DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Walnut Street Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Jaret Dalin Perryman	Walnut Street Securities, Inc. other	Ssn Advisory, Inc. other	Other	Jan 28, 2009	Feb 12, 2009
Robert Charles Virden	Walnut Street Securities, Inc. other	Msi Financial Services, Inc. other	Other	Jan 22, 2009	Feb 6, 2009
Pamela Abercrombie Capps	Walnut Street Securities, Inc. other	Morgan Stanley & Co. LLC unclassified	Other	Nov 14, 2008	Oct 31, 2008
Eric Preston Martin	Walnut Street Securities, Inc. other	Commonwealth Financial Network national BD	Other	Sep 5, 2008	Aug 15, 2008
Gregory J Eissner	Walnut Street Securities, Inc. other	Commonwealth Financial Network national BD	Other	Sep 5, 2008	Aug 15, 2008
Augustine Anton Repetto	Walnut Street Securities, Inc. other	Locust Capital Management LLC other	Other	Sep 5, 2008	Sep 3, 2008
Nancy Jane Hite	Walnut Street Securities, Inc. other	Transamerica Financial Advisors, LLC other	Other	Jul 25, 2008	Jul 23, 2008
William Edward Dudes	Walnut Street Securities, Inc. other	American Portfolios Advisors, Inc other	Other	Jul 22, 2008	Aug 6, 2008
Nadeem S Salem	Walnut Street Securities, Inc. other	Eagle Strategies LLC other	Other	May 16, 2008	Sep 8, 2008 (115 d)
Daniel Joseph Schisler	Walnut Street Securities, Inc. other	Stifel, Nicolaus & Company, Incorporated national BD	Other	Apr 18, 2008	Apr 10, 2008
Eric Todd Lanshe	Walnut Street Securities, Inc. other	Newport Capital Group, LLC other	Other	Mar 18, 2008	Sep 18, 2007
Jeffrey Gordon Wrightson	Walnut Street Securities, Inc. other	Wells Fargo Advisors wirehouse	Other	Feb 12, 2008	Feb 1, 2008
David Mark Walther	Walnut Street Securities, Inc. other	1st Global Advisors Inc other	Other	Jan 11, 2008	Mar 26, 2008 (75 d)
Gary Dean Mesward	Walnut Street Securities, Inc. other	Mutual Service Corporation unclassified	Other	Dec 31, 2007	Jan 10, 2008
Jeffrey Thomas Young	Walnut Street Securities, Inc. other	LPL Financial LLC other	Other	Dec 4, 2007	Dec 1, 2007
Alexander Patrick Kline	Walnut Street Securities, Inc. other	Huntington Financial Advisors other	Other	Oct 22, 2007	Mar 17, 2010 (877 d)
Brian William Ripley	Walnut Street Securities, Inc. other	Huntington Financial Advisors other	Other	Oct 22, 2007	Nov 8, 2007
Brent Edward Mannebach	Walnut Street Securities, Inc. other	Edward Jones national BD	Other	Oct 1, 2007	May 31, 2012 (1704 d)
Robert Gordon	Walnut Street Securities, Inc. other	Provenance Wealth Advisors no RAUM	Other	Aug 28, 2007	Mar 9, 2005
Robert J Paolini	Walnut Street Securities, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Aug 16, 2007	Aug 13, 2007
Debra Gaglioti	Walnut Street Securities, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Aug 16, 2007	Aug 13, 2007
Autumn A Taylor	Walnut Street Securities, Inc. other	Hornor, Townsend & Kent, LLC other	Other	Jun 14, 2007	Jul 26, 2007 (42 d)
Jennifer Austin Hatch	Walnut Street Securities, Inc. other	Kestra Advisory Services, LLC BD affiliated	Other	May 18, 2007	Jun 17, 2021 (5144 d)
Bernard Norman Meehan	Walnut Street Securities, Inc. other	Meehan, Bernard state registered	Other	Apr 24, 2007	Aug 6, 2021 (5218 d)
Scott Christopher Nolen	Walnut Street Securities, Inc. other	Td Ameritrade, Inc. no RAUM	Other	Mar 26, 2007	Mar 5, 2009 (710 d)
Leonard J Brodsky	Walnut Street Securities, Inc. other	Commonwealth Financial Network national BD	Other	Mar 1, 2007	Jul 21, 2010 (1238 d)
Peter Benard Cohen	Walnut Street Securities, Inc. other	Creative Resources Investment Advisors LLC other	Other	Jan 17, 2007	Feb 12, 2007
Dwain Gump	Walnut Street Securities, Inc. other	First Affirmative Financial Network LLC other	Other	Dec 31, 2006	Nov 1, 2006
Jack Gelnak	Walnut Street Securities, Inc. other	Woodbury Financial Services, Inc. other	Other	Nov 21, 2006	Nov 9, 2006
Michael Scott Murphy	Walnut Street Securities, Inc. other	Polaris Capital Advisors Inc unclassified	Other	Oct 26, 2006	Apr 28, 2005
Tamara Gwen Kukainis	Walnut Street Securities, Inc. other	Schwartz Financial Associates, Inc. unclassified	Other	Oct 24, 2006	Aug 23, 2005
Robert Francis Sullivan	Walnut Street Securities, Inc. other	Gwn Securities Inc. other	Other	Oct 16, 2006	Sep 29, 2006
Michael Alan Hamilton	Walnut Street Securities, Inc. other	Brokersxpress LLC other	Other	Sep 29, 2006	Jun 19, 2009 (994 d)
Laurence Seiden	Walnut Street Securities, Inc. other	New England Securities Corporation other	Other	Aug 18, 2006	Jun 21, 2005
Mike Balkrishna Samantha	Walnut Street Securities, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Jul 10, 2006	Mar 21, 2024 (6464 d)
Michael Francis Clark	Walnut Street Securities, Inc. other	American Portfolios Advisors, Inc other	Other	Jun 9, 2006	Jul 17, 2006 (38 d)
Brenda Lee Lenz	Walnut Street Securities, Inc. other	First Affirmative Financial Network LLC other	Other	Mar 16, 2006	Jan 2, 2013 (2484 d)
William George Reynolds	Walnut Street Securities, Inc. other	Esi Financial Advisors BD affiliated	Other	Feb 24, 2006	Jan 7, 2022 (5796 d)
Maurice Hamilton Patterson	Walnut Street Securities, Inc. other	Mhp Asset Management state registered	Other	Feb 21, 2006	Mar 9, 2006
Kenneth Boyd Ulrich	Walnut Street Securities, Inc. other	Nrp Financial, Inc. unclassified	Other	Feb 3, 2006	Jan 27, 2006
Todd Carlton Thomasy	Walnut Street Securities, Inc. other	Nrp Financial, Inc. unclassified	Other	Feb 3, 2006	Jan 27, 2006
Harry Martin Kitter	Walnut Street Securities, Inc. other	Cetera Advisor Networks LLC other	Other	Jan 19, 2006	Jan 18, 2006
Peter A Pigeon	Walnut Street Securities, Inc. other	Carolina Wealth Management, LLC unclassified	Other	Dec 31, 2005	Mar 2, 2006 (61 d)
Edward Ashley Wagner	Walnut Street Securities, Inc. other	Creative Planning independent RIA	Other	Dec 7, 2005	Apr 28, 2026 (7447 d)
Lindsay Hambleton Sturmak	Walnut Street Securities, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Nov 30, 2005	Nov 30, 2005
Kelly G Hammond	Walnut Street Securities, Inc. other	American Century Advisory Services, Inc. no RAUM	Other	Nov 17, 2005	Jan 8, 2007 (417 d)
Douglas Anthony Webster	Walnut Street Securities, Inc. other	Sageview Private Client Group, LLC no RAUM	Other	Oct 20, 2005	Jan 7, 2008 (809 d)
Drew Willliam Pelton	Walnut Street Securities, Inc. other	Usi Securities, Inc. no RAUM	Other	Oct 18, 2005	Oct 4, 2006 (351 d)
Bernard Francis Taillon	Walnut Street Securities, Inc. other	LPL Financial LLC other	Other	Oct 6, 2005	May 30, 2008 (967 d)
Richard Kevin Bartolacci	Walnut Street Securities, Inc. other	Securities America Advisors, Inc. other	Other	Oct 5, 2005	Oct 6, 2005
Steven Theodore Farr	Walnut Street Securities, Inc. other	Securities America Advisors, Inc. other	Other	Oct 4, 2005	Oct 12, 2005
Richard M Hoe	Walnut Street Securities, Inc. other	First Independent Advisory Services, Inc. unclassified	Other	Aug 30, 2005	Sep 15, 2005
Mark Klopfenstein	Walnut Street Securities, Inc. other	Strategic Investment Advisors, LLC other	Other	Aug 16, 2005	Sep 8, 2005
Robert Tilson	Walnut Street Securities, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Aug 15, 2005	Aug 15, 2005
Leo Tropeano	Walnut Street Securities, Inc. other	Tilson Financial Group Inc other	Other	Aug 15, 2005	Aug 25, 2005
Michael Francis Mcgrady	Walnut Street Securities, Inc. other	Tilson Financial Group Inc other	Other	Aug 15, 2005	Aug 25, 2005
Michael Shaun Hazelbaker	Walnut Street Securities, Inc. other	LPL Financial LLC other	Other	Apr 20, 2005	Apr 15, 2005
Daniel Michael Mcdermott	Walnut Street Securities, Inc. other	Mcdermott Advisory Group, LLC other	Other	Apr 5, 2005	Jan 20, 2006 (290 d)
Calvin Cornelius Hunt	Walnut Street Securities, Inc. other	United Securities Alliance, Inc. unclassified	Other	Mar 2, 2005	Oct 5, 2005 (217 d)
Jeffrey Evan Gross	Walnut Street Securities, Inc. other	1-800-401k Plan.Com, LLC state registered	Other	Jan 27, 2005	Jan 1, 2026 (7644 d)

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319 moves match.