DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Triad Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jason Harris Gerb | Triad Advisors, LLC BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2024 | Sep 20, 2021 |
| Theresa A Labadie | Triad Advisors, LLC BD affiliated | Osaic Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 23, 2024 | Mar 7, 2018 |
| Rebecca Higgins True | Triad Advisors, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2024 | Aug 24, 2024 |
| Josh Schechter | Triad Advisors, LLC BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2024 | May 2, 2022 |
| Frederick Charles Taylor | Triad Advisors, LLC BD affiliated | Money & Clarity state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 22, 2024 | Aug 21, 2024 |
| Jeremy J Newton | Triad Advisors, LLC BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 25, 2024 | Oct 10, 2024 (77 d) |
| Amy R Rehn | Triad Advisors, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2024 | Apr 29, 2024 |
| Donald Lee Mcdonald | Triad Advisors, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2024 | Feb 14, 2024 |
| Nancy B Duncan | Triad Advisors, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2024 | Sep 30, 2024 (228 d) |
| Jitender C. Gidwani | Triad Advisors, LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2023 | Dec 15, 2023 |
| Steven Parker Lichtblau | Triad Advisors, LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2023 | Nov 8, 2023 |
| Michael Scott Walling | Triad Advisors, LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2023 | Nov 8, 2023 |
| Charles Tyler Walling | Triad Advisors, LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2023 | Nov 9, 2023 |
| Timothy Michael Sperling | Triad Advisors, LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2023 | Dec 6, 2023 |
| Matthew Scott Archer | Triad Advisors, LLC BD affiliated | Aim Advisors, LLC other | Other | Aug 7, 2023 | Aug 3, 2023 |
| Kevin Richard Rose | Triad Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2023 | Aug 1, 2023 |
| Richard Robert Rose | Triad Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2023 | Aug 17, 2023 |
| Gary Frank Guentzel | Triad Advisors, LLC BD affiliated | Iwealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 3, 2023 | Feb 25, 2025 (572 d) |
| Michael Jerome Sinclair | Triad Advisors, LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2023 | Aug 17, 2023 |
| Christopher Basque | Triad Advisors, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2023 | Nov 13, 2024 (489 d) |
| Robert John Bucci | Triad Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2023 | May 15, 2023 |
| Nina Moore Stibbs | Triad Advisors, LLC BD affiliated | Aim Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 27, 2023 | Apr 26, 2023 |
| Michael David Roberts | Triad Advisors, LLC BD affiliated | The Strategic Financial Alliance BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2023 | Apr 4, 2023 |
| Glen Whittington | Triad Advisors, LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2023 | Apr 20, 2023 |
| Jack Steven Richardson | Triad Advisors, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 15, 2022 | Dec 12, 2022 |
| Haley Hamilton Berger | Triad Advisors, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Dec 5, 2022 | Mar 27, 2023 (112 d) |
| Michael Huston Torrey | Triad Advisors, LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 9, 2022 | Nov 2, 2022 |
| David Joseph Maniet | Triad Advisors, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2022 | Oct 27, 2022 |
| Justin Andrew Newbauer | Triad Advisors, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2022 | Oct 26, 2022 |
| Javier Francisco Reyes | Triad Advisors, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 14, 2022 | Sep 26, 2022 |
| Scott R Brown | Triad Advisors, LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2022 | Aug 29, 2022 |
| Dalila Doris Toledo | Triad Advisors, LLC BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 19, 2022 | Aug 26, 2022 (38 d) |
| Amir Lauber | Triad Advisors, LLC BD affiliated | Stonex Advisors Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2022 | Apr 12, 2023 (273 d) |
| Todd Jones Smallwood | Triad Advisors, LLC BD affiliated | Sugarloaf Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 12, 2022 | Jul 6, 2022 |
| Karen Campbell Vining | Triad Advisors, LLC BD affiliated | Incompass Financial Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2022 | Jun 25, 2022 |
| Jon David Mcknight | Triad Advisors, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2022 | Jul 11, 2022 |
| Thomas Keith Anderson | Triad Advisors, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2022 | Jun 28, 2022 |
| Austin Jerod Downum | Triad Advisors, LLC BD affiliated | Incompass Financial Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 1, 2022 | Jan 20, 2022 |
| Jonathan Lee Tanner | Triad Advisors, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2022 | Jun 2, 2022 |
| Dorothy H Yandle | Triad Advisors, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 18, 2022 | Apr 19, 2022 |
| Kristine Lynn Pennington | Triad Advisors, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 18, 2022 | Apr 18, 2022 |
| William Carl Brand | Triad Advisors, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2022 | May 24, 2022 (42 d) |
| Trevor John Yochum | Triad Advisors, LLC BD affiliated | Incompass Financial Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 4, 2022 | Jan 20, 2022 |
| Lyndsay Rachel Kim | Triad Advisors, LLC BD affiliated | Alera Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 2, 2022 | Feb 1, 2022 |
| Kenneth Russell Boyd | Triad Advisors, LLC BD affiliated | Realta Investment Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2021 | Dec 14, 2021 |
| Stephen Charles Frazer | Triad Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 7, 2021 | Nov 29, 2021 |
| Vincent Neal | Triad Advisors, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Dec 6, 2021 | Apr 13, 2022 (128 d) |
| Timothy Brian Kenyon | Triad Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2021 | Dec 1, 2021 |
| Annette Michelle Marshall | Triad Advisors, LLC BD affiliated | Globalt Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2021 | Nov 1, 2021 |
| Jeffrey Neal Miller | Triad Advisors, LLC BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2021 | Nov 4, 2021 |
| Matthew Bradley Brozik | Triad Advisors, LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2021 | Apr 30, 2021 |
| Nathan Miles Stibbs | Triad Advisors, LLC BD affiliated | Continuum Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 2, 2021 | May 6, 2021 (34 d) |
| Gerald Wayne Nackers | Triad Advisors, LLC BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2021 | Sep 28, 2020 |
| Kiliaen Van Rensselaer Ludlow | Triad Advisors, LLC BD affiliated | Continuum Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 11, 2021 | Feb 10, 2021 |
| Karl Il Bong Kim | Triad Advisors, LLC BD affiliated | Integrity Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 6, 2020 | Oct 6, 2020 |
| Dominique Davis | Triad Advisors, LLC BD affiliated | The Strategic Financial Alliance BD affiliated | Affiliated broker-dealer or bank to another | Jul 27, 2020 | Mar 3, 2021 (219 d) |
| John Anthony Sobrinski | Triad Advisors, LLC BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | May 27, 2020 | May 26, 2020 |
| John Anthony Sobrinski | Triad Advisors, LLC BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | May 27, 2020 | May 26, 2020 |
| Terry Boyd Domm | Triad Advisors, LLC BD affiliated | Arkadios Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 26, 2020 | Jun 2, 2020 |
| Mark Arnold Dorsett | Triad Advisors, LLC BD affiliated | Arkadios Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 21, 2020 | May 21, 2020 |
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208 moves match.