DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Facet

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Christopher M MillerFacet independent RIACore Planning independent RIARIA to RIADec 4, 2023Aug 20, 2024 (260 d)
Julian FairchildFacet independent RIADomain Money Advisors, LLC no RAUMOtherDec 4, 2023Jan 15, 2025 (408 d)
Autumn Jean KnutsonFacet independent RIAStyled Wealth state registeredRIA to a state-registered adviserNov 20, 2023Dec 15, 2023
Ryan Laurence FurlongFacet independent RIAPurposepath Capital, LLC state registeredRIA to a state-registered adviserNov 9, 2023Nov 17, 2023
Lee Anne PrzybylaFacet independent RIASendero Wealth Management, LLC independent RIARIA to RIAOct 31, 2023Jan 24, 2024 (85 d)
Matthew Alan StrattonFacet independent RIAOnedigital institutionalOtherOct 31, 2023Feb 1, 2024 (93 d)
Howard PickeringFacet independent RIAEagle Strategies LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 17, 2023Nov 27, 2024 (407 d)
Christopher KadowakiFacet independent RIAAvantax Planning Partners, Inc. BD affiliatedRIA to affiliated broker-dealer or bankOct 3, 2023Oct 9, 2023
Jameson K StadyFacet independent RIAOxford Financial Group, Ltd independent RIARIA to RIAOct 3, 2023Jun 24, 2024 (265 d)
Samir AhmedFacet independent RIAAvantax Planning Partners, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 18, 2023Oct 11, 2023
Kenneth David ConnallyFacet independent RIASummit Financial, LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 14, 2023Jan 22, 2024 (161 d)
Patrick Neil ElliottFacet independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJul 13, 2023Jul 14, 2023
Robert Timothy GumpFacet independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 7, 2023Oct 12, 2023 (97 d)
Larry Roger MeltonFacet independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankMay 22, 2023Jun 30, 2023 (39 d)
Anthony Joseph LabrakeFacet independent RIAElement Pointe Family Office independent RIARIA to RIAMay 22, 2023May 30, 2023
Giovanni ValleFacet independent RIAAvantax Planning Partners, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMay 15, 2023Feb 19, 2025 (646 d)
Harold James KirkpatrickFacet independent RIAConnectus Wealth independent RIARIA to RIAMay 8, 2023Aug 25, 2023 (109 d)
Kevin Patrick RoeFacet independent RIAUBS Financial Services Inc. wirehouseRIA to wirehouseApr 21, 2023Aug 22, 2023 (123 d)
Bijan RamirezFacet independent RIAValtrion Capital Management, LLC independent RIARIA to RIAApr 21, 2023May 4, 2023
James Tyler HornFacet independent RIAOrigin Investment Advisory LLC independent RIARIA to RIAApr 20, 2023Jan 2, 2025 (623 d)
Alexandria E DavisFacet independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 17, 2023Jan 1, 2026 (990 d)
Bryan Phillip JimmersonFacet independent RIANationwide Investment Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 27, 2023Jun 13, 2023 (78 d)
Caitlin Marie HowertonFacet independent RIAArcher Investment Management independent RIARIA to RIAMar 27, 2023Apr 6, 2023
Daniel Vincent QuinnFacet independent RIAAdvice And Planning Services BD affiliatedRIA to affiliated broker-dealer or bankMar 14, 2023Jul 27, 2023 (135 d)
Gurvir Singh GrewalFacet independent RIAPattern no RAUMRIA to a newly registered adviserMar 2, 2023Feb 23, 2023
Kevin BarrFacet independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 22, 2023Apr 13, 2023 (50 d)
William John WernerFacet independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJan 6, 2023Apr 11, 2023 (95 d)
Patricia Ann StallworthFacet independent RIAPs Worth, LLC unclassifiedOtherJan 3, 2023Feb 9, 2023 (37 d)
Lucy Goins BloughFacet independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankNov 14, 2022Mar 6, 2023 (112 d)
Bethlyn Renie BrookesFacet independent RIAFisher Investments independent RIARIA to RIANov 10, 2022May 15, 2024 (552 d)
Michael Walsh GormanFacet independent RIAExperience Your Wealth, LLC independent RIARIA to RIANov 10, 2022Oct 17, 2022
Earle William JardenFacet independent RIABeacon Trust independent RIARIA to RIAOct 4, 2022Feb 10, 2023 (129 d)
Brad Paul SchuelerFacet independent RIAValeo Financial Advisors, LLC independent RIARIA to RIAOct 4, 2022Jan 23, 2023 (111 d)
Nicholas Timothy SullivanFacet independent RIAKfa Private Wealth Group, LLC independent RIARIA to RIASep 30, 2022Nov 10, 2022 (41 d)
Danielle Carlotta AlcideFacet independent RIARange Advisory, LLC no RAUMRIA to a newly registered adviserSep 27, 2022Jun 18, 2023 (264 d)
Raman J SinghFacet independent RIASingh Pwm LLC state registeredRIA to a state-registered adviserSep 27, 2022Jun 7, 2023 (253 d)
Cody Daniel KoleticFacet independent RIASequoia Financial Group, L.L.C. independent RIARIA to RIAAug 8, 2022Aug 17, 2022
Emily Christin MillsapFacet independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankJul 29, 2022Apr 13, 2023 (258 d)
Matthew Dowd HaleFacet independent RIAOrigin Investment Advisory LLC independent RIARIA to RIAJul 22, 2022Sep 13, 2022 (53 d)
Nicolas WeachterFacet independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankJul 18, 2022Sep 23, 2022 (67 d)
Emily Bost NilssonFacet independent RIABrava Financial state registeredRIA to a state-registered adviserJul 6, 2022Jul 11, 2022
Jacki FarrarFacet independent RIAIntegrity Financial Strategies state registeredRIA to a state-registered adviserJun 22, 2022Jul 8, 2022
Amee L EarlFacet independent RIAWells Fargo Advisors wirehouseRIA to wirehouseJun 16, 2022May 6, 2022
Stephen Bernard GlowackaFacet independent RIAHendershott Wealth Management, LLC independent RIARIA to RIAJun 13, 2022Sep 28, 2022 (107 d)
Melissa Louise LeonardFacet independent RIABlue Water Wealth independent RIARIA to RIAJun 13, 2022Mar 20, 2023 (280 d)
Robinson MertilusFacet independent RIAHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 13, 2022Aug 29, 2022 (77 d)
Robert Eric PeraltaFacet independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankMay 6, 2022Jun 2, 2022
Steven A SzafranskiFacet independent RIABsw Wealth Partners independent RIARIA to RIAMay 6, 2022Aug 19, 2022 (105 d)
Noah PolkFacet independent RIASaling Wealth Advisors independent RIARIA to RIAMay 6, 2022Jun 15, 2022 (40 d)
Aaron Matthew BuckFacet independent RIANorthstar Investment Advisory LLC no RAUMRIA to a newly registered adviserApr 11, 2022May 16, 2022 (35 d)
Ryan Laurence FurlongFacet independent RIABrooklyn Fi, LLC independent RIARIA to RIAMar 21, 2022Feb 16, 2022
Laura Lea KimballFacet independent RIABrighton Jones LLC independent RIARIA to RIAMar 21, 2022Mar 23, 2022
Jonathan Keith BrittFacet independent RIAJ. W. Cole Advisors, Inc. independent RIARIA to RIAMar 4, 2022May 11, 2022 (68 d)
Ian Ross ClarkFacet independent RIABrownson, Rehmus & Foxworth, Inc. independent RIARIA to RIAMar 1, 2022May 9, 2022 (69 d)
Valerie Ann RiveraFacet independent RIAFirstgen Wealth state registeredRIA to a state-registered adviserJan 12, 2022Apr 19, 2022 (97 d)
Vekevia Eltavice Tillman-JonesFacet independent RIAReal Life Planning state registeredRIA to a state-registered adviserJan 4, 2022Aug 8, 2024 (947 d)
Jordan Alan VlastuinFacet independent RIAMake The Memory Financial Planning independent RIARIA to RIAJan 4, 2022Feb 8, 2026 (1496 d)
Terry Jay MontanoFacet independent RIAMotus Wealth state registeredRIA to a state-registered adviserJan 4, 2022Feb 7, 2022 (34 d)
Heath Edward HamptonFacet independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 6, 2021Nov 8, 2021
Kyle Paul MahleFacet independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankNov 8, 2021Jan 25, 2022 (78 d)
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147 moves match.