DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Synovus Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Debra M Hooper	Synovus Securities, Inc. BD affiliated	First Horizon Advisors, Inc mixed wealth	Affiliated broker-dealer or bank to independent RIA	Apr 2, 2019	Apr 24, 2019
William S Waller	Synovus Securities, Inc. BD affiliated	Wells Fargo Advisors wirehouse	Affiliated broker-dealer or bank to wirehouse	Dec 18, 2018	Dec 17, 2018
Cheryl Lee Voss	Synovus Securities, Inc. BD affiliated	Cetera Investment Advisers LLC BD affiliated	Affiliated broker-dealer or bank to another	Sep 4, 2018	Sep 11, 2018
Craig M Long	Synovus Securities, Inc. BD affiliated	Globalt Investments other	Other	Aug 20, 2018	Feb 28, 2017
Morrell Alexander Mccaskill	Synovus Securities, Inc. BD affiliated	LPL Financial LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	May 31, 2018	Jun 27, 2018
Joseph Cummings Levi	Synovus Securities, Inc. BD affiliated	Truist Advisory Services, Inc. BD affiliated	Affiliated broker-dealer or bank to another	May 1, 2018	Oct 30, 2020 (913 d)
Andrew Lee Sinclair	Synovus Securities, Inc. other	Cambridge Investment Research Advisors, Inc. BD affiliated	Other	Mar 28, 2018	Nov 1, 2018 (218 d)
Deshunnon Thomas	Synovus Securities, Inc. other	Joyn Advisors, Inc. independent RIA	Other	Mar 22, 2018	Apr 10, 2018
Tami Wyrosdick Mcdonald	Synovus Securities, Inc. other	Meld Financial, Inc. other	Other	Apr 19, 2017	May 8, 2017
David Smith Wilkins	Synovus Securities, Inc. other	Suntrust Investment Services, Inc. other	Other	Sep 27, 2016	Sep 29, 2016
Joel Austin Bickmore	Synovus Securities, Inc. other	Suntrust Investment Services, Inc. other	Other	Sep 27, 2016	Sep 29, 2016
Brent Cameron Hudson	Synovus Securities, Inc. other	Fluid Financial Planning, LLC state registered	Other	Sep 21, 2016	Nov 15, 2016 (55 d)
Allahyar Shokouhi Nejad	Synovus Securities, Inc. other	Suntrust Investment Services, Inc. other	Other	Sep 12, 2016	Sep 16, 2016
David Paul Kanne	Synovus Securities, Inc. other	Cetera Investment Advisers LLC other	Other	Jul 18, 2016	Jul 28, 2016
Derrick Allan Dehays	Synovus Securities, Inc. other	Modern Advisory Planning unclassified	Other	Jul 8, 2016	Sep 20, 2016 (74 d)
Heath Van Henig	Synovus Securities, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	May 10, 2016	May 9, 2016
Kwame Ronald Smith	Synovus Securities, Inc. other	Navy Federal Asset Management, LLC other	Other	Dec 23, 2015	Jan 21, 2016
Thomas Turner Neely	Synovus Securities, Inc. other	Investment Professionals, Inc. other	Other	Aug 12, 2015	Aug 14, 2015
Michael Jon Baron	Synovus Securities, Inc. other	Raymond James Financial Services Advisors, Inc BD affiliated	Other	Aug 12, 2015	Aug 6, 2026 (4012 d)
Christopher Jerome Manzi	Synovus Securities, Inc. other	Raymond James Financial Services Advisors, Inc BD affiliated	Other	Jun 12, 2015	Apr 11, 2024 (3226 d)
Sharon L Snyder	Synovus Securities, Inc. other	Creative Financial Group Ltd unclassified	Other	May 29, 2015	Apr 30, 2003
Jeremy J Newton	Synovus Securities, Inc. other	Triad Advisors, LLC other	Other	Mar 16, 2015	Apr 1, 2015
Michael Terry Candee	Synovus Securities, Inc. other	Investment Professionals, Inc. other	Other	Nov 7, 2014	Nov 10, 2014
Kiliaen Van Rensselaer Ludlow	Synovus Securities, Inc. other	Triad Advisors, LLC other	Other	Sep 12, 2014	Oct 15, 2014 (33 d)
Robert Anthony Duncan	Synovus Securities, Inc. other	Global Impact Wealth Management state registered	Other	Aug 14, 2014	May 19, 2023 (3200 d)
Russell Lester Tate	Synovus Securities, Inc. other	Cetera Investment Advisers LLC other	Other	Mar 31, 2014	Mar 28, 2014
Daniel John Rivera	Synovus Securities, Inc. other	Cetera Investment Advisers LLC other	Other	Jan 24, 2014	Feb 18, 2014
Jeffrey Wayne Tillman	Synovus Securities, Inc. other	Strategic Advisers LLC national BD	Other	Nov 19, 2013	Dec 2, 2013
Michael Sean Butler	Synovus Securities, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Jun 19, 2013	Jun 20, 2013
Sonya Joo Stocks Phillips	Synovus Securities, Inc. other	LPL Financial LLC other	Other	Apr 5, 2013	May 15, 2013 (40 d)
Brooks Matthew Wallington	Synovus Securities, Inc. other	Pruco Securities, LLC other	Other	Mar 5, 2013	Mar 18, 2013
Brian K Bohnen	Synovus Securities, Inc. other	Morgan Stanley wirehouse	Other	Aug 29, 2012	Oct 3, 2013 (400 d)
Christy Ann Cornell	Synovus Securities, Inc. other	LPL Financial LLC other	Other	Apr 4, 2012	Mar 30, 2012
George Henry Wideman	Synovus Securities, Inc. other	Cahaba Wealth Management, Inc. other	Other	Mar 20, 2012	Mar 29, 2012
Shonalee Armaly Gamble	Synovus Securities, Inc. other	Sage Capital Holdings, LLC other	Other	Mar 5, 2012	Mar 6, 2012
Ashley W Folkes	Synovus Securities, Inc. other	Valic Financial Advisors, Inc. other	Other	Mar 5, 2012	Jan 23, 2013 (324 d)
Brian Jeffery Cummings	Synovus Securities, Inc. other	LPL Financial LLC other	Other	Sep 30, 2011	May 14, 2014 (957 d)
Needham Carey Hatcher	Synovus Securities, Inc. other	LPL Financial LLC other	Other	Sep 6, 2011	Sep 19, 2011
Todd Malone Parsons	Synovus Securities, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Jul 5, 2011	Jul 5, 2011
Culver Robert Broach	Synovus Securities, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Jul 5, 2011	Jul 5, 2011
Jonathan Frank Woodward	Synovus Securities, Inc. other	First Citizens Investor Services, Inc. other	Other	Jun 29, 2011	Mar 8, 2012 (253 d)
Michelle Thornton Taylor	Synovus Securities, Inc. other	Stifel, Nicolaus & Company, Incorporated national BD	Other	Apr 4, 2011	Apr 13, 2011
Toni E. Curles	Synovus Securities, Inc. other	Raymond James & Associates, Inc. national BD	Other	Jan 24, 2011	Jan 21, 2011
Cathleen Susan Brock	Synovus Securities, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Oct 29, 2010	Oct 25, 2010
John Jackson Hughes	Synovus Securities, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Oct 19, 2010	Oct 25, 2010
Jennifer Clark Daffron	Synovus Securities, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Oct 19, 2010	Oct 8, 2010
Howard Bruce Marshall	Synovus Securities, Inc. other	Allstate Financial Advisors, LLC no RAUM	Other	Sep 17, 2009	Oct 11, 2011 (754 d)
Michael Sean Burke	Synovus Securities, Inc. other	Fifth Third Securities, Inc. other	Other	Jun 30, 2009	Jul 13, 2009
Brian Corbett Alford	Synovus Securities, Inc. other	Morgan Keegan & Company, LLC other	Other	Jan 23, 2009	Jan 9, 2009
Timothy Paul Evans	Synovus Securities, Inc. other	Seidman Private Advisors LLC no RAUM	Other	Jan 2, 2009	Feb 10, 2009 (39 d)
Kyle J Hallman	Synovus Securities, Inc. other	Raymond James Financial Services, Inc. unclassified	Other	Sep 10, 2008	Oct 2, 2008
Michael Ross Lipsey	Synovus Securities, Inc. other	Creative Financial Group Ltd unclassified	Other	Jul 3, 2008	Oct 9, 2003
Clayton Shaw Robinson	Synovus Securities, Inc. other	LPL Financial LLC other	Other	Feb 21, 2008	Feb 15, 2008
Brantley Dexton Whitley	Synovus Securities, Inc. other	Signator Financial Services, Inc. other	Other	Jan 9, 2008	Jan 16, 2008
Cheryl Hillis Carlon	Synovus Securities, Inc. other	Wells Fargo Advisors wirehouse	Other	Jan 8, 2008	Jan 8, 2008
Stephanie Renee Ames	Synovus Securities, Inc. other	Invest Financial Corporation other	Other	Jan 8, 2008	Dec 18, 2009 (710 d)
David Bryant Thompson	Synovus Securities, Inc. other	Investment Professionals, Inc. other	Other	Sep 21, 2007	Oct 18, 2007
Lee Eric Forehand	Synovus Securities, Inc. other	Morgan Stanley wirehouse	Other	Aug 8, 2007	Feb 23, 2016 (3121 d)
Amanda Mccain Sable	Synovus Securities, Inc. other	Transamerica Financial Advisors, LLC other	Other	Jun 14, 2007	Apr 22, 2014 (2504 d)
Brian Patrick O'Neill	Synovus Securities, Inc. other	Cahaba Wealth Management, Inc. other	Other	May 21, 2007	Dec 1, 2009 (925 d)

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143 moves match.