DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Sound Income Strategies, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mary McdirmidSound Income Strategies, LLC independent RIAAstoria Portfolio Advisors LLC otherOtherSep 8, 2026Sep 9, 2026
Timothy Adam BeauregardSound Income Strategies, LLC independent RIASimplicity Wealth mixed wealthRIA to RIAAug 21, 2026Sep 4, 2026
Jeremy Wayne RabalaisSound Income Strategies, LLC independent RIASecure Investment Management, LLC independent RIARIA to RIAAug 10, 2026Aug 24, 2026
Andrew C EmmerichSound Income Strategies, LLC independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseJul 17, 2026Aug 6, 2026
Andrew Lawrence ColeSound Income Strategies, LLC independent RIAMML Investors Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 2, 2026Sep 14, 2026 (74 d)
Michael J KnightSound Income Strategies, LLC independent RIAAdvisors Capital Management, LLC independent RIARIA to RIAMay 19, 2026May 21, 2026
Michael Sylvester RodriguezSound Income Strategies, LLC independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 14, 2026May 27, 2026 (43 d)
Steven SzikszaySound Income Strategies, LLC independent RIAFisher Investments independent RIARIA to RIAApr 13, 2026Apr 16, 2026
Jeremiah Todd SzpilkaSound Income Strategies, LLC independent RIAGlobal Wealth Management Investment Advisory, Inc. independent RIARIA to RIAMar 17, 2026Apr 23, 2026 (37 d)
Daniel WrenSound Income Strategies, LLC independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseMar 13, 2026Jun 30, 2026 (109 d)
Christopher Lee TreadwellSound Income Strategies, LLC independent RIAEmpower Advisory Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 25, 2026May 19, 2026 (83 d)
William David RichardsonSound Income Strategies, LLC independent RIAAvior Wealth Management, LLC independent RIARIA to RIAFeb 20, 2026Feb 23, 2026
Eric J LuttonSound Income Strategies, LLC independent RIAProverbi Capital Advisors, LLC state registeredRIA to a state-registered adviserFeb 19, 2026Mar 16, 2026
Scott Laray EnzorSound Income Strategies, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAFeb 6, 2026Feb 12, 2026
Zane FowlerSound Income Strategies, LLC independent RIACsenge Advisory Group, LLC independent RIARIA to RIADec 22, 2025Jan 21, 2026
Michel BetheaSound Income Strategies, LLC independent RIACovato Capital Management, LLC state registeredRIA to a state-registered adviserOct 10, 2025Jan 5, 2026 (87 d)
Lora Kay RolinSound Income Strategies, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAAug 29, 2025Sep 5, 2025
Joshua Ryan DriskillSound Income Strategies, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAAug 29, 2025Sep 11, 2025
Stuart Shaun ChoySound Income Strategies, LLC independent RIAFarther independent RIARIA to RIAAug 20, 2025Jan 1, 2026 (134 d)
Drew Willliam PeltonSound Income Strategies, LLC independent RIAKovack Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 18, 2025Oct 16, 2025 (120 d)
Scott Stafford McleanSound Income Strategies, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAMay 15, 2025May 20, 2025
George KastanisSound Income Strategies, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAMay 15, 2025Jun 4, 2025
Kathleen R MerrimanSound Income Strategies, LLC independent RIAFisher Investments independent RIARIA to RIAMay 5, 2025Aug 14, 2025 (101 d)
John Andrew DuheSound Income Strategies, LLC independent RIAOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 21, 2025May 13, 2025
David A TetleySound Income Strategies, LLC independent RIABrookstone Capital Management LLC independent RIARIA to RIAApr 15, 2025Apr 16, 2025
Jason Kyle RogersSound Income Strategies, LLC independent RIAGwn Securities Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 14, 2025May 19, 2025 (35 d)
Christopher David CoppoloSound Income Strategies, LLC independent RIAPrime Capital Financial mixed wealthRIA to RIAMar 28, 2025Aug 11, 2025 (136 d)
Keely Elisabeth EscalanteSound Income Strategies, LLC independent RIAKovack Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankFeb 12, 2025Feb 15, 2025
James Matthew McconaghySound Income Strategies, LLC independent RIAEaglebrook Advisors otherOtherFeb 3, 2025Mar 10, 2025 (35 d)
John Louis LombardoSound Income Strategies, LLC independent RIABrookstone Wealth Advisors, LLC no RAUMOtherJul 15, 2024Nov 24, 2025 (497 d)
David LundbergSound Income Strategies, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAApr 8, 2024May 1, 2024
Christopher D CarranoSound Income Strategies, LLC independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseFeb 29, 2024Aug 15, 2024 (168 d)
Martina Marie MasonSound Income Strategies, LLC independent RIAGradient Advisors, LLC independent RIARIA to RIADec 10, 2023Feb 6, 2024 (58 d)
Andrea Lynn HallSound Income Strategies, LLC independent RIAAe Wealth Management, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 31, 2023Aug 25, 2023
Kelly M KleinSound Income Strategies, LLC independent RIARaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankApr 25, 2023Nov 13, 2023 (202 d)
Jon M BusseSound Income Strategies, LLC independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseApr 14, 2023Apr 14, 2023
William T PerrySound Income Strategies, LLC independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseApr 14, 2023May 16, 2023 (32 d)
Joel J FernandoSound Income Strategies, LLC independent RIABaobab Financial Advisory LLC unclassifiedOtherDec 9, 2022Jan 18, 2023 (40 d)
Rosa ShalaSound Income Strategies, LLC independent RIAWealth Watch Advisors, Inc independent RIARIA to RIAJul 19, 2022Jul 21, 2022
Nathaniel Jan CollierSound Income Strategies, LLC independent RIALPL Enterprise, LLC no RAUMRIA to a newly registered adviserJun 1, 2022Feb 13, 2025 (988 d)
John Brandon BellSound Income Strategies, LLC independent RIABell Wealth Management, Inc. unclassifiedOtherNov 17, 2021Nov 18, 2021
Kevin Lee HockerSound Income Strategies, LLC independent RIAAegis Wealth Management, Inc. independent RIARIA to RIAJul 2, 2021Oct 4, 2021 (94 d)
Mark Stephen FalterSound Income Strategies, LLC independent RIAMid-American Wealth Advisory Group no RAUMOtherJun 1, 2021Mar 31, 2021
George Vernon HammontreeSound Income Strategies, LLC independent RIAHfp Investments state registeredRIA to a state-registered adviserMay 18, 2021Aug 12, 2021 (86 d)
Thomas Donald GandolfiSound Income Strategies, LLC independent RIAAe Wealth Management, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 7, 2021Apr 13, 2021
Richard Caleb FalterSound Income Strategies, LLC independent RIAMid-American Wealth Advisory Group no RAUMOtherNov 4, 2020Dec 3, 2019
Joshua Stephen FalterSound Income Strategies, LLC independent RIAMid-American Wealth Advisory Group no RAUMOtherNov 4, 2020Nov 12, 2020
Robert Wayne FalterSound Income Strategies, LLC independent RIAAe Wealth Management, LLC independent RIARIA to RIAMay 28, 2020May 28, 2020
Michael Terence WidlakeSound Income Strategies, LLC independent RIASimplicity Wealth independent RIARIA to RIAMay 6, 2020Apr 15, 2020
George David SuarezSound Income Strategies, LLC independent RIAEmfo, LLC independent RIARIA to RIADec 17, 2018Apr 30, 2019 (134 d)
Lauren Ashleigh RosbergSound Income Strategies, LLC independent RIAHighpoint Advisor Group, LLC independent RIARIA to RIAApr 12, 2018May 18, 2018 (36 d)
Fraser Lawrence AllportSound Income Strategies, LLC otherCoppell Advisory Solutions LLC independent RIAOtherFeb 1, 2018Feb 6, 2018
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52 moves match.