DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from First Command Advisory Services
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Cheryl Lovett Zudell | First Command Advisory Services BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2020 | Nov 11, 2020 |
| Jeffrey Michael Burkholder | First Command Advisory Services BD affiliated | Eureka Tree Financial unclassified | Other | Dec 11, 2020 | Apr 17, 2021 (127 d) |
| Yerassyl Almatyli Sundetbayev | First Command Advisory Services BD affiliated | Ernst & Young Investment Advisers Llp no RAUM | Other | Dec 2, 2020 | Jan 6, 2021 (35 d) |
| Preston Joseph Pavlat | First Command Advisory Services BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 19, 2020 | Dec 1, 2020 |
| Sara Scardaci | First Command Advisory Services BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2020 | Nov 3, 2022 (714 d) |
| Rodney W Mccauley | First Command Advisory Services BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2020 | Oct 20, 2021 (335 d) |
| Katherine Taylor Stevick | First Command Advisory Services BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2020 | Nov 3, 2020 |
| Joseph Francis Schmitz, Jr. | First Command Advisory Services BD affiliated | Spc BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2020 | Nov 3, 2020 |
| Robert Kirby Sasser | First Command Advisory Services BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Oct 21, 2020 | Jan 11, 2021 (82 d) |
| Garima Dembla | First Command Advisory Services BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 14, 2020 | Oct 15, 2020 |
| Dustin L Beaver | First Command Advisory Services BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 7, 2020 | Jan 3, 2023 (818 d) |
| Jason W Davis | First Command Advisory Services BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2020 | Jul 6, 2023 (1002 d) |
| Anette Schol-Bermel | First Command Advisory Services BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2020 | Oct 8, 2020 |
| Israel Rascon | First Command Advisory Services BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2020 | Oct 20, 2020 (46 d) |
| Tanner Lemaster | First Command Advisory Services BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2020 | Oct 13, 2020 (48 d) |
| Todd Duane Taylor | First Command Advisory Services BD affiliated | Tdt Financial Inc state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 18, 2020 | Feb 5, 2021 (171 d) |
| Janet Louise Morris | First Command Advisory Services BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2020 | Aug 31, 2020 |
| Toni-Ann L Dorsey | First Command Advisory Services BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 15, 2020 | Dec 16, 2022 (884 d) |
| Tessa Fornek | First Command Advisory Services BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2020 | Aug 31, 2020 (60 d) |
| Carly Kacvinsky | First Command Advisory Services BD affiliated | Bb&T Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2020 | Jul 16, 2020 |
| James Neal Turner | First Command Advisory Services BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2020 | Jun 26, 2020 |
| Michael Joseph Buttery | First Command Advisory Services BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2020 | Sep 3, 2020 (85 d) |
| Lana Smith | First Command Advisory Services BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2020 | Jun 28, 2024 (1501 d) |
| Greisy Aragon | First Command Advisory Services BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 19, 2020 | Sep 2, 2020 (106 d) |
| William Marcus Ebhardt | First Command Advisory Services BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2020 | Feb 8, 2021 (270 d) |
| Jared Wesley Ford | First Command Advisory Services BD affiliated | Smith Anglin Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 7, 2020 | May 6, 2020 |
| Claudia Elizabeth Moreno | First Command Advisory Services BD affiliated | One Team Financial Group LLC unclassified | Other | May 7, 2020 | Jul 15, 2020 (69 d) |
| Arrin Michelle Simpson | First Command Advisory Services BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2020 | Apr 1, 2020 |
| Charles Michael Law | First Command Advisory Services BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2020 | Jun 30, 2020 (89 d) |
| Thomas R Hermann | First Command Advisory Services BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2020 | Apr 24, 2023 (1148 d) |
| Zachry Barrett Marshall | First Command Advisory Services BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2020 | Feb 12, 2020 |
| Stephen M Plackis | First Command Advisory Services BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2020 | Mar 18, 2020 |
| Steven Joseph Ford | First Command Advisory Services BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 6, 2020 | Mar 5, 2020 |
| Nicole Ponzio Squires | First Command Advisory Services BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 16, 2020 | Feb 4, 2020 |
| Rodney Brian Mott | First Command Advisory Services BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 26, 2019 | Feb 4, 2020 (40 d) |
| Dalton Connor Kitchen | First Command Advisory Services BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 12, 2019 | Oct 6, 2021 (664 d) |
| Keith J Courser | First Command Advisory Services BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 12, 2019 | Jan 17, 2020 (36 d) |
| Brandon P Sugg | First Command Advisory Services BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Nov 15, 2019 | Feb 19, 2020 (96 d) |
| Joseph Daniel Steadman | First Command Advisory Services BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2019 | Jan 3, 2020 (49 d) |
| Adam John Gallant | First Command Advisory Services BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2019 | Nov 25, 2019 |
| Misty Blu Cherniss | First Command Advisory Services BD affiliated | Clarity Financial Planners other | Other | Nov 15, 2019 | Nov 8, 2021 (724 d) |
| Ashley E Sowers | First Command Advisory Services BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2019 | Oct 21, 2019 |
| David T Lawyer | First Command Advisory Services BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2019 | Oct 21, 2019 |
| Wenduo Guo | First Command Advisory Services BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2019 | Oct 18, 2019 |
| Homer Israel Stinson | First Command Advisory Services BD affiliated | Missionsquare Retirement institutional | Other | Oct 24, 2019 | Apr 6, 2020 (165 d) |
| James Edward Weger | First Command Advisory Services BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2019 | Nov 19, 2019 |
| Terry Matthew Dresbach | First Command Advisory Services BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2019 | Feb 6, 2020 (105 d) |
| Tyler Decker | First Command Advisory Services BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 24, 2019 | Dec 12, 2019 (49 d) |
| Joshua B Misso | First Command Advisory Services BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2019 | Mar 20, 2020 (148 d) |
| Amanda Corinne Miser | First Command Advisory Services BD affiliated | Western International Securities independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 12, 2019 | Sep 12, 2019 |
| Anastasiia Wolters | First Command Advisory Services BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Sep 12, 2019 | Jan 16, 2020 (126 d) |
| Michael Samuel Srulowitz | First Command Advisory Services BD affiliated | Teamwork Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 15, 2019 | Aug 9, 2019 |
| Christian Timothy Stearns | First Command Advisory Services BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2019 | Aug 7, 2019 |
| Michael Francisco Gaona | First Command Advisory Services BD affiliated | Teamwork Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 15, 2019 | Aug 12, 2019 |
| Michael Anthony Walters | First Command Advisory Services BD affiliated | Teamwork Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 15, 2019 | Aug 10, 2019 |
| Jeffrey Gene Glynn | First Command Advisory Services BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2019 | Aug 7, 2019 |
| Alejandra Benavides Morin | First Command Advisory Services BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2019 | Jul 23, 2019 |
| Tara Anne Davis | First Command Advisory Services BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2019 | Jul 18, 2019 |
| Alexander Galen Garner | First Command Advisory Services BD affiliated | Summit Financial Group Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2019 | Sep 3, 2019 (54 d) |
| Monica L Luke | First Command Advisory Services BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2019 | Jun 3, 2019 |
539 moves match.