DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Valic Financial Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas Anthony Ditta | Valic Financial Advisors, Inc. BD affiliated | Regal Investment Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2026 | Feb 9, 2026 |
| George Garza | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2026 | Feb 17, 2026 |
| Alexander Nicholas Fellios | Valic Financial Advisors, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2026 | Mar 17, 2026 (34 d) |
| Michael Lewis Abbott | Valic Financial Advisors, Inc. BD affiliated | Thrive Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 27, 2026 | Feb 13, 2026 |
| James Robert Kline | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2026 | Jan 7, 2026 |
| Matthew Thompson | Valic Financial Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 27, 2026 | Jan 29, 2026 |
| Mark Madden | Valic Financial Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 8, 2025 | Dec 2, 2025 |
| Derek Loudenback | Valic Financial Advisors, Inc. BD affiliated | Mutual Of Omaha Investor Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 28, 2025 | Jan 20, 2026 (53 d) |
| Spencer Vandevusse | Valic Financial Advisors, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Nov 28, 2025 | Jan 5, 2026 (38 d) |
| Carrie A Mcnair | Valic Financial Advisors, Inc. BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 19, 2025 | Nov 20, 2025 |
| Bobbi J Langan | Valic Financial Advisors, Inc. BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2025 | Dec 4, 2025 |
| Robert P Philpott | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2025 | Nov 5, 2025 |
| Jennifer Gale Morales | Valic Financial Advisors, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Nov 7, 2025 | Oct 29, 2025 |
| Michael Andrew Graff | Valic Financial Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 29, 2025 | Nov 12, 2025 |
| Wesley C Steffek | Valic Financial Advisors, Inc. BD affiliated | Gallagher Fiduciary Advisors, LLC institutional | Other | Oct 29, 2025 | Nov 4, 2025 |
| Scott Gregory Anselmo | Valic Financial Advisors, Inc. BD affiliated | Signature Equity Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 16, 2025 | Sep 26, 2025 |
| Kimberly L Thomas | Valic Financial Advisors, Inc. BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2025 | Sep 24, 2025 |
| Timothy D Stout | Valic Financial Advisors, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Sep 30, 2025 | Jun 4, 2026 (247 d) |
| Ana Teper | Valic Financial Advisors, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Sep 30, 2025 | Oct 6, 2025 |
| Joshua K Tootle | Valic Financial Advisors, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2025 | Oct 13, 2025 |
| Mark T Steitz | Valic Financial Advisors, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Sep 30, 2025 | Sep 26, 2025 |
| Jonathan Turner | Valic Financial Advisors, Inc. BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2025 | Sep 23, 2025 |
| John Solyman | Valic Financial Advisors, Inc. BD affiliated | Empower Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 19, 2025 | Oct 2, 2025 |
| Mario Brown | Valic Financial Advisors, Inc. BD affiliated | Ip Financial Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 19, 2025 | Oct 28, 2025 (39 d) |
| Gabriel J Oxios | Valic Financial Advisors, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2025 | Sep 11, 2025 |
| Cierra Rose Hershey | Valic Financial Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 17, 2025 | Oct 13, 2025 |
| Bart Allen Butler | Valic Financial Advisors, Inc. BD affiliated | Signature Equity Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 11, 2025 | Aug 21, 2025 |
| Carol Castillo | Valic Financial Advisors, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2025 | Sep 11, 2025 |
| Jay Patrick Simpson | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2025 | Aug 11, 2025 |
| Justin N Gardiner | Valic Financial Advisors, Inc. BD affiliated | Sagepoint Financial, Inc. other | Other | Sep 2, 2025 | Dec 5, 2014 |
| Christopher Lamart Wilson | Valic Financial Advisors, Inc. BD affiliated | State Farm Investment Management Corp. asset manager | Other | Sep 2, 2025 | Aug 29, 2025 |
| Timothy Sampson | Valic Financial Advisors, Inc. BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 2, 2025 | Sep 5, 2025 |
| Matthew Cole Plymale | Valic Financial Advisors, Inc. BD affiliated | W&S Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2025 | Dec 22, 2025 (111 d) |
| Alexander Kravets | Valic Financial Advisors, Inc. BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2025 | Aug 26, 2025 |
| Christina Ann Charbonneau | Valic Financial Advisors, Inc. BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 4, 2025 | Jul 11, 2025 |
| Jennifer Fahey | Valic Financial Advisors, Inc. BD affiliated | Stancorp Investment Advisers, Inc. other | Other | Aug 4, 2025 | Aug 29, 2025 |
| Jeffrey Thomas Garbaciak | Valic Financial Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2025 | Jul 11, 2025 |
| Albert Mazurkiewicz | Valic Financial Advisors, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 4, 2025 | Aug 4, 2025 |
| David Wayne Motley | Valic Financial Advisors, Inc. BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 25, 2025 | Jun 30, 2025 |
| Jacob D Koller | Valic Financial Advisors, Inc. BD affiliated | Corient independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 25, 2025 | Jul 15, 2025 |
| Janine Diane Stubbs | Valic Financial Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2025 | Jun 11, 2025 |
| Justin Reedy | Valic Financial Advisors, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 2, 2025 | Aug 24, 2025 (53 d) |
| Joseph Amedeo Bondi | Valic Financial Advisors, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 2, 2025 | Jul 28, 2025 |
| Djuro Majstorovic | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 20, 2025 | Jun 6, 2025 |
| Jeffrey Warren Fehrmann | Valic Financial Advisors, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 9, 2025 | May 28, 2025 |
| Kelsey Nicole Dale | Valic Financial Advisors, Inc. BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2025 | Jul 1, 2025 |
| Daniel P Leugers | Valic Financial Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2025 | May 13, 2025 |
| Christina Joy Apgar | Valic Financial Advisors, Inc. BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | May 30, 2025 | May 16, 2025 |
| Felicia Curry Jackson | Valic Financial Advisors, Inc. BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2025 | Sep 18, 2025 (121 d) |
| Joseph C Klein | Valic Financial Advisors, Inc. BD affiliated | Trb Wealth Management, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 14, 2025 | Jul 31, 2025 (78 d) |
| Todd Edward Mckee | Valic Financial Advisors, Inc. BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2025 | Jun 3, 2025 |
| Susan Howell Gallant | Valic Financial Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2025 | May 19, 2025 |
| Timothy Ryan Grossman | Valic Financial Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2025 | Apr 28, 2025 |
| Erin Carrie Johnson | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2025 | Apr 30, 2025 |
| Benjamin Davis Bryan | Valic Financial Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | May 12, 2025 | May 7, 2025 |
| Tara Miriam Graham | Valic Financial Advisors, Inc. BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2025 | May 19, 2025 |
| Brian Andrew Ellis | Valic Financial Advisors, Inc. BD affiliated | Greenspring Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 29, 2025 | May 6, 2025 |
| Maria Kyriakides | Valic Financial Advisors, Inc. BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2025 | Apr 24, 2025 |
| Colin Benjamin Wright | Valic Financial Advisors, Inc. BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2025 | Jun 4, 2025 (42 d) |
| Thiesman Brown | Valic Financial Advisors, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 8, 2025 | Mar 24, 2025 |
1,714 moves match.