DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Msi Financial Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Brett Matthew Panziera	Msi Financial Services, Inc. other	Ep Wealth Advisors other	Other	Feb 13, 2017	Feb 13, 2017
Logan Michelle Lupia	Msi Financial Services, Inc. other	MML Investors Services, LLC other	Other	Feb 9, 2017	Jan 3, 2018 (328 d)
Dorne J Hall	Msi Financial Services, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Feb 8, 2017	Feb 3, 2017
Shannon Renee Shupp	Msi Financial Services, Inc. other	Macro Advisors, Inc. other	Other	Feb 7, 2017	Feb 13, 2017
Harris D Greene	Msi Financial Services, Inc. other	Northwestern Mutual Investment Services,LLC no RAUM	Other	Feb 6, 2017	Feb 17, 2017
Scot Francis Whiskeyman	Msi Financial Services, Inc. other	Hornor, Townsend & Kent, LLC other	Other	Feb 6, 2017	Mar 8, 2017
Christopher Francis Nelson	Msi Financial Services, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Feb 6, 2017	Feb 13, 2017
James Bryan Reynolds	Msi Financial Services, Inc. other	Tucker Asset Management LLC independent RIA	Other	Feb 1, 2017	Jul 26, 2024 (2732 d)
Adam A Prohaska	Msi Financial Services, Inc. other	Fidelity Personal And Workplace Advisors no RAUM	Other	Jan 30, 2017	Jul 30, 2018 (546 d)
David Baitel	Msi Financial Services, Inc. other	M&T Securities, Inc. unclassified	Other	Jan 26, 2017	Feb 3, 2017
Michael A Kaup	Msi Financial Services, Inc. other	Gladstone Wealth Partners independent RIA	Other	Jan 24, 2017	Jan 14, 2026 (3277 d)
Darrin Michael Bradley	Msi Financial Services, Inc. other	Securian Financial Services, Inc. other	Other	Jan 23, 2017	Jan 26, 2017
Robert Anton Faust	Msi Financial Services, Inc. other	Investment Centers Of America, Inc. other	Other	Jan 19, 2017	Jan 24, 2017
Vance Litchfield	Msi Financial Services, Inc. other	Pruco Securities, LLC other	Other	Jan 13, 2017	Apr 5, 2017 (82 d)
Peter John William Post Brownrigg	Msi Financial Services, Inc. other	LPL Financial LLC other	Other	Jan 13, 2017	Mar 9, 2017 (55 d)
James Paul Cooney	Msi Financial Services, Inc. other	Hornor, Townsend & Kent, LLC BD affiliated	Other	Jan 13, 2017	Mar 19, 2021 (1526 d)
John William Shea	Msi Financial Services, Inc. other	Genesis Wealth Management, Inc. other	Other	Jan 12, 2017	Apr 10, 2017 (88 d)
Brett James Dipasquale	Msi Financial Services, Inc. other	Sagepoint Financial, Inc. other	Other	Jan 11, 2017	Jan 10, 2017
Kristopher Bryan Wackerlin	Msi Financial Services, Inc. other	Oneamerica Securities, Inc. other	Other	Jan 10, 2017	Jan 19, 2017
Jonathan Andrew Daniels	Msi Financial Services, Inc. other	Pnc Wealth Management other	Other	Jan 10, 2017	Jan 25, 2017
Ranjan Jagetia	Msi Financial Services, Inc. other	Commonwealth Financial Network national BD	Other	Jan 9, 2017	Jan 9, 2017
Timothy John Blattner	Msi Financial Services, Inc. other	LPL Financial LLC other	Other	Jan 9, 2017	Jan 4, 2017
Corey Novak	Msi Financial Services, Inc. other	J.P. Morgan Securities LLC wirehouse	Other	Jan 9, 2017	May 16, 2017 (127 d)
Zachary Paul Barnes	Msi Financial Services, Inc. other	State Farm Investment Management Corp. asset manager	Other	Jan 5, 2017	Jul 8, 2019 (914 d)
Joshua James Garnet Davis	Msi Financial Services, Inc. other	Advice And Planning Services other	Other	Jan 4, 2017	Jan 11, 2017
Michael Odriscoll Quinn	Msi Financial Services, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Dec 31, 2016	Jun 29, 2023 (2371 d)
Daniel Wagner	Msi Financial Services, Inc. other	Mariner other	Other	Dec 31, 2016	Jun 16, 2015
Michelle Denisco	Msi Financial Services, Inc. other	MML Investors Services, LLC BD affiliated	Other	Dec 31, 2016	Jun 14, 2021 (1626 d)
Joseph Marriott Steele	Msi Financial Services, Inc. other	MML Investors Services, LLC BD affiliated	Other	Dec 31, 2016	Apr 21, 2020 (1207 d)
Michael Wayne Sumi	Msi Financial Services, Inc. other	MML Investors Services, LLC other	Other	Dec 31, 2016	Jun 21, 2017 (172 d)
Christopher John Spratt	Msi Financial Services, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Dec 31, 2016	Apr 16, 2021 (1567 d)
Michael Andrew Muto	Msi Financial Services, Inc. other	Integrated Wealth Concepts LLC independent RIA	Other	Dec 31, 2016	Jul 25, 2018 (571 d)
Mark Andrew Uzzell	Msi Financial Services, Inc. other	MML Investors Services, LLC BD affiliated	Other	Dec 31, 2016	Aug 9, 2021 (1682 d)
Reese William Hughes	Msi Financial Services, Inc. other	Tsa Management Inc other	Other	Dec 31, 2016	Jun 21, 2017 (172 d)
Chance Brendon Winberry	Msi Financial Services, Inc. other	Scottrade Investment Management other	Other	Dec 31, 2016	Jan 6, 2017
Gregory Vidmar	Msi Financial Services, Inc. other	Woodbury Financial Services, Inc. other	Other	Dec 31, 2016	Jan 18, 2017
Noreen Sue Lin Clement	Msi Financial Services, Inc. other	Questar Asset Management, Inc. other	Other	Dec 23, 2016	Dec 15, 2016
Richard Albert Long	Msi Financial Services, Inc. other	Hornor, Townsend & Kent, LLC other	Other	Dec 22, 2016	Apr 13, 2017 (112 d)
Barry Dean Fasenmyer	Msi Financial Services, Inc. other	Securities Brokerage Services state registered	Other	Dec 22, 2016	Jan 26, 2017 (35 d)
Michael William Riley	Msi Financial Services, Inc. other	Equitable Advisors, LLC national BD	Other	Dec 22, 2016	Dec 15, 2016
Wayne Eric Greenough	Msi Financial Services, Inc. other	Global Retirement Partners LLC institutional	Other	Dec 20, 2016	Oct 16, 2018 (665 d)
Orlando Rafael Cruz	Msi Financial Services, Inc. other	Pnc Wealth Management other	Other	Dec 20, 2016	Jan 6, 2017
Kevin Peter Zebrowski	Msi Financial Services, Inc. other	Hornor, Townsend & Kent, LLC other	Other	Dec 20, 2016	Feb 14, 2017 (56 d)
Corey Garnier	Msi Financial Services, Inc. other	Vanguard Advisers, Inc. BD affiliated	Other	Dec 20, 2016	Apr 8, 2020 (1205 d)
Harold Clarkson Morley	Msi Financial Services, Inc. other	Voya Financial Advisors, Inc. BD affiliated	Other	Dec 16, 2016	Dec 13, 2018 (727 d)
Anita Nichole Cannon	Msi Financial Services, Inc. other	Cuso Financial Services, L.P. other	Other	Dec 15, 2016	Dec 12, 2016
Kenneth James Royster	Msi Financial Services, Inc. other	New England Securities Corporation other	Other	Dec 14, 2016	Apr 13, 2012
Curtis Lee Matlin	Msi Financial Services, Inc. other	Commonwealth Financial Network national BD	Other	Dec 14, 2016	Dec 9, 2016
Zachary Thomas Gorres	Msi Financial Services, Inc. other	LPL Financial LLC other	Other	Dec 14, 2016	Dec 14, 2016
Chrystin Brackett	Msi Financial Services, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Dec 14, 2016	Dec 22, 2016
Andrew Richard Schumacher	Msi Financial Services, Inc. other	Commonwealth Financial Network national BD	Other	Dec 14, 2016	Dec 9, 2016
David M Lieberman	Msi Financial Services, Inc. other	Eagle Strategies LLC other	Other	Dec 13, 2016	Nov 7, 2017 (329 d)
William Allen Barton	Msi Financial Services, Inc. other	Hilltop Securities Inc. other	Other	Dec 13, 2016	Jan 9, 2017
Christopher B Soltis	Msi Financial Services, Inc. other	New England Securities Corporation other	Other	Dec 13, 2016	Mar 25, 2011
Sheri-Anne Natalia Danner	Msi Financial Services, Inc. other	UBS Financial Services Inc. wirehouse	Other	Dec 13, 2016	Mar 15, 2017 (92 d)
Shelley Jo Echeverria	Msi Financial Services, Inc. other	Usaa Investment Services Company other	Other	Dec 12, 2016	Feb 2, 2017 (52 d)
David Bowen	Msi Financial Services, Inc. other	Allstate Financial Advisors, LLC no RAUM	Other	Dec 12, 2016	Jan 24, 2017 (43 d)
Christopher James Davidson	Msi Financial Services, Inc. other	Osaic Fa, Inc. other	Other	Dec 12, 2016	Dec 12, 2016
Daniel Robert Moruzzi	Msi Financial Services, Inc. other	Esi Financial Advisors other	Other	Dec 7, 2016	Dec 8, 2016
Colin Richard Eddington	Msi Financial Services, Inc. other	Wells Fargo Advisors wirehouse	Other	Dec 7, 2016	Dec 1, 2016

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2,018 moves match.