DFX Intelligence
Advisor moves
Departures from Citizens Securities, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1,362 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Rafael A. Svelti | Citizens Securities, Inc. BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2020 | Sep 6, 2019 |
| Gledia A Nasrah | Citizens Securities, Inc. BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2020 | Aug 15, 2019 |
| Martina Ann Pfeuffer | Citizens Securities, Inc. BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2020 | Dec 11, 2019 |
| William Joseph Ford | Citizens Securities, Inc. BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2020 | Oct 18, 2019 |
| Rebecca Greene | Citizens Securities, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2020 | Feb 11, 2020 (34 d) |
| Christopher M. Falzone | Citizens Securities, Inc. BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2020 | Oct 25, 2019 |
| John Patrick Davitt | Citizens Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 7, 2020 | Jan 8, 2020 |
| Michael D Snoeyink | Citizens Securities, Inc. BD affiliated | W&S Brokerage Services, Inc. no RAUM | Other | Jan 7, 2020 | Jan 24, 2020 |
| David White Rogers | Citizens Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 7, 2020 | Jan 6, 2020 |
| Jonathan Daly | Citizens Securities, Inc. BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2020 | Jan 15, 2020 |
| John Joseph Fitzgerald | Citizens Securities, Inc. BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 6, 2020 | Feb 10, 2020 (35 d) |
| Michael Richard Shaver | Citizens Securities, Inc. BD affiliated | Blackridge Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 3, 2020 | Feb 18, 2020 (46 d) |
| James Gregory Everlof | Citizens Securities, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jan 3, 2020 | Jan 6, 2020 |
| Kevin Paul Catineau | Citizens Securities, Inc. BD affiliated | Empower Advisory Group, LLC other | Other | Dec 24, 2019 | Oct 13, 2021 (659 d) |
| Howard I Mortenson | Citizens Securities, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 24, 2019 | Oct 5, 2020 (286 d) |
| Jessica Ann Lindsey | Citizens Securities, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Dec 24, 2019 | Jun 2, 2023 (1256 d) |
| Anthony Fisher | Citizens Securities, Inc. BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 24, 2019 | Feb 25, 2020 (63 d) |
| Jonathan L Mitchen | Citizens Securities, Inc. BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2019 | Feb 14, 2020 (53 d) |
| Jason Cvetkovich | Citizens Securities, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Dec 20, 2019 | Dec 17, 2019 |
| Nicholas Patrick Smutney | Citizens Securities, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2019 | Jan 24, 2020 (38 d) |
| Yumei Huang | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 10, 2019 | Jan 10, 2020 (31 d) |
| Brian Mcgillin | Citizens Securities, Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2019 | Sep 8, 2021 (638 d) |
| Raj Shekar | Citizens Securities, Inc. BD affiliated | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2019 | Aug 31, 2020 (271 d) |
| Brian Masker | Citizens Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2019 | Aug 3, 2021 (609 d) |
| Michelle Norbeau | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 2, 2019 | Feb 10, 2020 (70 d) |
| William Alfred Haggard | Citizens Securities, Inc. BD affiliated | Ethic Wealth Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 2, 2019 | Feb 20, 2020 (80 d) |
| Gentian Plaku | Citizens Securities, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Nov 27, 2019 | Dec 3, 2019 |
| Justin Delaney | Citizens Securities, Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 26, 2019 | May 5, 2021 (526 d) |
| Nicholas Ryan Weidner | Citizens Securities, Inc. BD affiliated | Comerica Securities bank affiliated | Other | Nov 26, 2019 | Dec 3, 2019 |
| Jeffrey D Starr | Citizens Securities, Inc. BD affiliated | Stansberry Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 25, 2019 | Jan 5, 2023 (1137 d) |
| Peter G. Valade | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 19, 2019 | Dec 3, 2019 |
| Keith T Lohm | Citizens Securities, Inc. BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2019 | Apr 28, 2021 (539 d) |
| Michael Salah | Citizens Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2019 | Sep 30, 2021 (695 d) |
| Brandon Maurice Heaven | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 5, 2019 | Nov 15, 2019 |
| Andrew Robertson | Citizens Securities, Inc. BD affiliated | Money Smarts, LLC unclassified | Other | Nov 1, 2019 | Jun 29, 2022 (971 d) |
| Gina Marie Bert-Zatto | Citizens Securities, Inc. BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2019 | Dec 23, 2019 (54 d) |
| Kyle Neil Gauthier | Citizens Securities, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Oct 29, 2019 | Nov 8, 2019 |
| Eric Todd Murr | Citizens Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2019 | Nov 13, 2019 |
| John Matthew Jolliffe | Citizens Securities, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2019 | Oct 29, 2019 |
| John Ruggero | Citizens Securities, Inc. BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 21, 2019 | Oct 24, 2019 |
| Alexandra Isabella Kennedy | Citizens Securities, Inc. BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 17, 2019 | Oct 25, 2019 |
| Brian Johnson | Citizens Securities, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2019 | Nov 6, 2019 |
| Erik Wayne Johnson | Citizens Securities, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2019 | Oct 29, 2019 |
| Scott M Metz | Citizens Securities, Inc. BD affiliated | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Oct 8, 2019 | Oct 21, 2019 |
| Michelle Ann Hobart | Citizens Securities, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 7, 2019 | Oct 4, 2019 |
| Aaron Foley | Citizens Securities, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2019 | Nov 27, 2019 (54 d) |
| Joseph Michael Harton | Citizens Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 4, 2019 | Jan 24, 2020 (112 d) |
| David Benjamin Bigger | Citizens Securities, Inc. BD affiliated | Good Life Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 4, 2019 | Oct 18, 2019 |
| Charles Eugene Glass | Citizens Securities, Inc. BD affiliated | On Investment Management Co BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2019 | Mar 20, 2020 (168 d) |
| John Joseph Noone | Citizens Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2019 | Feb 7, 2020 (126 d) |
| Cody Lee Ward | Citizens Securities, Inc. BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2019 | Oct 8, 2019 |
| Michael Alexander Geotes | Citizens Securities, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 25, 2019 | Feb 16, 2021 (510 d) |
| Nathan Randolph Bailey | Citizens Securities, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 23, 2019 | Oct 3, 2019 |
| Oscar G. Rodriguez | Citizens Securities, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2019 | Sep 23, 2019 |
| Yekaterina S Ferraro | Citizens Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2019 | Sep 17, 2019 |
| Fady M Iskander | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 13, 2019 | Nov 28, 2022 (1172 d) |
| Teyonna S. Harris | Citizens Securities, Inc. BD affiliated | Manning & Napier Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 9, 2019 | Mar 27, 2020 (200 d) |
| Jesse Flinton | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 9, 2019 | Sep 27, 2019 |
| Eric Brennen Dixson | Citizens Securities, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2019 | Oct 8, 2019 (32 d) |
| Edward Silversmith | Citizens Securities, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 19, 2019 | Aug 27, 2019 |