DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Osaic Fs, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
James Howard Mckee	Osaic Fs, Inc. other	Mckee Wealth Management state registered	Other	Mar 13, 2015	Apr 13, 2015 (31 d)
Howard Robert Gorbach	Osaic Fs, Inc. other	Independent Advisers Group Corp other	Other	Jan 15, 2015	Feb 21, 2003
Monique Marie Pressley	Osaic Fs, Inc. other	Stableford Capital LLC no RAUM	Other	Dec 4, 2014	Jan 13, 2015 (40 d)
Ryan Christopher Whitley	Osaic Fs, Inc. other	Waddell & Reed other	Other	Nov 13, 2014	Dec 18, 2014 (35 d)
Marc G Linsky	Osaic Fs, Inc. other	Summit Financial Group Inc other	Other	Nov 6, 2014	Oct 23, 2014
Elyse Robin Jurman	Osaic Fs, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Nov 6, 2014	Feb 14, 2024 (3387 d)
James Spencer Jones	Osaic Fs, Inc. other	Independent Advisers Group Corp other	Other	Nov 4, 2014	Sep 2, 2010
Christopher Mark Burnette	Osaic Fs, Inc. other	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Sep 19, 2014	Aug 27, 2019 (1803 d)
Barry A Barnette	Osaic Fs, Inc. other	Foresters Equity Services, Inc. other	Other	Aug 27, 2014	Sep 11, 2014
James M Wallace	Osaic Fs, Inc. other	Securities America Advisors, Inc. other	Other	Aug 14, 2014	Aug 8, 2014
Travis L White	Osaic Fs, Inc. other	Securities America Advisors, Inc. other	Other	Aug 12, 2014	Aug 7, 2014
Brent Dalton Thoman	Osaic Fs, Inc. other	Corevision Financial Group no RAUM	Other	Jul 31, 2014	May 12, 2023 (3207 d)
Jeremy Grant Tincher	Osaic Fs, Inc. other	Private Advisor Group, LLC other	Other	Jul 24, 2014	Jun 30, 2014
James Scott Sullivan	Osaic Fs, Inc. other	Private Advisor Group, LLC other	Other	Jul 22, 2014	Jun 30, 2014
Charles Philip Clark	Osaic Fs, Inc. other	Independent Advisers Group Corp other	Other	Jul 22, 2014	Sep 17, 2002
Matthew H Staples	Osaic Fs, Inc. other	Citizens Securities, Inc. other	Other	Jul 21, 2014	Jan 22, 2015 (185 d)
Melissa Godwin Scott	Osaic Fs, Inc. other	First Citizens Investor Services, Inc. other	Other	Jul 15, 2014	Jul 23, 2014
Lauren Kelly Keilman	Osaic Fs, Inc. other	Morgan Stanley wirehouse	Other	Jun 20, 2014	Jun 6, 2014
Faith Goldman Rash	Osaic Fs, Inc. other	Research Financial Strategies other	Other	Jun 20, 2014	Jun 24, 2014
Richard Arthur Shively	Osaic Fs, Inc. other	Transamerica Financial Advisors, LLC other	Other	Apr 28, 2014	Aug 19, 2014 (113 d)
David Allen Wood	Osaic Fs, Inc. other	Arbor Point Advisors BD affiliated	Other	Apr 8, 2014	Dec 21, 2018 (1718 d)
Kyle Thomas Cronan	Osaic Fs, Inc. other	Pnc Managed Account Solutions, Inc. other	Other	Mar 15, 2014	Mar 20, 2014
Daniel Harlan Boone	Osaic Fs, Inc. other	LPL Financial LLC other	Other	Dec 24, 2013	Dec 13, 2013
Garth Anthony Ivey	Osaic Fs, Inc. other	Investacorp Advisory Services Inc other	Other	Dec 5, 2013	Dec 6, 2013
Bryan K Scarratt	Osaic Fs, Inc. other	Securities America Advisors, Inc. other	Other	Dec 2, 2013	Dec 3, 2013
Cheryl Dickey Mcguire	Osaic Fs, Inc. other	Securities America Advisors, Inc. other	Other	Nov 29, 2013	Dec 2, 2013
Ray Lewis	Osaic Fs, Inc. other	Securities America Advisors, Inc. other	Other	Nov 27, 2013	Dec 2, 2013
Joseph Tyler Foxworth	Osaic Fs, Inc. other	MML Investors Services, LLC other	Other	Nov 27, 2013	Feb 26, 2014 (91 d)
Christopher Thomas Vines	Osaic Fs, Inc. other	Securities America Advisors, Inc. other	Other	Nov 22, 2013	Nov 21, 2013
Delphine Cormiae Hunt	Osaic Fs, Inc. other	LPL Financial LLC other	Other	Nov 12, 2013	Oct 16, 2013
Kathy Michelle Keadle	Osaic Fs, Inc. other	Securities America Advisors, Inc. other	Other	Nov 8, 2013	Nov 14, 2013
Carole Leigh Donohoo	Osaic Fs, Inc. other	Regal Investment Advisors LLC other	Other	Aug 9, 2013	Aug 8, 2013
Bryce Kay Larson	Osaic Fs, Inc. other	Cambridge Investment Research Advisors, Inc. BD affiliated	Other	Jul 25, 2013	Feb 28, 2019 (2044 d)
Charlotte Nanette Williams	Osaic Fs, Inc. other	Forge Financial no RAUM	Other	Jun 27, 2013	Jan 15, 2020 (2393 d)
John Barry Dotson	Osaic Fs, Inc. other	Forge Financial no RAUM	Other	Jun 27, 2013	Jan 15, 2020 (2393 d)
Jeffrey L Goff	Osaic Fs, Inc. other	Edward Jones national BD	Other	Jun 8, 2013	Jun 10, 2013
Marc Scott Schliefer	Osaic Fs, Inc. other	U.S. Financial Advisors other	Other	May 17, 2013	May 3, 2013
Amanda Rae Plonski	Osaic Fs, Inc. other	U.S. Financial Advisors other	Other	May 14, 2013	May 3, 2013
James Richard Hill	Osaic Fs, Inc. other	Principal Securities, Inc. BD affiliated	Other	Apr 17, 2013	Jun 19, 2019 (2254 d)
Christopher Hays Wilkinson	Osaic Fs, Inc. other	Edward Jones national BD	Other	Apr 8, 2013	Apr 29, 2013
Brian Farrel Springberg	Osaic Fs, Inc. other	Sagepoint Financial, Inc. other	Other	Mar 7, 2013	Mar 4, 2013
Becky Lynn Walker	Osaic Fs, Inc. other	Independent Advisers Group Corp other	Other	Feb 5, 2013	Jan 9, 2001
Kevin James O'Day	Osaic Fs, Inc. other	Level Four Advisory Services other	Other	Jan 18, 2013	Jan 25, 2012
Christine Beschen	Osaic Fs, Inc. other	Bcg Securities, Inc. other	Other	Jan 16, 2013	Apr 29, 2014 (468 d)
Mitchell Steven Avnet	Osaic Fs, Inc. other	Lucia Capital Group other	Other	Dec 31, 2012	Nov 21, 2013 (325 d)
James Edmond Dortch	Osaic Fs, Inc. other	Independent Financial Partners other	Other	Dec 13, 2012	Dec 17, 2012
Brian Harding Dawahare	Osaic Fs, Inc. other	Independent Financial Partners other	Other	Dec 13, 2012	Dec 17, 2012
Rickie Wayne Williams	Osaic Fs, Inc. other	Independent Financial Partners other	Other	Dec 13, 2012	Sep 17, 2013 (278 d)
Charles Ford Farmer	Osaic Fs, Inc. other	Knox Wealth Partners Advisory no RAUM	Other	Dec 11, 2012	Jul 12, 2017 (1674 d)
Melissa A Geracimos	Osaic Fs, Inc. other	LPL Financial LLC other	Other	Dec 11, 2012	Nov 30, 2012
Douglas Andrew Mccarthy	Osaic Fs, Inc. other	Financial Telesis, Inc. other	Other	Dec 11, 2012	Nov 21, 2012
Judith Watkins Blaising	Osaic Fs, Inc. other	Independent Advisers Group Corp other	Other	Dec 3, 2012	Sep 29, 1993
Cory Matthew Davenport	Osaic Fs, Inc. other	Sound Financial Investment Management, LLC state registered	Other	Nov 28, 2012	Oct 31, 2012
Stephen R Holt	Osaic Fs, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Nov 26, 2012	Nov 12, 2012
Douglas Anthony Potash	Osaic Fs, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Oct 17, 2012	Oct 12, 2012
Christopher Mark Strehle	Osaic Fs, Inc. other	Independent Advisers Group Corp other	Other	Aug 21, 2012	Sep 4, 2007
Matthew Gerard Deller	Osaic Fs, Inc. other	Independent Advisers Group Corp other	Other	Aug 21, 2012	Sep 4, 2007
Michael Thomas Cice	Osaic Fs, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Aug 8, 2012	Aug 1, 2012
Grant C Holdren	Osaic Fs, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Aug 8, 2012	Aug 1, 2012
Brion Patrick Harris	Osaic Fs, Inc. other	Independent Advisers Group Corp other	Other	Aug 6, 2012	Jan 27, 2005

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711 moves match.