DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Bmo Harris Financial Advisors, Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Keith Frederick FranceBmo Harris Financial Advisors, Inc BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 7, 2019Mar 27, 2019
Mario BearBmo Harris Financial Advisors, Inc BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseJan 25, 2019Feb 15, 2019
Robert J CullenBmo Harris Financial Advisors, Inc BD affiliatedCitigroup Global Markets Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 9, 2019Jan 10, 2019
Mark KanyantaBmo Harris Financial Advisors, Inc BD affiliatedKerberrose Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 2, 2019Jan 3, 2019
Bethany YoungsBmo Harris Financial Advisors, Inc BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseDec 3, 2018Dec 14, 2018
Elizabeth Ellen SwartBmo Harris Financial Advisors, Inc BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseNov 15, 2018Nov 14, 2018
Derek Matthew HahnBmo Harris Financial Advisors, Inc BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseNov 15, 2018Nov 14, 2018
Renee KelloggBmo Harris Financial Advisors, Inc BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseNov 14, 2018Nov 14, 2018
Gregory VayhingerBmo Harris Financial Advisors, Inc BD affiliatedPnc Wealth Management BD affiliatedAffiliated broker-dealer or bank to anotherNov 2, 2018Nov 14, 2018
Eric Michael TalbottBmo Harris Financial Advisors, Inc BD affiliatedApollon Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 3, 2018Oct 7, 2025 (2561 d)
Emilie Ann DercksBmo Harris Financial Advisors, Inc BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseSep 24, 2018Oct 23, 2018
Andrew Maurice FlatteryBmo Harris Financial Advisors, Inc BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 21, 2018Sep 21, 2018
Christina Elena FerrerBmo Harris Financial Advisors, Inc BD affiliatedBe Your Best Financial state registeredAffiliated broker-dealer or bank to a state-registered adviserAug 14, 2018May 8, 2020 (633 d)
Sean David NavageBmo Harris Financial Advisors, Inc BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseAug 6, 2018Aug 3, 2018
Nicholas Charles HunzingerBmo Harris Financial Advisors, Inc BD affiliatedValmark Advisers, Inc. mixed wealthAffiliated broker-dealer or bank to independent RIAJul 19, 2018Aug 15, 2018
Robert J LewisBmo Harris Financial Advisors, Inc BD affiliatedNepsis, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJun 28, 2018Sep 6, 2018 (70 d)
James Sam VaccaroBmo Harris Financial Advisors, Inc BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 21, 2018Jul 2, 2018
Jennifer Lynn Barber-UhriBmo Harris Financial Advisors, Inc BD affiliatedU.S. Bancorp Investments, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 4, 2018Mar 23, 2020 (689 d)
Michael James PassBmo Harris Financial Advisors, Inc BD affiliatedHuntington Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherApr 18, 2018Jun 27, 2018 (70 d)
Jason LacknerBmo Harris Financial Advisors, Inc BD affiliatedHuntington Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherApr 9, 2018Mar 16, 2020 (707 d)
James R RayBmo Harris Financial Advisors, Inc BD affiliatedIht Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 5, 2018Apr 24, 2018
Erin A DanielsBmo Harris Financial Advisors, Inc otherStifel, Nicolaus & Company, Incorporated national BDOtherMar 19, 2018Apr 9, 2018
Derek Allen NicklesonBmo Harris Financial Advisors, Inc otherEdward Jones national BDOtherFeb 6, 2018Feb 12, 2018
Justin Bryan FeigalBmo Harris Financial Advisors, Inc otherU.S. Bancorp Investments, Inc. otherOtherJan 17, 2018Jan 25, 2018
Peter Gerard KoleskeBmo Harris Financial Advisors, Inc otherU.S. Bancorp Investments, Inc. otherOtherJan 16, 2018Feb 12, 2018
David William MatuszakBmo Harris Financial Advisors, Inc otherHuntington Financial Advisors otherOtherDec 18, 2017Jan 17, 2018
Nicholas PacentiBmo Harris Financial Advisors, Inc otherJ.P. Morgan Securities LLC wirehouseOtherDec 14, 2017Dec 11, 2017
Tamara Ann FrattarelliBmo Harris Financial Advisors, Inc otherSagepoint Financial, Inc. BD affiliatedOtherDec 12, 2017Dec 6, 2017
Scott Carl WautersBmo Harris Financial Advisors, Inc otherAdvisors' Pride Inc. otherOtherNov 20, 2017Dec 7, 2017
William James FloydBmo Harris Financial Advisors, Inc otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherNov 17, 2017Nov 9, 2017
April Marie CleavlandBmo Harris Financial Advisors, Inc otherLPL Financial LLC otherOtherOct 27, 2017Nov 8, 2017
Xay ThaoBmo Harris Financial Advisors, Inc otherWells Fargo Advisors wirehouseOtherOct 13, 2017Nov 19, 2017 (37 d)
Elizabeth Anne BortBmo Harris Financial Advisors, Inc otherBankers Life Advisory Services, Inc. otherOtherOct 6, 2017Oct 16, 2017
Aymen KaboubBmo Harris Financial Advisors, Inc otherUnited Capital Financial Advisors otherOtherSep 28, 2017Oct 11, 2017
Stanko PavlovicBmo Harris Financial Advisors, Inc otherV Wealth Advisors LLC otherOtherSep 25, 2017Sep 19, 2017
Michael John MihmBmo Harris Financial Advisors, Inc otherAnnex Wealth Management, LLC otherOtherSep 12, 2017Oct 10, 2017
Richard KuzniarBmo Harris Financial Advisors, Inc otherFifth Third Securities, Inc. otherOtherAug 29, 2017Oct 17, 2017 (49 d)
Erik Mcvann FeldhausBmo Harris Financial Advisors, Inc otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherAug 15, 2017Aug 8, 2017
Steven M JosephsonBmo Harris Financial Advisors, Inc otherM&I Financial Advisors, Inc. no RAUMOtherAug 14, 2017Mar 23, 2012
Gregg M LuncefordBmo Harris Financial Advisors, Inc otherMesirow Financial Investment Management, Inc. otherOtherJul 19, 2017Jul 3, 2017
John Alfred MathisonBmo Harris Financial Advisors, Inc otherWells Fargo Advisors wirehouseOtherJul 11, 2017Jul 20, 2017
Kathryn H MckenzieBmo Harris Financial Advisors, Inc otherAllspring Funds Management, LLC otherOtherJun 14, 2017Jul 18, 2017 (34 d)
Erin Michelle CroweBmo Harris Financial Advisors, Inc otherMorgan Stanley wirehouseOtherJun 12, 2017Jun 17, 2017
Christopher John LeweinBmo Harris Financial Advisors, Inc otherU.S. Bancorp Investments, Inc. otherOtherMay 30, 2017May 31, 2017
Eric C AndersBmo Harris Financial Advisors, Inc otherFifth Third Securities, Inc. otherOtherMay 4, 2017Apr 20, 2017
Mark Stephen MccallumBmo Harris Financial Advisors, Inc otherKabarec Financial Advisors Ltd otherOtherMay 4, 2017May 4, 2017
Michelle Rossi-WeidaBmo Harris Financial Advisors, Inc otherRobert W. Baird & Co. Incorporated otherOtherApr 25, 2017May 2, 2017
Richard Victor FincoBmo Harris Financial Advisors, Inc otherAmeriprise Financial Services, LLC national BDOtherApr 12, 2017Apr 11, 2017
Brian Patrick WloszczynskiBmo Harris Financial Advisors, Inc otherWells Fargo Advisors wirehouseOtherMar 23, 2017Mar 16, 2017
Stewart E SchraderBmo Harris Financial Advisors, Inc otherFifth Third Securities, Inc. otherOtherMar 20, 2017Mar 22, 2017
Moosa M RizviBmo Harris Financial Advisors, Inc otherMorgan Stanley wirehouseOtherMar 20, 2017Apr 4, 2017
Brenda Ann LacombeBmo Harris Financial Advisors, Inc otherMorgan Stanley wirehouseOtherMar 10, 2017Mar 15, 2017
James Richard PrattBmo Harris Financial Advisors, Inc otherWells Fargo Advisors wirehouseOtherFeb 28, 2017May 11, 2017 (72 d)
Kathy Lynn NollBmo Harris Financial Advisors, Inc otherRobert W. Baird & Co. Incorporated otherOtherFeb 27, 2017Feb 27, 2017
Andrei JungeBmo Harris Financial Advisors, Inc otherPruco Securities, LLC otherOtherFeb 27, 2017May 1, 2017 (63 d)
Michael MiroballiBmo Harris Financial Advisors, Inc otherM&I Financial Advisors, Inc. no RAUMOtherFeb 17, 2017May 1, 2012
Brandon ArpsBmo Harris Financial Advisors, Inc otherH. Beck, Inc. otherOtherJan 9, 2017Jan 23, 2017
Steven John GillhausBmo Harris Financial Advisors, Inc otherMowery & Schoenfeld Wealth Management, LLC independent RIAOtherJan 6, 2017Feb 15, 2017 (40 d)
James Evan SarowBmo Harris Financial Advisors, Inc otherU.S. Bancorp Investments, Inc. otherOtherJan 4, 2017Jan 4, 2017
James Matthew DuncanBmo Harris Financial Advisors, Inc otherStifel, Nicolaus & Company, Incorporated national BDOtherJan 4, 2017Jan 19, 2017
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247 moves match.