| Bryan David Pitney | Voya Financial Partners, LLC other | Voya Financial Advisors, Inc. other | Other | Dec 31, 2010 | Dec 16, 2010 |
| David Charles Eisenstein | Voya Financial Partners, LLC other | Ameriprise Financial Services, LLC national BD | Other | Dec 8, 2010 | Apr 27, 2011 (140 d) |
| Steven Joseph Deacon | Voya Financial Partners, LLC other | Blackrock Financial Management, Inc other | Other | Dec 2, 2010 | Apr 28, 2011 (147 d) |
| Kimberly A Douglas | Voya Financial Partners, LLC other | Bolton Global Asset Management other | Other | Nov 8, 2010 | Apr 25, 2011 (168 d) |
| Greta Messarra Woodward | Voya Financial Partners, LLC other | Wells Fargo Advisors wirehouse | Other | Oct 13, 2010 | Oct 5, 2010 |
| Scott Aron Brown | Voya Financial Partners, LLC other | Oneamerica Securities, Inc. other | Other | Sep 30, 2010 | Oct 6, 2010 |
| Craig Allen Parks | Voya Financial Partners, LLC other | Morgan Stanley wirehouse | Other | Sep 2, 2010 | Nov 16, 2010 (75 d) |
| Eric M. Rwiliriza | Voya Financial Partners, LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jul 30, 2010 | May 11, 2011 (285 d) |
| Thomas John Cama | Voya Financial Partners, LLC other | Investment Advisors Corp other | Other | May 14, 2010 | May 5, 2010 |
| Jeffrey Lewis Gitterman | Voya Financial Partners, LLC other | Triad Advisors, LLC other | Other | May 5, 2010 | May 5, 2010 |
| David Irwin Katz | Voya Financial Partners, LLC other | Triad Advisors, LLC other | Other | May 5, 2010 | May 5, 2010 |
| Theodore Victor Kowalchyn | Voya Financial Partners, LLC other | Triad Advisors, LLC other | Other | May 5, 2010 | May 5, 2010 |
| Elias Stuart Rauch | Voya Financial Partners, LLC other | Triad Advisors, LLC other | Other | May 5, 2010 | May 5, 2010 |
| Tara L Jakubik | Voya Financial Partners, LLC other | Triad Advisors, LLC other | Other | May 5, 2010 | May 5, 2010 |
| Daniel Armas | Voya Financial Partners, LLC other | Triad Advisors, LLC other | Other | May 5, 2010 | May 5, 2010 |
| Dennis Lewis Schlegel | Voya Financial Partners, LLC other | Gitterman Wealth Management, LLC other | Other | May 5, 2010 | Aug 5, 2010 (92 d) |
| Stephen Mark Littenberg | Voya Financial Partners, LLC other | B. Riley Wealth Advisors, Inc. other | Other | Apr 23, 2010 | Apr 15, 2010 |
| Adam James Seifts | Voya Financial Partners, LLC other | Wealth Enhancement Advisory Services, LLC BD affiliated | Other | Mar 26, 2010 | Nov 3, 2020 (3875 d) |
| Cameron Peyton Clear | Voya Financial Partners, LLC other | Osaic Fa, Inc. other | Other | Mar 15, 2010 | Nov 21, 2011 (616 d) |
| Matthew John Drummond | Voya Financial Partners, LLC other | Equitable Advisors, LLC national BD | Other | Mar 4, 2010 | Mar 3, 2010 |
| Lynn Marie Thibeau | Voya Financial Partners, LLC other | Thibeau Financial Consulting, LLC state registered | Other | Feb 17, 2010 | Jun 19, 2018 (3044 d) |
| Hal Vincent Caprara | Voya Financial Partners, LLC other | Great American Advisors, Inc. other | Other | Jan 12, 2010 | Jan 5, 2010 |
| Gary Wayne Latuszewski | Voya Financial Partners, LLC other | Great American Advisors, Inc. other | Other | Jan 8, 2010 | Dec 23, 2009 |
| James Vincent Rogan | Voya Financial Partners, LLC other | Great American Advisors, Inc. other | Other | Jan 8, 2010 | Dec 23, 2009 |
| Francisco Rene Gonzalez | Voya Financial Partners, LLC other | Wfg Advisors, LP other | Other | Dec 16, 2009 | Dec 21, 2009 |
| Meghan Kathleen Doherty | Voya Financial Partners, LLC other | Equitable Advisors, LLC national BD | Other | Sep 22, 2009 | Oct 5, 2009 |
| David Allen Brounley | Voya Financial Partners, LLC other | Gitterman Wealth Management, LLC other | Other | Sep 10, 2009 | May 14, 2010 (246 d) |
| Cara Corinne Magliocco | Voya Financial Partners, LLC other | Voya Investment Management Co. LLC other | Other | Aug 20, 2009 | Aug 19, 2009 |
| Narine K Mardanyan | Voya Financial Partners, LLC other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Aug 20, 2009 | Jan 19, 2011 (517 d) |
| Jeffrey William Wilhelms | Voya Financial Partners, LLC other | Great American Advisors, Inc. other | Other | Jun 9, 2009 | Sep 9, 2009 (92 d) |
| Frederick August Schaefer | Voya Financial Partners, LLC other | Chase Investment Services Corp. other | Other | Apr 8, 2009 | Aug 25, 2009 (139 d) |
| Daniel Alan Raymond | Voya Financial Partners, LLC other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Apr 3, 2009 | Apr 9, 2009 |
| William Leo Lowe | Voya Financial Partners, LLC other | Directed Services LLC other | Other | Mar 4, 2009 | Jul 29, 2009 (147 d) |
| Debby J Minot | Voya Financial Partners, LLC other | Planmember Securities Corporation other | Other | Mar 3, 2009 | Jun 2, 2009 (91 d) |
| Michael Sean Woods | Voya Financial Partners, LLC other | Nrp Advisors, Inc. unclassified | Other | Jan 26, 2009 | Jan 21, 2009 |
| Theodore Edward Greggis | Voya Financial Partners, LLC other | Blackridge Asset Management, LLC independent RIA | Other | Dec 3, 2008 | Dec 3, 2019 (4017 d) |
| Raymond Paul Radikas | Voya Financial Partners, LLC other | Independent Financial Group, LLC other | Other | Oct 27, 2008 | Jul 12, 2017 (3180 d) |
| Kent Allan Colwell | Voya Financial Partners, LLC other | Edward Jones national BD | Other | Oct 20, 2008 | Apr 26, 2010 (553 d) |
| Stephen Lee Gaustad | Voya Financial Partners, LLC other | Aegis Financial Group, Inc. unclassified | Other | Sep 11, 2008 | Sep 15, 2008 |
| Filip Earl Wieland | Voya Financial Partners, LLC other | Planmember Securities Corporation other | Other | Aug 7, 2008 | Aug 5, 2008 |
| Debra-Ann E Gebo | Voya Financial Partners, LLC other | Morgan Stanley wirehouse | Other | Jun 25, 2008 | Jan 30, 2013 (1680 d) |
| Joseph John Opalski | Voya Financial Partners, LLC other | Woodbury Financial Services, Inc. other | Other | Jun 12, 2008 | Jun 18, 2008 |
| Michael Jozef Opalski | Voya Financial Partners, LLC other | Td Ameritrade Investment Management, LLC other | Other | Jun 9, 2008 | Jul 31, 2008 (52 d) |
| Mark Barkasy | Voya Financial Partners, LLC other | Signator Investors, Inc. other | Other | Jun 4, 2008 | Sep 17, 2008 (105 d) |
| Karin De Maria Alvarado | Voya Financial Partners, LLC other | Equitable Advisors, LLC national BD | Other | May 7, 2008 | Jun 4, 2008 |
| Frederick Minot | Voya Financial Partners, LLC other | Empower Advisory Group, LLC other | Other | May 2, 2008 | Jan 23, 2017 (3188 d) |
| Robert Freeman Young | Voya Financial Partners, LLC other | Empower Advisory Group, LLC other | Other | Mar 25, 2008 | Feb 6, 2017 (3240 d) |
| Matthew Nmn O'Brien | Voya Financial Partners, LLC other | Commonwealth Financial Network national BD | Other | Mar 19, 2008 | Feb 4, 2013 (1783 d) |
| Daniel D Murphy | Voya Financial Partners, LLC other | Morgan Stanley wirehouse | Other | Mar 18, 2008 | Jun 16, 2010 (820 d) |
| Michael Daniel Flaherty | Voya Financial Partners, LLC other | Canby Financial Advisors unclassified | Other | Mar 17, 2008 | Oct 23, 2012 (1681 d) |
| Robert James Andreola | Voya Financial Partners, LLC other | Charles Schwab & Co., Inc. national BD | Other | Mar 14, 2008 | Jan 25, 2012 (1412 d) |
| Derrick Boyd Smith | Voya Financial Partners, LLC other | Moneysmith, LLC unclassified | Other | Nov 7, 2007 | Nov 20, 2007 |
| Andrew Hamilton Brookshire | Voya Financial Partners, LLC other | Stanford Group Company unclassified | Other | Oct 22, 2007 | Nov 7, 2007 |
| H. Terry Martine | Voya Financial Partners, LLC other | Planmember Securities Corporation other | Other | Oct 9, 2007 | Oct 9, 2007 |
| David Lawrence Payne | Voya Financial Partners, LLC other | Planmember Securities Corporation other | Other | Oct 8, 2007 | Nov 5, 2007 |
| Joseph Avallone | Voya Financial Partners, LLC other | Planmember Securities Corporation other | Other | Oct 8, 2007 | Oct 23, 2007 |
| Michael Stephen Berzovich | Voya Financial Partners, LLC other | Planmember Securities Corporation other | Other | Oct 8, 2007 | Oct 10, 2007 |
| Eric Charles Tharp | Voya Financial Partners, LLC other | Planmember Securities Corporation other | Other | Oct 8, 2007 | Oct 10, 2007 |
| Bryan Raymond Paquette | Voya Financial Partners, LLC other | Walnut Street Securities, Inc. other | Other | Oct 1, 2007 | Oct 30, 2007 |
| Dennis R Ahlm | Voya Financial Partners, LLC other | Ameriprise Financial Services, LLC national BD | Other | Oct 1, 2007 | Dec 19, 2013 (2271 d) |