Advisor moves

Departures from Osaic Fs, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ann M. CovingtonOsaic Fs, Inc. otherLPL Financial LLC otherOtherJul 20, 2012Jul 16, 2012
Chelsea Nichole RexingOsaic Fs, Inc. otherMorgan Stanley wirehouseOtherJul 20, 2012Jul 19, 2012
Albert Frank ChernayOsaic Fs, Inc. otherAllstate Financial Advisors, LLC no RAUMOtherJun 27, 2012Jul 6, 2012
Richard Anthony McgrathOsaic Fs, Inc. otherDeeproot Wealth Advisors, LLC unclassifiedOtherMay 18, 2012Sep 12, 2014 (847 d)
Roderic Lamarr SmithOsaic Fs, Inc. otherWells Fargo Advisors wirehouseOtherApr 26, 2012Apr 17, 2012
Michael Jon MacdonaldOsaic Fs, Inc. otherUnited Planners' Financial Services Of America A Limited Partner otherOtherApr 26, 2012Apr 18, 2012
Kayvan KaroonOsaic Fs, Inc. otherB. Riley Wealth Advisors, Inc. otherOtherApr 13, 2012Apr 10, 2012
Coby Van HarperOsaic Fs, Inc. otherM Holdings Securities, Inc. otherOtherApr 11, 2012Apr 2, 2012
George Michael RussellOsaic Fs, Inc. otherB. Riley Wealth Advisors, Inc. otherOtherApr 11, 2012Apr 14, 2012
Paul Joseph SmithOsaic Fs, Inc. otherForesters Equity Services, Inc. otherOtherMar 22, 2012Mar 23, 2012
David Joseph KiniryOsaic Fs, Inc. otherSecurian Financial Services, Inc. otherOtherMar 20, 2012Apr 5, 2012
Simler Creig BatchelerOsaic Fs, Inc. otherTrustmont Advisory Group, Inc. otherOtherMar 6, 2012Mar 6, 2012
Carla Nadine SoutherOsaic Fs, Inc. otherRaymond James Financial Services Advisors, Inc otherOtherMar 1, 2012Mar 1, 2012
Paul David GregoryOsaic Fs, Inc. otherWaddell & Reed otherOtherMar 1, 2012Mar 14, 2012
John Randolph PeelleOsaic Fs, Inc. otherPeelle Wealth Management, LLC state registeredOtherFeb 21, 2012Feb 17, 2012
Adam Keith HrubyOsaic Fs, Inc. otherRaymond James & Associates, Inc. national BDOtherFeb 9, 2012Oct 23, 2019 (2813 d)
Shawn Michael BragdonOsaic Fs, Inc. otherTlg Advisors, Inc. otherOtherFeb 8, 2012Feb 15, 2017 (1834 d)
Pedro Sergio ChavezOsaic Fs, Inc. otherPnc Managed Account Solutions, Inc. otherOtherDec 31, 2011Mar 14, 2016 (1535 d)
Marlon D MilesOsaic Fs, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherOct 18, 2011Oct 31, 2011
David Cummins McmanusOsaic Fs, Inc. otherHighland Capital Advisors , LLC state registeredOtherAug 19, 2011Oct 21, 2011 (63 d)
Philip Joseph BongiornoOsaic Fs, Inc. otherRegal Investment Advisors LLC otherOtherJul 29, 2011Sep 9, 2014 (1138 d)
James Ardmore BradleyOsaic Fs, Inc. otherSecurian Financial Services, Inc. otherOtherJul 1, 2011Nov 16, 2011 (138 d)
Charles Lloyd GorenbergOsaic Fs, Inc. otherBelpointe Asset Management LLC independent RIAOtherJun 24, 2011Feb 14, 2019 (2792 d)
Dwight Lamont FergusonOsaic Fs, Inc. otherQuestar Asset Management, Inc. otherOtherMay 18, 2011May 12, 2011
Thomas Morris MartinOsaic Fs, Inc. otherLPL Financial LLC otherOtherMay 11, 2011Apr 29, 2011
Eduardo Rafael IniguezOsaic Fs, Inc. otherWorkman Securities Corporation unclassifiedOtherMay 2, 2011Apr 20, 2011
Richard Neil YountsOsaic Fs, Inc. otherSoutheast Investments, N.C., Inc. state registeredOtherApr 20, 2011Aug 9, 2012 (477 d)
Donald Eugene BentleyOsaic Fs, Inc. otherGlobal Financial Private Capital, Inc. otherOtherApr 1, 2011Apr 15, 2011
William Albert MartinOsaic Fs, Inc. otherSterne Agee Investment Advisor Services, Inc. otherOtherFeb 18, 2011Feb 4, 2011
Charles Kendall DebenonOsaic Fs, Inc. otherLifeplan Financial Services, LP state registeredOtherFeb 4, 2011Jun 1, 2011 (117 d)
Marty Michael MartinezOsaic Fs, Inc. otherTricor Advisory Services, LLC otherOtherJan 25, 2011Apr 17, 2012 (448 d)
Kimberly Viner PlaceOsaic Fs, Inc. otherMsi Financial Services, Inc. otherOtherJan 21, 2011Feb 8, 2011
Robert Michael BurkarthOsaic Fs, Inc. otherOppenheimer & Co. Inc. otherOtherJan 19, 2011Jan 24, 2011
Daniel Thomas ScalziOsaic Fs, Inc. otherOppenheimer & Co. Inc. otherOtherJan 19, 2011Jan 24, 2011
Lise Marie RobinsonOsaic Fs, Inc. otherOppenheimer & Co. Inc. otherOtherJan 19, 2011Jan 19, 2011
Adrian Trent PodsednikOsaic Fs, Inc. otherLevel Four Advisory Services otherOtherDec 17, 2010Dec 20, 2010
Michele Marie LantzOsaic Fs, Inc. otherIndependent Financial Partners otherOtherDec 14, 2010Dec 13, 2010
Stephen Frederick HillOsaic Fs, Inc. otherStephen F. Hill And Associates L.L.C. state registeredOtherNov 26, 2010Jan 14, 2013 (780 d)
Mark Alan ChandikOsaic Fs, Inc. otherValmark Advisers, Inc. otherOtherOct 22, 2010Nov 19, 2010
Christopher Michael CiceOsaic Fs, Inc. otherIndependent Advisers Group Corp otherOtherOct 14, 2010Apr 6, 2010
Quentin Leon LedfordOsaic Fs, Inc. otherValic Financial Advisors, Inc. otherOtherSep 20, 2010Sep 9, 2010
James WarrenOsaic Fs, Inc. otherLevel Four Advisory Services otherOtherSep 7, 2010Sep 9, 2010
Charles Rex StricklandOsaic Fs, Inc. otherInvest Financial Corporation otherOtherAug 17, 2010Aug 2, 2010
James PetrizzoOsaic Fs, Inc. otherCuna Brokerage Services, Inc. otherOtherAug 4, 2010Aug 10, 2010
Michael Todd MartinOsaic Fs, Inc. otherIndependent Advisers Group Corp otherOtherJun 22, 2010Jun 29, 2005
Randolph Michael MartinOsaic Fs, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherJun 22, 2010Jun 16, 2010
Ed MaisonetOsaic Fs, Inc. otherSecurities America Advisors, Inc. otherOtherMay 26, 2010Jun 8, 2010
Jeffrey D RimerOsaic Fs, Inc. otherLPL Financial LLC otherOtherMay 14, 2010Sep 19, 2016 (2320 d)
Paul Jay MarstonOsaic Fs, Inc. otherBb&T Investment Services, Inc. no RAUMOtherMay 3, 2010Jul 26, 2010 (84 d)
Steven Wayne AikenOsaic Fs, Inc. otherLPL Financial LLC otherOtherApr 27, 2010Apr 26, 2010
Ira Austin CandibOsaic Fs, Inc. otherU.S. Financial Advisors otherOtherApr 23, 2010Apr 28, 2010
Scott Wayne PowellOsaic Fs, Inc. otherAegis Capital Corp. otherOtherApr 23, 2010Apr 26, 2010
Richard Perris DougallOsaic Fs, Inc. otherWorld Equity Group, Inc. otherOtherApr 23, 2010Sep 27, 2010 (157 d)
Rene Michelle KarskoOsaic Fs, Inc. otherFirst Citizens Investor Services, Inc. otherOtherApr 13, 2010Sep 15, 2011 (520 d)
John M HartOsaic Fs, Inc. otherIpi Wealth Management, Inc. otherOtherApr 13, 2010Apr 23, 2010
Bruce E SchreinerOsaic Fs, Inc. otherBerthel Fisher & Company Financial Services, Inc. otherOtherApr 5, 2010Feb 8, 2011 (309 d)
George Thomas PateOsaic Fs, Inc. otherThe Journeys Group, Inc. state registeredOtherMar 17, 2010Dec 7, 2009
Curtis Dean ConeOsaic Fs, Inc. otherThe Journeys Group, Inc. state registeredOtherMar 17, 2010Dec 8, 2009
Scott Brian HinkleOsaic Fs, Inc. otherIndependent Advisers Group Corp otherOtherMar 10, 2010Sep 16, 1999
Thomas Edmund HatfieldOsaic Fs, Inc. otherFirst Financial Coaching, Inc. independent RIAOtherMar 1, 2010Apr 1, 2010 (31 d)
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711 moves match.