DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Stratos Wealth Partners, Ltd

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Barrett Weldon CostelloStratos Wealth Partners, Ltd independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankFeb 27, 2020Apr 7, 2022 (770 d)
Salvatore John DangeloStratos Wealth Partners, Ltd independent RIACetera Advisors LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 6, 2020Jan 21, 2020
William Campbell FerberStratos Wealth Partners, Ltd independent RIAStrategic Investment Solutions, Inc. independent RIARIA to RIADec 31, 2019Feb 17, 2020 (48 d)
Kristopher WadsworthStratos Wealth Partners, Ltd independent RIABankers Life Advisory Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 6, 2019May 3, 2021 (514 d)
Bogdan Traian GardStratos Wealth Partners, Ltd independent RIAWells Fargo Advisors wirehouseRIA to wirehouseOct 31, 2019Mar 16, 2018
Sheldon FrantzStratos Wealth Partners, Ltd independent RIAPark Avenue Securities LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 24, 2019May 19, 2021 (573 d)
Donald Paul DelmonteStratos Wealth Partners, Ltd independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankOct 18, 2019Oct 22, 2019
Robert Anthony StudniarzStratos Wealth Partners, Ltd independent RIAAmerican Portfolios Advisors, Inc independent RIARIA to RIASep 17, 2019Aug 30, 2019
Mandir Ramesh NagdevStratos Wealth Partners, Ltd independent RIAMariner Advisor Network independent RIARIA to RIAJun 27, 2019Jun 27, 2019
Austen Derek HornStratos Wealth Partners, Ltd independent RIABankers Life Advisory Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 25, 2019Jul 31, 2019 (36 d)
Jason TheisenStratos Wealth Partners, Ltd independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankApr 9, 2019Feb 14, 2020 (311 d)
Lisa Maria ThurstonStratos Wealth Partners, Ltd independent RIASecurities America Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 5, 2019Aug 12, 2021 (891 d)
Kevin J McsweenyStratos Wealth Partners, Ltd independent RIALPL Financial LLC independent RIARIA to RIAFeb 22, 2019May 16, 2019 (83 d)
Jennifer Kathryn CollinsStratos Wealth Partners, Ltd independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankDec 26, 2018Jan 8, 2019
Joseph Michael KuzmankoStratos Wealth Partners, Ltd independent RIACitizens Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 4, 2018Nov 30, 2018
Michael Maxwell SchindlerStratos Wealth Partners, Ltd independent RIALPL Financial LLC otherOtherOct 2, 2018Jan 9, 2015
William GandertStratos Wealth Partners, Ltd independent RIASymphony Financial Services, Inc. otherOtherSep 26, 2018Mar 30, 2017
Kelly Michael KuennenStratos Wealth Partners, Ltd independent RIALPL Financial LLC otherOtherSep 14, 2018Jan 9, 2015
Christine Elaine WorontzoffStratos Wealth Partners, Ltd independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankSep 14, 2018Sep 14, 2018
Owen Franklin ShowalterStratos Wealth Partners, Ltd independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankSep 14, 2018Sep 14, 2018
Mark Anthony BrennemanStratos Wealth Partners, Ltd independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankSep 14, 2018Sep 14, 2018
Jeanette Lynn ShowalterStratos Wealth Partners, Ltd independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankSep 14, 2018Sep 14, 2018
Katie Beth WilkinsStratos Wealth Partners, Ltd independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankSep 14, 2018Sep 14, 2018
Brett David BaskinStratos Wealth Partners, Ltd independent RIAEllsworth Advisors, LLC no RAUMRIA to a newly registered adviserSep 10, 2018Sep 25, 2018
Monica M. JoffreStratos Wealth Partners, Ltd independent RIAIndependent Financial Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 9, 2018Nov 27, 2018 (79 d)
Eric DevineStratos Wealth Partners, Ltd independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 6, 2018Aug 10, 2018
Aquil Abbas NaeemStratos Wealth Partners, Ltd independent RIALPL Financial LLC independent RIARIA to RIAAug 21, 2018Aug 30, 2018
Timothy Banks ClepperStratos Wealth Partners, Ltd independent RIAEllsworth Advisors, LLC no RAUMRIA to a newly registered adviserJul 23, 2018Sep 4, 2018 (43 d)
Joseph Delio PolsinelliStratos Wealth Partners, Ltd independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 8, 2018May 21, 2018
Harold Jay ZazulaStratos Wealth Partners, Ltd independent RIAEmpower Advisory Group, LLC institutionalOtherJun 5, 2018Jun 13, 2018
Pierre Blaise VillereStratos Wealth Partners, Ltd independent RIAStratos Wealth Advisors LLC independent RIARIA to RIAMay 1, 2018Apr 2, 2018
Peter M JawidzikStratos Wealth Partners, Ltd independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2018Jan 1, 2025 (2469 d)
Michael B. NapoliStratos Wealth Partners, Ltd independent RIAMariner Advisor Network independent RIARIA to RIAMar 28, 2018Mar 28, 2018
Adam Martin HeckmanStratos Wealth Partners, Ltd otherAdvisory Services Network independent RIAOtherMar 15, 2018Mar 23, 2018
Courtney ReedStratos Wealth Partners, Ltd otherValic Financial Advisors, Inc. BD affiliatedOtherMar 15, 2018May 1, 2019 (412 d)
Michael MiserStratos Wealth Partners, Ltd otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMar 12, 2018Feb 11, 2018
Joshua Michael DeanStratos Wealth Partners, Ltd otherAmeriprise Financial Services, LLC national BDOtherFeb 20, 2018Nov 29, 2017
Rachelle Renee KovacsStratos Wealth Partners, Ltd otherAdaptive Financial Consulting, LLC mixed wealthOtherFeb 7, 2018May 31, 2018 (113 d)
Richard BurkesStratos Wealth Partners, Ltd otherPrimerica Advisors national BDOtherDec 31, 2017Feb 21, 2018 (52 d)
John W. MalloyStratos Wealth Partners, Ltd otherLPL Financial LLC independent RIAOtherDec 31, 2017Dec 14, 2017
John Peter RuebsteckStratos Wealth Partners, Ltd otherLPL Financial LLC independent RIAOtherDec 12, 2017Dec 18, 2017
Robert Ryan MckinneyStratos Wealth Partners, Ltd otherAdvisors Capital Management, LLC otherOtherDec 6, 2017Dec 7, 2017
Kay MayhueStratos Wealth Partners, Ltd otherMerit Financial Advisors independent RIAOtherOct 31, 2017Nov 15, 2017
Brad Lynn CastStratos Wealth Partners, Ltd otherMerit Financial Advisors independent RIAOtherOct 31, 2017Nov 15, 2017
Blaine Gordon MalcolmStratos Wealth Partners, Ltd otherMerit Financial Advisors independent RIAOtherOct 31, 2017Oct 31, 2017
Tamara Denise SniderStratos Wealth Partners, Ltd otherMerit Financial Advisors independent RIAOtherOct 31, 2017Nov 2, 2017
Jennifer Cox MannStratos Wealth Partners, Ltd otherLifestyle Planning Solutions, LLC no RAUMOtherOct 31, 2017Jun 17, 2015
Matthew Kyle ShoresStratos Wealth Partners, Ltd otherMerit Financial Advisors independent RIAOtherOct 31, 2017Oct 31, 2017
Jon Paul PattinsonStratos Wealth Partners, Ltd otherLifestyle Planning Solutions, LLC no RAUMOtherOct 31, 2017Jun 15, 2015
Zachary BeckerleyStratos Wealth Partners, Ltd otherLifestyle Planning Solutions, LLC no RAUMOtherOct 31, 2017Apr 27, 2015
Ryan Nicholas PaughStratos Wealth Partners, Ltd otherStratos Wealth Advisors LLC otherOtherSep 5, 2017May 1, 2017
Robert Lawrence FreitasStratos Wealth Partners, Ltd otherStratos Wealth Advisors LLC otherOtherSep 5, 2017Jun 30, 2017
Richard Lee MalmbergStratos Wealth Partners, Ltd otherSchwab Wealth Advisory, Inc. BD affiliatedOtherAug 2, 2017Jul 25, 2019 (722 d)
Jeremy Bigelow ThompsonStratos Wealth Partners, Ltd otherAdaptive Financial Consulting, LLC mixed wealthOtherJul 28, 2017Jul 26, 2017
Tobias Ryan YearmsStratos Wealth Partners, Ltd otherAdaptive Financial Consulting, LLC mixed wealthOtherJul 28, 2017Aug 3, 2017
Jonathan Ian GrundmanStratos Wealth Partners, Ltd otherAdaptive Financial Consulting, LLC mixed wealthOtherJul 10, 2017Aug 7, 2017
Stephen Malcom GaineyStratos Wealth Partners, Ltd otherNewedge Advisors otherOtherJun 1, 2017Jun 1, 2017
Debbie L Montag-EvansStratos Wealth Partners, Ltd otherHefren-Tillotson, Inc. otherOtherMay 18, 2017Apr 26, 2017
Jessica Danielle SilverStratos Wealth Partners, Ltd otherJanney Montgomery Scott LLC BD affiliatedOtherApr 24, 2017Dec 4, 2018 (589 d)
Sean Anthony StamperStratos Wealth Partners, Ltd otherPnc Wealth Management otherOtherDec 31, 2016Mar 1, 2017 (60 d)
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248 moves match.