DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Advice And Planning Services

1,609 moves
AdvisorFromToTypeLeftRegistered
Eric James SchwartzAdvice And Planning Services BD affiliatedKlaas Financial Asset Advisors, LLC. independent RIAAffiliated broker-dealer or bank to independent RIANov 13, 2020Dec 7, 2020
Chad C AltadonnaAdvice And Planning Services BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherNov 13, 2020Dec 1, 2020
Christopher Mark LedfordAdvice And Planning Services BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherNov 13, 2020Jul 19, 2021 (248 d)
Joshua Luke KendallAdvice And Planning Services BD affiliatedBancwest Investment Services, Inc. (Bwis) BD affiliatedAffiliated broker-dealer or bank to anotherNov 13, 2020Nov 30, 2020
Emily Kathryn HazelrothAdvice And Planning Services BD affiliatedSummitry, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 13, 2020Jan 1, 2025 (1510 d)
Christopher SpaithAdvice And Planning Services BD affiliatedMadison Investment Advisors, LLC mixed wealthAffiliated broker-dealer or bank to independent RIANov 13, 2020Sep 29, 2022 (685 d)
Shawn Anthony PolkAdvice And Planning Services BD affiliatedNuveen Asset Management, LLC otherOtherNov 13, 2020Apr 26, 2022 (529 d)
Austin Tyler NielsonAdvice And Planning Services BD affiliatedCharles Schwab & Co., Inc. national BDAffiliated broker-dealer or bank to anotherNov 13, 2020Sep 2, 2021 (293 d)
Chauncey M CarterAdvice And Planning Services BD affiliatedHartford Funds asset managerOtherNov 13, 2020Feb 23, 2021 (102 d)
Andres LibrerosAdvice And Planning Services BD affiliatedCitigroup Global Markets Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 13, 2020Sep 22, 2021 (313 d)
Crystal M. MariglianoAdvice And Planning Services BD affiliatedUBS Financial Services Inc. wirehouseAffiliated broker-dealer or bank to wirehouseNov 13, 2020Mar 10, 2021 (117 d)
Julie HansonAdvice And Planning Services BD affiliatedUnited Capital Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherNov 13, 2020Mar 9, 2021 (116 d)
Brian Nichols MannAdvice And Planning Services BD affiliatedMorton Wealth independent RIAAffiliated broker-dealer or bank to independent RIANov 13, 2020Nov 9, 2020
Nadia BaigAdvice And Planning Services BD affiliatedE*Trade Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 13, 2020Nov 12, 2020
Kelly Christine BarrowAdvice And Planning Services BD affiliatedCedar Grove Financial Planning, LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserNov 13, 2020Nov 17, 2022 (734 d)
Justin David FruhwirthAdvice And Planning Services BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 13, 2020Jan 8, 2021 (56 d)
Berott MathnovAdvice And Planning Services BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherNov 13, 2020Jul 3, 2024 (1328 d)
Ashley Marie Krueger-RookAdvice And Planning Services BD affiliatedU.S. Bancorp Investments, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 13, 2020May 10, 2022 (543 d)
Kaitlin NicholisAdvice And Planning Services BD affiliatedMarcum Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 13, 2020Oct 21, 2021 (342 d)
Andrew Earle BaxleyAdvice And Planning Services BD affiliatedThe Planning Center, Inc. independent RIAAffiliated broker-dealer or bank to independent RIANov 13, 2020Nov 20, 2020
Paul JudeAdvice And Planning Services BD affiliatedHbks Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIANov 13, 2020Dec 16, 2020 (33 d)
Victor F ConchaAdvice And Planning Services BD affiliatedCape Investment Advisory, Inc. independent RIAAffiliated broker-dealer or bank to independent RIANov 13, 2020Jan 7, 2021 (55 d)
Kendra McmurrayAdvice And Planning Services BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherNov 13, 2020Oct 17, 2022 (703 d)
Nicole SchmidtAdvice And Planning Services BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherNov 13, 2020Feb 3, 2023 (812 d)
Savannah Kay ForleoAdvice And Planning Services BD affiliatedMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseNov 13, 2020Feb 2, 2021 (81 d)
Jonathan GerrardAdvice And Planning Services BD affiliatedTlg Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 13, 2020Jan 6, 2021 (54 d)
Caroline O'Neill AngellAdvice And Planning Services BD affiliatedEdelman Financial Engines mixed wealthAffiliated broker-dealer or bank to independent RIANov 13, 2020Mar 24, 2021 (131 d)
Nicole Renee WilliamsAdvice And Planning Services BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherNov 13, 2020May 20, 2024 (1284 d)
Brandon Scott RotskyAdvice And Planning Services BD affiliatedSage Private Wealth Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 13, 2020Nov 10, 2020
Christopher Joel SplawnAdvice And Planning Services BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherNov 9, 2020Nov 9, 2020
Frederick Lemont FreemanAdvice And Planning Services BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseNov 6, 2020Nov 30, 2020
Benjamin Wade BeattyAdvice And Planning Services BD affiliatedColorado Financial Service Corporation otherOtherNov 6, 2020Mar 31, 2023 (875 d)
Todd Matthew PerttulaAdvice And Planning Services BD affiliatedAe Wealth Management, LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 5, 2020Jan 14, 2022 (435 d)
Brian James KenyonAdvice And Planning Services BD affiliatedVickerman Investment Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIANov 5, 2020Jul 19, 2021 (256 d)
Kevin Mitchell MyersAdvice And Planning Services BD affiliatedPrivate Advisor Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 5, 2020May 21, 2021 (197 d)
Thomas Patrick CasartAdvice And Planning Services BD affiliatedPruco Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 5, 2020Nov 12, 2020
Jonathan GallashawAdvice And Planning Services BD affiliatedTd Ameritrade, Inc. no RAUMOtherNov 5, 2020Aug 7, 2021 (275 d)
Preston Mark HenryAdvice And Planning Services BD affiliatedSugarloaf Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 5, 2020Dec 11, 2020 (36 d)
Melissa Ann BarronAdvice And Planning Services BD affiliatedElwood & Goetz independent RIAAffiliated broker-dealer or bank to independent RIANov 5, 2020Oct 21, 2021 (350 d)
John Joseph CunninghamAdvice And Planning Services BD affiliatedReality Financial Planning Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 5, 2020Nov 16, 2020
Grayson Arthur PruittAdvice And Planning Services BD affiliatedTruist Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 3, 2020Nov 10, 2020
Mitchell Rene PoirierAdvice And Planning Services BD affiliatedNovare Capital Management independent RIAAffiliated broker-dealer or bank to independent RIANov 3, 2020Nov 24, 2020
Blake Lee HedrickAdvice And Planning Services BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 27, 2020Nov 6, 2020
Young ChoiAdvice And Planning Services BD affiliatedArete Wealth Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 22, 2020Aug 8, 2024 (1386 d)
Kate Macarthur LawsonAdvice And Planning Services BD affiliatedNuveen Asset Management, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAOct 15, 2020Oct 16, 2020
Ryan Matthew ShoafAdvice And Planning Services BD affiliatedVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 6, 2020Oct 13, 2020
Alexander Lyons FaberAdvice And Planning Services BD affiliatedMaryland Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 5, 2020Aug 2, 2021 (301 d)
Paul Thomas DunnicliffeAdvice And Planning Services BD affiliatedCommonwealth Financial Network national BDAffiliated broker-dealer or bank to anotherSep 28, 2020Oct 21, 2020
Leeric DayeAdvice And Planning Services BD affiliatedBeacon Pointe Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 14, 2020Jan 4, 2021 (112 d)
Wesley OsbournAdvice And Planning Services BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherSep 9, 2020Oct 13, 2020 (34 d)
Jung Hwa SehAdvice And Planning Services BD affiliatedBogart Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 20, 2020Apr 8, 2022 (596 d)
Matthew Bird MaloneAdvice And Planning Services BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseAug 20, 2020Aug 26, 2020
Namrata C ShahAdvice And Planning Services BD affiliatedFrontier Investment Management Co independent RIAAffiliated broker-dealer or bank to independent RIAAug 18, 2020Aug 25, 2020
Robert Michael HorstmanAdvice And Planning Services BD affiliatedCapital Analysts BD affiliatedAffiliated broker-dealer or bank to anotherAug 18, 2020Sep 25, 2020 (38 d)
Clarissa Lee CoombsAdvice And Planning Services BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherAug 17, 2020Sep 21, 2020 (35 d)
Crissel LopezAdvice And Planning Services BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherAug 17, 2020Sep 16, 2020
Edward Gregory WilliamsAdvice And Planning Services BD affiliatedCitizens Private Wealth independent RIAAffiliated broker-dealer or bank to independent RIAAug 12, 2020Aug 21, 2020
William John WernerAdvice And Planning Services BD affiliatedCitizens Private Wealth independent RIAAffiliated broker-dealer or bank to independent RIAAug 12, 2020Aug 21, 2020
Christopher DennisAdvice And Planning Services BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseJul 28, 2020Aug 17, 2020
Angelina Maria DietzAdvice And Planning Services BD affiliatedFbl Wealth Management, LLC no RAUMOtherJul 22, 2020Jul 21, 2020
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