Ryan Alexander Keefe | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 28, 2022 | Nov 30, 2022 |
| Patrick Sinclair Cavanaugh | Cetera Advisor Networks LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 23, 2022 | Jan 27, 2023 (65 d) |
| William Eugene Ward | Cetera Advisor Networks LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2022 | Nov 15, 2022 |
| William Bradley Montgomery | Cetera Advisor Networks LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 16, 2022 | Nov 16, 2022 |
| Michael Joseph Brescia | Cetera Advisor Networks LLC BD affiliated | Branch Financial Services, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 8, 2022 | Aug 17, 2023 (282 d) |
| Steven Dean Ahlmer | Cetera Advisor Networks LLC BD affiliated | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2022 | Jan 12, 2024 (431 d) |
| Keith Hower | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2022 | Nov 1, 2022 |
| Rishabh Shukla | Cetera Advisor Networks LLC BD affiliated | Bny Mellon Securities Corporation BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2022 | Nov 23, 2022 (33 d) |
| Curtis Ray Willardson | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 17, 2022 | Oct 26, 2022 |
| Lindsey Lee Chrystan | Cetera Advisor Networks LLC BD affiliated | Elevation Advisory Partners LLC no RAUM | Other | Oct 17, 2022 | May 26, 2021 |
| Steven Scott Haagenson | Cetera Advisor Networks LLC BD affiliated | Advisornet Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 13, 2022 | Mar 20, 2019 |
| Samuel Michael Blum | Cetera Advisor Networks LLC BD affiliated | Blum Capital Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 13, 2022 | Oct 12, 2022 |
| Tyler Pellerito | Cetera Advisor Networks LLC BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 12, 2022 | Sep 22, 2022 |
| Adam Edward Laberda | Cetera Advisor Networks LLC BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2022 | Oct 15, 2022 |
| Phyllis Gilker Lancaster | Cetera Advisor Networks LLC BD affiliated | Mission Wealth Management, LP independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 4, 2022 | Oct 4, 2022 |
| John Ben Neuenswander | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2022 | Sep 30, 2022 |
| Michael Scott Weisman | Cetera Advisor Networks LLC BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2022 | Sep 30, 2022 |
| Jed Andrew Lund | Cetera Advisor Networks LLC BD affiliated | Advisornet Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 29, 2022 | May 23, 2019 |
| William Clain Jaques | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 28, 2022 | Sep 21, 2022 |
| Keith Carl Pochobradsky | Cetera Advisor Networks LLC BD affiliated | Basepoint Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 28, 2022 | Sep 27, 2022 |
| Howard Dale Erman | Cetera Advisor Networks LLC BD affiliated | Erman Retirement Advisory independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 23, 2022 | Jun 7, 2011 |
| Isaiah Reed Simon | Cetera Advisor Networks LLC BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2022 | Oct 6, 2022 |
| Darren Dindinger | Cetera Advisor Networks LLC BD affiliated | Paul R. Ried Financial Group, LLC no RAUM | Other | Sep 13, 2022 | Aug 16, 2018 |
| Chad Arnold Hruska | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 13, 2022 | Aug 31, 2022 |
| Andrew Despotakis | Cetera Advisor Networks LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2022 | Nov 9, 2022 (58 d) |
| Braden Ward | Cetera Advisor Networks LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 12, 2022 | Nov 8, 2022 (57 d) |
| David Eugene Packard | Cetera Advisor Networks LLC BD affiliated | Packerland Brokerage Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 7, 2022 | Sep 9, 2022 |
| Ronald Lee Vanessen | Cetera Advisor Networks LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 7, 2022 | Sep 7, 2022 |
| Travis H Flandermeyer | Cetera Advisor Networks LLC BD affiliated | Lakeridge Wealth Management LLC no RAUM | Other | Sep 7, 2022 | Jul 8, 2021 |
| Joshua Joseph Hovda | Cetera Advisor Networks LLC BD affiliated | Lakeridge Wealth Management LLC no RAUM | Other | Sep 7, 2022 | Aug 19, 2021 |
1,576 moves match.