DFX Intelligence
RIA Intelligence
Advisor moves
Departures from RBC Capital Markets, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Adam Richard Fein | RBC Capital Markets, LLC national BD | Ep Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 27, 2024 | Dec 3, 2025 (616 d) |
| Ashley M Avery | RBC Capital Markets, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Mar 27, 2024 | Oct 28, 2024 (215 d) |
| Melissa K Burek | RBC Capital Markets, LLC national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 22, 2024 | Mar 18, 2024 |
| Erik Wilkowski | RBC Capital Markets, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 22, 2024 | Apr 5, 2024 |
| Lawrence William Cummings | RBC Capital Markets, LLC national BD | Main Street Financial Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2024 | Mar 1, 2024 |
| John Perry | RBC Capital Markets, LLC national BD | Steelpeak Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2024 | Mar 5, 2024 |
| Geoffrey Pryor Butts | RBC Capital Markets, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 15, 2024 | Mar 22, 2024 |
| Clifford G. Wang | RBC Capital Markets, LLC national BD | Main Street Financial Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2024 | Mar 1, 2024 |
| Andrea Tatiana Arias Turriago | RBC Capital Markets, LLC national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 15, 2024 | Mar 8, 2024 |
| Eric Andrew Pemberton | RBC Capital Markets, LLC national BD | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 14, 2024 | Mar 15, 2024 |
| Martin L Calvert | RBC Capital Markets, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 1, 2024 | Mar 4, 2024 |
| Michael James O'Brien | RBC Capital Markets, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 1, 2024 | Feb 16, 2024 |
| Matthew Turner | RBC Capital Markets, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 1, 2024 | Feb 16, 2024 |
| Allie Elizabeth Henke | RBC Capital Markets, LLC national BD | Saltbox Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 22, 2024 | Mar 21, 2024 |
| Brian Michael Dixon | RBC Capital Markets, LLC national BD | Kingswood Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 8, 2024 | Jan 25, 2024 |
| Marc Andrew Pacella | RBC Capital Markets, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 1, 2024 | Jan 19, 2024 |
| Diana Ruddy | RBC Capital Markets, LLC national BD | State Farm Investment Management Corp. asset manager | Other | Feb 1, 2024 | May 26, 2026 (845 d) |
| Gina J Dandrea | RBC Capital Markets, LLC national BD | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 1, 2024 | Feb 26, 2024 |
| Janiel Nichole Begger | RBC Capital Markets, LLC national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jan 26, 2024 | Mar 13, 2023 |
| Carol Ann Goetsch | RBC Capital Markets, LLC national BD | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 25, 2024 | Jun 28, 2024 (155 d) |
| Ellen Elizabeth Police | RBC Capital Markets, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 25, 2024 | Apr 23, 2025 (454 d) |
| Jordan Thompson Dunsmore | RBC Capital Markets, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 25, 2024 | Jan 11, 2024 |
| Kyle Macintyre Thomas | RBC Capital Markets, LLC national BD | Guardian Wealth Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 25, 2024 | Jan 25, 2024 |
| Jeff Ernest Heberling | RBC Capital Markets, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jan 17, 2024 | Jan 5, 2024 |
| Eric Morris | RBC Capital Markets, LLC national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 11, 2024 | Jan 17, 2024 |
| Michael K Warne | RBC Capital Markets, LLC national BD | Moors & Cabot, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2024 | Jan 2, 2024 |
| Peter Scheffler | RBC Capital Markets, LLC national BD | &Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2024 | Jan 9, 2024 |
| Terence Robert Gross | RBC Capital Markets, LLC national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2024 | Feb 15, 2024 (44 d) |
| Michael Banayan | RBC Capital Markets, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 22, 2023 | Dec 8, 2023 |
| Anthony D Corona | RBC Capital Markets, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2023 | Dec 8, 2023 |
| Michael John Pritts | RBC Capital Markets, LLC national BD | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 22, 2023 | Jan 9, 2024 |
| Justin Patrick Gervais | RBC Capital Markets, LLC national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2023 | Dec 7, 2023 |
| Bridgett A Starr | RBC Capital Markets, LLC national BD | Nicolet Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 22, 2023 | Jan 24, 2024 (33 d) |
| Aminata Jarboh | RBC Capital Markets, LLC national BD | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2023 | Feb 7, 2024 (47 d) |
| Lynn Ann Boland | RBC Capital Markets, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2023 | Nov 20, 2023 |
| Noah Jacobson | RBC Capital Markets, LLC national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Dec 13, 2023 | Nov 29, 2023 |
| Kelli Annette Miller | RBC Capital Markets, LLC national BD | Next Financial Group, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2023 | Dec 8, 2023 |
| Patrick Mitchell Murdock | RBC Capital Markets, LLC national BD | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2023 | Dec 4, 2023 |
| Scott D. Burns | RBC Capital Markets, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Dec 7, 2023 | Nov 9, 2023 |
| Michelle L German | RBC Capital Markets, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 7, 2023 | Dec 20, 2023 |
| Stacey J Young | RBC Capital Markets, LLC national BD | Means Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 28, 2023 | Nov 5, 2025 (708 d) |
| Keith Bernard Bryant | RBC Capital Markets, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Nov 24, 2023 | Nov 3, 2023 |
| Anna Liza De Pinto | RBC Capital Markets, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Nov 24, 2023 | Nov 3, 2023 |
| Landra Lilly Macy | RBC Capital Markets, LLC national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 24, 2023 | Nov 3, 2023 |
| Ryan Francis Sullivan | RBC Capital Markets, LLC national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 24, 2023 | Nov 3, 2023 |
| Kyle Thomas Blodgett | RBC Capital Markets, LLC national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 24, 2023 | Nov 3, 2023 |
| Nadine E Haufe | RBC Capital Markets, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 24, 2023 | Apr 15, 2024 (143 d) |
| Christopher Keith Bryant | RBC Capital Markets, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Nov 24, 2023 | Nov 3, 2023 |
| Niles Christian Gale | RBC Capital Markets, LLC national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 24, 2023 | Nov 3, 2023 |
| Mary Sani | RBC Capital Markets, LLC national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 24, 2023 | Nov 3, 2023 |
| Becky Jones | RBC Capital Markets, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Nov 24, 2023 | Nov 3, 2023 |
| Carissa Marie Henderson | RBC Capital Markets, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Nov 24, 2023 | Nov 3, 2023 |
| Jessica Randi Simpson | RBC Capital Markets, LLC national BD | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 16, 2023 | Jan 5, 2026 (781 d) |
| Justin Woo Young Lee | RBC Capital Markets, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 16, 2023 | Nov 15, 2023 |
| Jake C Meza-Hernandez | RBC Capital Markets, LLC national BD | Voya Retirement Advisors, LLC other | Other | Nov 10, 2023 | Nov 21, 2023 |
| Larry Lincoln | RBC Capital Markets, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 9, 2023 | Oct 20, 2023 |
| Jennifer H Galvin | RBC Capital Markets, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 9, 2023 | Oct 20, 2023 |
| Alexander Bryan Cote | RBC Capital Markets, LLC national BD | Scs Capital Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 9, 2023 | Feb 14, 2024 (97 d) |
| Trevor Phillips Johnson | RBC Capital Markets, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2023 | Oct 12, 2023 |
| Brian Paul Russo | RBC Capital Markets, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2023 | Oct 18, 2023 |
2,415 moves match.