DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Schwab Wealth Advisory, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Yvonne JimenezSchwab Wealth Advisory, Inc. no RAUMVanguard Advisers, Inc. BD affiliatedOtherNov 27, 2023Nov 30, 2023
Jason Bryce CovingtonSchwab Wealth Advisory, Inc. no RAUMCetera Investment Advisers LLC BD affiliatedOtherNov 10, 2023Nov 8, 2023
Carleton Wesley McdonaldSchwab Wealth Advisory, Inc. no RAUMJ.P. Morgan Securities LLC wirehouseOtherOct 25, 2023Nov 16, 2023
Daniel Patrick Lee AmadorSchwab Wealth Advisory, Inc. no RAUMGds Wealth Management independent RIAOtherOct 25, 2023Nov 27, 2023 (33 d)
Joshua Michael RothSchwab Wealth Advisory, Inc. no RAUMNorthwestern Mutual Investment Services,LLC no RAUMOtherOct 25, 2023Jan 25, 2024 (92 d)
Michael Jerome GentschSchwab Wealth Advisory, Inc. no RAUMFocus Partners Wealth, LLC independent RIAOtherOct 24, 2023May 15, 2024 (204 d)
Vanessa TaveraSchwab Wealth Advisory, Inc. no RAUMUsaa Investment Services Company no RAUMOtherOct 20, 2023Jan 19, 2024 (91 d)
Michael Edward MullettSchwab Wealth Advisory, Inc. no RAUMMullett Financial LLC state registeredOtherSep 14, 2023Jan 26, 2024 (134 d)
Scott Matthew SollarsSchwab Wealth Advisory, Inc. no RAUMBenefit Financial Services Group independent RIAOtherSep 12, 2023Feb 21, 2024 (162 d)
Kayla WolfSchwab Wealth Advisory, Inc. no RAUMEdward Jones national BDOtherAug 28, 2023Sep 11, 2023
Matthew F ZuccaroSchwab Wealth Advisory, Inc. no RAUMKingdom Financial Group, LLC independent RIAOtherAug 10, 2023Apr 16, 2024 (250 d)
Kristopher WilliamsSchwab Wealth Advisory, Inc. no RAUMMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherAug 9, 2023Sep 6, 2023
Ashlee SolarczykSchwab Wealth Advisory, Inc. no RAUMCopper Leaf Financial, LLC independent RIAOtherAug 2, 2023Sep 21, 2023 (50 d)
Brenden Todd KingSchwab Wealth Advisory, Inc. no RAUMBeaumont Financial Partners independent RIAOtherJul 31, 2023Sep 12, 2023 (43 d)
Anna SimeSchwab Wealth Advisory, Inc. no RAUMMorgan Stanley wirehouseOtherJul 21, 2023Aug 5, 2025 (746 d)
Jared Waylon SpragginsSchwab Wealth Advisory, Inc. no RAUMVanguard Advisers, Inc. BD affiliatedOtherJul 5, 2023Jul 28, 2023
Lucas ChaseSchwab Wealth Advisory, Inc. no RAUMRaymond James Financial Services Advisors, Inc BD affiliatedOtherJul 3, 2023Mar 28, 2024 (269 d)
Henry Peter MaesSchwab Wealth Advisory, Inc. no RAUMFidelity Personal And Workplace Advisors BD affiliatedOtherJun 9, 2023Aug 4, 2023 (56 d)
Michael Timothy GoldbergSchwab Wealth Advisory, Inc. no RAUMFidelity Personal And Workplace Advisors BD affiliatedOtherMay 25, 2023Aug 21, 2023 (88 d)
Brian Eugene LeonardSchwab Wealth Advisory, Inc. no RAUMThrivent Investment Management Inc. BD affiliatedOtherMay 19, 2023May 24, 2023
Warren Curtis AndersonSchwab Wealth Advisory, Inc. no RAUMEdward Jones national BDOtherMay 12, 2023Apr 24, 2023
Christine S WangSchwab Wealth Advisory, Inc. no RAUMNilsine Partners, LLC independent RIAOtherApr 17, 2023Aug 15, 2023 (120 d)
Ben Harold BoydSchwab Wealth Advisory, Inc. no RAUMMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherApr 14, 2023Apr 10, 2023
Mark A WittlederSchwab Wealth Advisory, Inc. no RAUMWindsor Wealth Management, Inc. independent RIAOtherApr 14, 2023Apr 19, 2023
Raymond JamesSchwab Wealth Advisory, Inc. no RAUMCitigroup Global Markets Inc. BD affiliatedOtherApr 5, 2023Oct 17, 2023 (195 d)
Tyler Justin WrightSchwab Wealth Advisory, Inc. no RAUMOsaic Advisory Services, LLC BD affiliatedOtherApr 5, 2023Mar 31, 2023
Jonathan Thomas PeckronSchwab Wealth Advisory, Inc. no RAUMMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMar 20, 2023Sep 28, 2023 (192 d)
John David KraunelisSchwab Wealth Advisory, Inc. no RAUMNuveen Asset Management, LLC otherOtherFeb 15, 2023Feb 24, 2023
Gregory Stone BrownSchwab Wealth Advisory, Inc. no RAUMG&S Capital LLC independent RIAOtherFeb 2, 2023Aug 8, 2022
Sarah Kelsey PhamSchwab Wealth Advisory, Inc. no RAUMU.S. Bancorp Investments, Inc. BD affiliatedOtherDec 15, 2022Feb 2, 2023 (49 d)
Dustin Scott MillardSchwab Wealth Advisory, Inc. no RAUMCommonwealth Financial Network national BDOtherDec 8, 2022Nov 25, 2022
Julia Catherine GroseSchwab Wealth Advisory, Inc. no RAUMDomain Money Advisors, LLC no RAUMOtherNov 21, 2022Apr 2, 2026 (1228 d)
Hector Alan GamaSchwab Wealth Advisory, Inc. no RAUMMorgan Stanley wirehouseOtherNov 9, 2022Nov 17, 2022
Chuck WongSchwab Wealth Advisory, Inc. no RAUMWells Fargo Advisors wirehouseOtherSep 20, 2022Sep 6, 2022
John MillsSchwab Wealth Advisory, Inc. no RAUMFidelity Personal And Workplace Advisors BD affiliatedOtherSep 14, 2022Sep 20, 2022
Seth W. RoweSchwab Wealth Advisory, Inc. no RAUMFidelity Personal And Workplace Advisors BD affiliatedOtherAug 30, 2022Jan 13, 2023 (136 d)
James CollierSchwab Wealth Advisory, Inc. no RAUMEmpower Advisory Group, LLC BD affiliatedOtherAug 23, 2022Mar 5, 2026 (1290 d)
Andrew Law SmithSchwab Wealth Advisory, Inc. no RAUMFidelity Personal And Workplace Advisors BD affiliatedOtherAug 21, 2022Oct 4, 2022 (44 d)
Michael E ArmisteadSchwab Wealth Advisory, Inc. no RAUMDavid Vaughan Investments, LLC independent RIAOtherJul 19, 2022Aug 1, 2022
Aaron Joseph HaleySchwab Wealth Advisory, Inc. no RAUMEdelman Financial Engines mixed wealthOtherJun 21, 2022Jul 7, 2022
Charles Whitlock KunzelmanSchwab Wealth Advisory, Inc. no RAUMBison Wealth, LLC independent RIAOtherJun 1, 2022Oct 31, 2022 (152 d)
Andrew Thomas GerhartzSchwab Wealth Advisory, Inc. no RAUMBridge The Gap Retirement Planners state registeredOtherJun 1, 2022Jul 12, 2022 (41 d)
Michael Brent BurokerSchwab Wealth Advisory, Inc. no RAUMKey Investment Services LLC BD affiliatedOtherMay 24, 2022Jun 24, 2022 (31 d)
Nicholas Kyle NeuvilleSchwab Wealth Advisory, Inc. no RAUMMorgan Stanley wirehouseOtherMay 24, 2022Aug 1, 2022 (69 d)
Patrick Russell MclaughlinSchwab Wealth Advisory, Inc. no RAUMRaymond James & Associates, Inc. national BDOtherMay 20, 2022May 12, 2022
Deron Don FloreySchwab Wealth Advisory, Inc. no RAUMCetera Investment Advisers LLC BD affiliatedOtherMay 11, 2022May 4, 2022
Richard Michael DudaSchwab Wealth Advisory, Inc. no RAUMIndependent Financial Partners BD affiliatedOtherMay 10, 2022May 4, 2022
Idaliz Diaz GodineauxSchwab Wealth Advisory, Inc. no RAUMFidelity Personal And Workplace Advisors BD affiliatedOtherMay 5, 2022Jun 14, 2022 (40 d)
Earl Thomas WeedonSchwab Wealth Advisory, Inc. no RAUMVanguard Advisers, Inc. BD affiliatedOtherMay 4, 2022Jun 9, 2022 (36 d)
Jacob Aaron GoldbergSchwab Wealth Advisory, Inc. no RAUMBlackrock Investment Management, LLC otherOtherApr 28, 2022Sep 28, 2022 (153 d)
Derek Michael SchwartzSchwab Wealth Advisory, Inc. no RAUMAdvice And Planning Services BD affiliatedOtherApr 25, 2022Jun 20, 2025 (1152 d)
Christopher James SieglSchwab Wealth Advisory, Inc. no RAUMValeo Financial Advisors, LLC independent RIAOtherApr 25, 2022Apr 18, 2022
Jan R. KlypeSchwab Wealth Advisory, Inc. no RAUMJ.P. Morgan Securities LLC wirehouseOtherApr 21, 2022Apr 20, 2022
John Damion BoydSchwab Wealth Advisory, Inc. no RAUMFidelity Personal And Workplace Advisors BD affiliatedOtherApr 19, 2022Apr 15, 2022
Robert DuganSchwab Wealth Advisory, Inc. no RAUMWells Fargo Advisors wirehouseOtherApr 18, 2022Dec 15, 2022 (241 d)
Anthony Alejandrino RegaladoSchwab Wealth Advisory, Inc. no RAUMFacet independent RIAOtherApr 10, 2022Aug 18, 2026 (1591 d)
Brett Richard PolzinSchwab Wealth Advisory, Inc. no RAUMTransamerica Financial Advisors, LLC BD affiliatedOtherApr 1, 2022Feb 10, 2023 (315 d)
Richard Coleman LunsfordSchwab Wealth Advisory, Inc. no RAUMEdelman Financial Engines mixed wealthOtherFeb 17, 2022Jul 21, 2022 (154 d)
Jonathan LakinSchwab Wealth Advisory, Inc. no RAUMWealth Enhancement Advisory Services, LLC BD affiliatedOtherFeb 17, 2022Sep 5, 2024 (931 d)
Matthew Cole GreerSchwab Wealth Advisory, Inc. no RAUMThe Mather Group, LLC independent RIAOtherJan 10, 2022Jan 11, 2022
Page 3 of 7PreviousNext
399 moves match.