| Ross Hamlet Abbott | Voya Financial Advisors, Inc. other | Advice And Planning Services other | Other | Jun 28, 2017 | Jul 17, 2017 |
| Taylor Legare Kollen | Voya Financial Advisors, Inc. other | Gwn Securities Inc. other | Other | Jun 27, 2017 | Oct 30, 2017 (125 d) |
| Yuvraj Pratap Sisodia | Voya Financial Advisors, Inc. other | Gwn Securities Inc. other | Other | Jun 27, 2017 | Oct 30, 2017 (125 d) |
| Elizabeth Miriam Katrina Shamir | Voya Financial Advisors, Inc. other | Certior Financial Group, LLC other | Other | Jun 15, 2017 | Jun 20, 2017 |
| Adam Scott Peltzman | Voya Financial Advisors, Inc. other | Certior Financial Group, LLC other | Other | Jun 15, 2017 | Jun 20, 2017 |
| Grant Eric Peterson | Voya Financial Advisors, Inc. other | Morgan Stanley wirehouse | Other | Jun 12, 2017 | Jun 29, 2017 |
| Gregory Scott Young | Voya Financial Advisors, Inc. other | Hayden Royal other | Other | Jun 6, 2017 | Jun 6, 2017 |
| Donald Ray Meade | Voya Financial Advisors, Inc. other | MML Investors Services, LLC other | Other | Jun 1, 2017 | Jun 15, 2017 |
| Edward Aaron Balfour | Voya Financial Advisors, Inc. other | Equitable Advisors, LLC national BD | Other | May 31, 2017 | Jun 2, 2017 |
| Jaime David Mcauliffe | Voya Financial Advisors, Inc. other | Fisher Investments other | Other | May 31, 2017 | Jun 20, 2017 |
| Sean Michael Tomajan | Voya Financial Advisors, Inc. other | Kestra Advisory Services, LLC other | Other | May 30, 2017 | May 24, 2017 |
| Andrew Robert Reina | Voya Financial Advisors, Inc. other | Realta Investment Advisors, Inc other | Other | May 25, 2017 | Sep 27, 2017 (125 d) |
| Bradley Martin Happel | Voya Financial Advisors, Inc. other | Commonwealth Financial Network national BD | Other | May 24, 2017 | May 23, 2017 |
| Nathan David Millerbernd | Voya Financial Advisors, Inc. other | Mwm Wealth Advisory, LLC independent RIA | Other | May 8, 2017 | May 5, 2017 |
| Gary Gene Ward | Voya Financial Advisors, Inc. other | Northwest Wealth Management, LLC unclassified | Other | May 5, 2017 | May 18, 2017 |
| Joseph A Weber | Voya Financial Advisors, Inc. other | Integrated Financial Solutions, Pllc state registered | Other | May 5, 2017 | Jan 18, 2018 (258 d) |
| Mark Louis Glass | Voya Financial Advisors, Inc. other | Cetera Advisors LLC other | Other | May 3, 2017 | May 2, 2017 |
| Paige Rita Smith Ducey | Voya Financial Advisors, Inc. other | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 2, 2017 | Sep 25, 2017 (146 d) |
| Ronan Calceta Gaudario | Voya Financial Advisors, Inc. other | Luna Capital Management, LLC unclassified | Other | Apr 24, 2017 | May 4, 2017 |
| John Dustin Riggs | Voya Financial Advisors, Inc. other | Novus Advisors other | Other | Apr 18, 2017 | Apr 27, 2017 |
| Robert Craig Mitchell | Voya Financial Advisors, Inc. other | On Investment Management Co other | Other | Mar 30, 2017 | Apr 3, 2017 |
| Thomas Earl Wilson | Voya Financial Advisors, Inc. other | Sagepoint Financial, Inc. other | Other | Mar 28, 2017 | Mar 28, 2017 |
| Margaret Maria Swinney | Voya Financial Advisors, Inc. other | Acorn Financial Advisory Services, Inc. other | Other | Mar 20, 2017 | Mar 22, 2017 |
| John Ryan Forbrich | Voya Financial Advisors, Inc. other | Acorn Financial Advisory Services, Inc. other | Other | Mar 20, 2017 | Mar 22, 2017 |
| Suresh Basnet | Voya Financial Advisors, Inc. other | Corecap Advisors other | Other | Mar 14, 2017 | Jun 10, 2017 (88 d) |
| Jonathan Neil Browning | Voya Financial Advisors, Inc. other | Acorn Financial Advisory Services, Inc. other | Other | Mar 13, 2017 | Mar 21, 2017 |
| Manuel A Elvir | Voya Financial Advisors, Inc. other | Fidelity Personal And Workplace Advisors BD affiliated | Other | Mar 6, 2017 | Oct 29, 2024 (2794 d) |
| Phillip Benjamin Friedman | Voya Financial Advisors, Inc. other | Strategic Wealth Partners, Ltd. other | Other | Mar 3, 2017 | Apr 4, 2017 (32 d) |
| James Howard Locke | Voya Financial Advisors, Inc. other | Beacon Capital, LLC independent RIA | Other | Feb 23, 2017 | Mar 23, 2017 |
| Jay Alexander Lizanich | Voya Financial Advisors, Inc. other | Sb Advisory, LLC other | Other | Feb 16, 2017 | Mar 2, 2017 |
| Patrick Wayne Ayers | Voya Financial Advisors, Inc. other | Madison Avenue Securities, LLC other | Other | Feb 14, 2017 | Feb 10, 2017 |
| Nicholas Ippolito | Voya Financial Advisors, Inc. other | Calton & Associates, Inc. other | Other | Feb 10, 2017 | Feb 7, 2017 |
| Matthew Erwin Boelter | Voya Financial Advisors, Inc. other | Viridian Ria, LLC other | Other | Feb 7, 2017 | Feb 8, 2017 |
| Charles B Hagel | Voya Financial Advisors, Inc. other | Truist Advisory Services, Inc. other | Other | Feb 2, 2017 | Jul 24, 2017 (172 d) |
| Cody Edward Meyerdirk | Voya Financial Advisors, Inc. other | Nationwide Investment Advisors, LLC other | Other | Feb 2, 2017 | Feb 16, 2017 |
| Alfred Lawrence Hymans | Voya Financial Advisors, Inc. other | Securities America Advisors, Inc. other | Other | Jan 30, 2017 | Jan 27, 2017 |
| Gregg William Holgate | Voya Financial Advisors, Inc. other | Osaic Fa, Inc. other | Other | Jan 27, 2017 | Mar 27, 2017 (59 d) |
| Mark Cully Norton | Voya Financial Advisors, Inc. other | Stratos Wealth Partners, Ltd other | Other | Jan 26, 2017 | Jan 26, 2017 |
| Jeri An C Yamamoto | Voya Financial Advisors, Inc. other | Bankoh Advisors other | Other | Jan 10, 2017 | Jan 9, 2017 |
| Kelly Anne Hughes | Voya Financial Advisors, Inc. other | RBC Capital Markets, LLC national BD | Other | Jan 3, 2017 | Jan 9, 2017 |
| David L Knutson | Voya Financial Advisors, Inc. other | Corecap Advisors other | Other | Dec 31, 2016 | Mar 12, 2018 (436 d) |
| Wendi Chrystina Cowdrey-Ragon | Voya Financial Advisors, Inc. other | Cuna Brokerage Services, Inc. other | Other | Dec 31, 2016 | Jun 18, 2017 (169 d) |
| Monica Joan Bellner | Voya Financial Advisors, Inc. other | Charles Schwab & Co., Inc. national BD | Other | Dec 31, 2016 | Jan 21, 2018 (386 d) |
| Johnnie Willie Hall | Voya Financial Advisors, Inc. other | Vestwyze, LLC state registered | Other | Dec 31, 2016 | Jun 25, 2021 (1637 d) |
| Martin E Palomo | Voya Financial Advisors, Inc. other | Argent Wealth, LLC independent RIA | Other | Dec 31, 2016 | Apr 13, 2022 (1929 d) |
| John Henry Boyle | Voya Financial Advisors, Inc. other | Rocky Mountain Wealth Architects unclassified | Other | Dec 31, 2016 | Feb 16, 2017 (47 d) |
| Adam Gladstone | Voya Financial Advisors, Inc. other | LPL Financial LLC other | Other | Dec 16, 2016 | Dec 9, 2016 |
| Michael Ron Onkes | Voya Financial Advisors, Inc. other | Independent Financial Partners other | Other | Dec 16, 2016 | Dec 16, 2016 |
| David Lee Fowler | Voya Financial Advisors, Inc. other | LPL Financial LLC other | Other | Nov 19, 2016 | Nov 21, 2016 |
| Denise Greene French | Voya Financial Advisors, Inc. other | Belpointe Asset Management LLC other | Other | Nov 17, 2016 | Nov 23, 2016 |
| Ryan M Vollweiler | Voya Financial Advisors, Inc. other | Schwab Wealth Advisory, Inc. no RAUM | Other | Nov 15, 2016 | Oct 3, 2021 (1783 d) |
| Carl Aaron Durden | Voya Financial Advisors, Inc. other | Kestra Advisory Services, LLC other | Other | Nov 15, 2016 | Nov 9, 2016 |
| Selena Krampota | Voya Financial Advisors, Inc. other | Kestra Advisory Services, LLC other | Other | Nov 15, 2016 | Nov 9, 2016 |
| Will Thomas Froeschle | Voya Financial Advisors, Inc. other | Edward Jones national BD | Other | Nov 11, 2016 | Nov 9, 2016 |
| Suzanne S Udoni | Voya Financial Advisors, Inc. other | Woodbury Financial Services, Inc. other | Other | Nov 10, 2016 | Nov 8, 2016 |
| Olin Robert Johanssen | Voya Financial Advisors, Inc. other | On Investment Management Co other | Other | Nov 10, 2016 | Nov 10, 2016 |
| Joseph Santo Marino | Voya Financial Advisors, Inc. other | Kms Financial Services, Inc other | Other | Nov 7, 2016 | Nov 29, 2016 |
| Bret Lee Niemuth | Voya Financial Advisors, Inc. other | Beacon Capital, LLC independent RIA | Other | Nov 4, 2016 | Feb 14, 2017 (102 d) |
| Avi No Middle Name Kantor | Voya Financial Advisors, Inc. other | Certior Financial Group, LLC no RAUM | Other | Oct 31, 2016 | Nov 2, 2016 |
| Gary Phillip Gallagher | Voya Financial Advisors, Inc. other | Certior Financial Group, LLC no RAUM | Other | Oct 31, 2016 | Nov 1, 2016 |