DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Oneamerica Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Dennis Joseph Wakely	Oneamerica Securities, Inc. other	Packerland Brokerage Services, Inc. other	Other	Aug 10, 2015	Aug 7, 2015
Raymond Wilhelm Johns	Oneamerica Securities, Inc. other	Allegis Investment Advisors, LLC other	Other	Aug 10, 2015	Jul 29, 2015
Kristopher Erik Galenski	Oneamerica Securities, Inc. other	Gwn Securities Inc. other	Other	Jul 24, 2015	Oct 19, 2015 (87 d)
Chinda Manalo	Oneamerica Securities, Inc. other	Concourse Financial Group Advisors other	Other	Jul 24, 2015	Sep 15, 2015 (53 d)
Jared Brant Reese	Oneamerica Securities, Inc. other	Clear Creek Financial Management, LLC other	Other	Jul 8, 2015	Jun 23, 2015
John Henry Beville	Oneamerica Securities, Inc. other	Pruco Securities, LLC other	Other	Jun 24, 2015	Jul 20, 2015
Ryan David Ahlstrom	Oneamerica Securities, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Jun 24, 2015	Jun 25, 2015
Seth Jacob Kimmel	Oneamerica Securities, Inc. other	Private Advisor Group, LLC other	Other	Jun 12, 2015	Jun 1, 2015
Andrew Jacob Weinstein	Oneamerica Securities, Inc. other	Pruco Securities, LLC other	Other	Jun 12, 2015	Jul 6, 2015
Nancy Lynn Beck	Oneamerica Securities, Inc. other	J. W. Cole Advisors, Inc. other	Other	Jun 3, 2015	May 8, 2015
Glenn Jordan Leest	Oneamerica Securities, Inc. other	Four Peaks Wealth Management, LLC unclassified	Other	Jun 3, 2015	Jun 10, 2015
Robert Lloyd Macnider	Oneamerica Securities, Inc. other	Woodbury Financial Services, Inc. other	Other	May 15, 2015	May 11, 2015
Jordan Paul Knight	Oneamerica Securities, Inc. other	J.P. Morgan Securities LLC wirehouse	Other	May 1, 2015	May 13, 2015
William Yousey	Oneamerica Securities, Inc. other	Vikasa Capital Advisors, LLC unclassified	Other	Apr 2, 2015	May 17, 2016 (411 d)
William Louis Pfadt	Oneamerica Securities, Inc. other	On Investment Management Co other	Other	Mar 13, 2015	Apr 6, 2015
Bennett Egerton Conklin	Oneamerica Securities, Inc. other	Edward Jones national BD	Other	Mar 13, 2015	Dec 1, 2015 (263 d)
Brett Allen Wood	Oneamerica Securities, Inc. other	Corecap Advisors BD affiliated	Other	Mar 13, 2015	Jul 15, 2021 (2316 d)
Jeffrey Alan Murray	Oneamerica Securities, Inc. other	Avant-Garde Advisors LLC other	Other	Feb 20, 2015	Feb 19, 2015
Trenton J. Adams	Oneamerica Securities, Inc. other	Ifg Advisory, LLC other	Other	Jan 31, 2015	Feb 6, 2015
Keri Ann Alcos	Oneamerica Securities, Inc. other	Charles Schwab & Co., Inc. national BD	Other	Jan 29, 2015	Feb 23, 2015
Kevin John Mitchell	Oneamerica Securities, Inc. other	Nationwide Investment Advisors, LLC other	Other	Jan 29, 2015	Feb 3, 2015
William David Rusch	Oneamerica Securities, Inc. other	Securian Financial Services, Inc. other	Other	Jan 8, 2015	Jan 26, 2015
Tyler Mark Petersen	Oneamerica Securities, Inc. other	Financial Insight Center other	Other	Jan 8, 2015	Jan 9, 2015
Gregory Scott Bonzelaar	Oneamerica Securities, Inc. other	American Independent Securities Group, LLC independent RIA	Other	Dec 22, 2014	Jan 20, 2021 (2221 d)
Kevin Edward Kemmerer	Oneamerica Securities, Inc. other	On Investment Management Co other	Other	Dec 8, 2014	Dec 1, 2014
Christopher David Heckadon	Oneamerica Securities, Inc. other	On Investment Management Co other	Other	Dec 8, 2014	Nov 26, 2014
Timothy William Alvarado	Oneamerica Securities, Inc. other	On Investment Management Co other	Other	Dec 8, 2014	Dec 1, 2014
Michael Evan Berkley	Oneamerica Securities, Inc. other	Advice And Planning Services other	Other	Nov 21, 2014	Jan 22, 2015 (62 d)
Megan G Feulner-Hauser	Oneamerica Securities, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Oct 13, 2014	Sep 29, 2014
Mary Katherine Witte Tabbert	Oneamerica Securities, Inc. other	Fifth Third Securities, Inc. other	Other	Sep 5, 2014	Sep 8, 2014
Scott Aron Brown	Oneamerica Securities, Inc. other	Henssler Financial other	Other	Aug 18, 2014	Sep 24, 2014 (37 d)
Richard Andrew Stamps	Oneamerica Securities, Inc. other	First Allied Advisory Services, Inc. other	Other	Aug 1, 2014	Jul 29, 2014
Kelly Chad Hauser	Oneamerica Securities, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Jul 22, 2014	Oct 6, 2021 (2633 d)
David Norman Brown	Oneamerica Securities, Inc. other	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Jun 25, 2014	Jan 5, 2015 (194 d)
Scott James Jacob	Oneamerica Securities, Inc. other	Park Avenue Securities LLC other	Other	Jun 19, 2014	Jul 28, 2014 (39 d)
Jared Weber	Oneamerica Securities, Inc. other	Park Avenue Securities LLC other	Other	Jun 19, 2014	Jul 2, 2014
Garen Tanner Winn	Oneamerica Securities, Inc. other	Allegis Investment Advisors, LLC other	Other	May 8, 2014	Jun 9, 2014 (32 d)
Seth Larson Merrill	Oneamerica Securities, Inc. other	Allegis Investment Advisors, LLC other	Other	May 8, 2014	Jun 17, 2014 (40 d)
Tyson Lance Wakley	Oneamerica Securities, Inc. other	Allegis Investment Advisors, LLC other	Other	May 8, 2014	Jun 9, 2014 (32 d)
Matthew David Clark	Oneamerica Securities, Inc. other	Gwn Securities Inc. other	Other	May 1, 2014	Jan 4, 2016 (613 d)
Jason Allan Stroede	Oneamerica Securities, Inc. other	Gradient Advisors, LLC other	Other	Apr 14, 2014	Apr 8, 2014
Brian R Bach	Oneamerica Securities, Inc. other	Park Avenue Securities LLC other	Other	Apr 4, 2014	Jun 19, 2014 (76 d)
James Bradford Edleman	Oneamerica Securities, Inc. other	Gwn Securities Inc. other	Other	Apr 3, 2014	Mar 28, 2014
Javier R Valenzuela	Oneamerica Securities, Inc. other	Centaurus Financial, Inc. other	Other	Mar 28, 2014	Feb 26, 2014
Marianne Rechelle Durham	Oneamerica Securities, Inc. other	Capital Synergy Partners independent RIA	Other	Mar 13, 2014	Jul 15, 2014 (124 d)
John William Broyles	Oneamerica Securities, Inc. other	Van Hulzen Financial Advisors other	Other	Mar 13, 2014	Sep 9, 2014 (180 d)
Daniel Patrick Reichart	Oneamerica Securities, Inc. other	Evia Investment Advisors state registered	Other	Mar 12, 2014	May 30, 2014 (79 d)
Casey Mark Monsen	Oneamerica Securities, Inc. other	Andina Advisors other	Other	Feb 25, 2014	Feb 27, 2014
Jeffrey Cohen Hartman	Oneamerica Securities, Inc. other	American Portfolios Advisors, Inc other	Other	Feb 7, 2014	Feb 24, 2014
Brady C Jardine	Oneamerica Securities, Inc. other	Financial Insight Center other	Other	Feb 7, 2014	Jan 29, 2014
William Michael Girone	Oneamerica Securities, Inc. other	Invest Financial Corporation other	Other	Feb 5, 2014	Jan 14, 2014
Larry Clifford Dogs	Oneamerica Securities, Inc. other	Hahn Financial Group other	Other	Jan 23, 2014	Jan 29, 2014
Verlyn Earl Hahn	Oneamerica Securities, Inc. other	Hahn Financial Group other	Other	Jan 22, 2014	Jan 23, 2014
Martha Ann Brown	Oneamerica Securities, Inc. other	Planmember Securities Corporation other	Other	Jan 22, 2014	Jan 23, 2014
Kelly Ann Hahn	Oneamerica Securities, Inc. other	Hahn Financial Group other	Other	Jan 22, 2014	Jan 23, 2014
Dan Eugene Jessop	Oneamerica Securities, Inc. other	Stratos Wealth Partners, Ltd other	Other	Dec 31, 2013	Feb 9, 2015 (405 d)
Anthony Louis Bucci	Oneamerica Securities, Inc. other	Securities America Advisors, Inc. other	Other	Dec 23, 2013	Dec 20, 2013
Paul Andrew Curley	Oneamerica Securities, Inc. other	Pathway Investments, LLC state registered	Other	Dec 23, 2013	Feb 18, 2014 (57 d)
Jeremy Benjamin Goldstein	Oneamerica Securities, Inc. other	Sagepoint Financial, Inc. other	Other	Dec 21, 2013	Jan 2, 2014
Peter Currie	Oneamerica Securities, Inc. other	Charles Schwab & Co., Inc. national BD	Other	Dec 21, 2013	Oct 17, 2014 (300 d)

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561 moves match.