| Richard Maurice Saldana | Valic Financial Advisors, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jul 28, 2011 | Oct 14, 2011 (78 d) |
| Rory Kyle Davis | Valic Financial Advisors, Inc. other | Virtue Capital Management, LLC other | Other | Jul 28, 2011 | Mar 29, 2016 (1706 d) |
| William Albert Ferguson | Valic Financial Advisors, Inc. other | Avantax Advisory Services other | Other | Jul 18, 2011 | Feb 28, 2017 (2052 d) |
| Daniel Pecoraro | Valic Financial Advisors, Inc. other | Legend Advisory, LLC other | Other | Jul 18, 2011 | Jul 14, 2011 |
| Michael Roy Hillukka | Valic Financial Advisors, Inc. other | Thrivent Investment Management Inc. other | Other | Jun 30, 2011 | Dec 19, 2013 (903 d) |
| Michael Joseph Murdock | Valic Financial Advisors, Inc. other | Nfp Advisor Services, LLC other | Other | Jun 28, 2011 | Jan 20, 2012 (206 d) |
| Brandon R Carlisle | Valic Financial Advisors, Inc. other | Strategic Advisers LLC national BD | Other | Jun 21, 2011 | Feb 24, 2012 (248 d) |
| Linda Kennedy Pyles | Valic Financial Advisors, Inc. other | Main Street Financial Solutions, LLC other | Other | Jun 13, 2011 | Sep 12, 2012 (457 d) |
| Margaret Elizabeth Mahone | Valic Financial Advisors, Inc. other | Chase Investment Services Corp. other | Other | Jun 13, 2011 | Jul 1, 2011 |
| James Douglas Freeman | Valic Financial Advisors, Inc. other | First Allied Advisory Services, Inc. other | Other | Jun 13, 2011 | Sep 24, 2013 (834 d) |
| Nain J Perez | Valic Financial Advisors, Inc. other | E*Trade Capital Management, LLC other | Other | May 24, 2011 | May 5, 2011 |
| David Claude Roberts | Valic Financial Advisors, Inc. other | Investment Solutions Advisors LLC unclassified | Other | May 18, 2011 | Aug 19, 2011 (93 d) |
| Michael Thomas Speziale | Valic Financial Advisors, Inc. other | James T. Borello & Co. independent RIA | Other | May 18, 2011 | Jun 19, 2012 (398 d) |
| Matthew Edmund Walden | Valic Financial Advisors, Inc. other | J. W. Cole Advisors, Inc. other | Other | May 18, 2011 | May 13, 2011 |
| Michael Joseph Schaeffer | Valic Financial Advisors, Inc. other | Securities America Advisors, Inc. BD affiliated | Other | May 11, 2011 | Feb 9, 2022 (3927 d) |
| Wesley Lee Handley | Valic Financial Advisors, Inc. other | Cuso Financial Services, L.P. other | Other | May 3, 2011 | Sep 26, 2011 (146 d) |
| Megan Laura Wallace Heathcote | Valic Financial Advisors, Inc. other | Northwestern Mutual Investment Services,LLC other | Other | May 3, 2011 | Jul 1, 2011 (59 d) |
| Thomas Michael Abboud | Valic Financial Advisors, Inc. other | Msi Financial Services, Inc. other | Other | Apr 25, 2011 | May 25, 2011 |
| Lisa Potts Bauer | Valic Financial Advisors, Inc. other | Suntrust Investment Services, Inc. other | Other | Apr 25, 2011 | May 31, 2011 (36 d) |
| Robert Norman Fisch | Valic Financial Advisors, Inc. other | Citizens Securities, Inc. other | Other | Apr 8, 2011 | Apr 21, 2011 |
| Paula Demars Megan | Valic Financial Advisors, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Apr 8, 2011 | Apr 13, 2011 |
| Mark Patrick Heck | Valic Financial Advisors, Inc. other | LPL Financial LLC other | Other | Apr 8, 2011 | Mar 31, 2011 |
| John B Phillips | Valic Financial Advisors, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Apr 1, 2011 | May 9, 2011 (38 d) |
| Stuart Scibetta | Valic Financial Advisors, Inc. other | Assetmark, Inc. other | Other | Mar 24, 2011 | Jul 8, 2011 (106 d) |
| Jerome Patrick Owens | Valic Financial Advisors, Inc. other | Suntrust Investment Services, Inc. other | Other | Mar 24, 2011 | May 2, 2011 (39 d) |
| Eric Ebanks | Valic Financial Advisors, Inc. other | Wells Fargo Advisors wirehouse | Other | Mar 24, 2011 | Oct 12, 2012 (568 d) |
| Millard Philmore Coleman II | Valic Financial Advisors, Inc. other | Equitable Advisors, LLC national BD | Other | Mar 22, 2011 | Apr 12, 2011 |
| Peter Nwabuokei Meme | Valic Financial Advisors, Inc. other | Garden State Investment Advisory Services, LLC other | Other | Feb 28, 2011 | Jan 8, 2013 (680 d) |
| Blaize N. Kaduru | Valic Financial Advisors, Inc. other | Pnc Managed Account Solutions, Inc. other | Other | Feb 7, 2011 | Mar 1, 2011 |
| Michael Thomas Mais | Valic Financial Advisors, Inc. other | Regal Investment Advisors LLC other | Other | Jan 27, 2011 | Sep 29, 2011 (245 d) |
| Sean Michael Gilsenan | Valic Financial Advisors, Inc. other | Whitener Capital Management, Inc other | Other | Jan 27, 2011 | Feb 9, 2011 |
| Jarrett Eugene Hindrew | Valic Financial Advisors, Inc. other | Chase Investment Services Corp. other | Other | Jan 27, 2011 | Mar 17, 2011 (49 d) |
| Carshon Renee Rodgers | Valic Financial Advisors, Inc. other | Msi Financial Services, Inc. other | Other | Jan 25, 2011 | Mar 10, 2011 (44 d) |
| Erin M Maynard | Valic Financial Advisors, Inc. other | Shuttleworth & Company other | Other | Jan 14, 2011 | Jan 3, 2012 (354 d) |
| Donald Edward Townsend | Valic Financial Advisors, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Jan 14, 2011 | Jan 18, 2011 |
| Lori Darlene Powell | Valic Financial Advisors, Inc. other | Nationwide Securities, LLC no RAUM | Other | Jan 6, 2011 | Sep 25, 2012 (628 d) |
| William Stephen Murray | Valic Financial Advisors, Inc. other | Msi Financial Services, Inc. other | Other | Jan 6, 2011 | Dec 13, 2010 |
| Joseph Anthony Johnson | Valic Financial Advisors, Inc. other | Pnc Wealth Management other | Other | Jan 6, 2011 | Jan 2, 2013 (727 d) |
| William Earl Smith | Valic Financial Advisors, Inc. other | Planmember Securities Corporation other | Other | Jan 6, 2011 | Feb 17, 2011 (42 d) |
| Bradley Alan Arndt | Valic Financial Advisors, Inc. other | Midwestern Securities Trading Co.,LLC other | Other | Jan 6, 2011 | Jan 7, 2011 |
| Cassandra Ralene Cummings | Valic Financial Advisors, Inc. other | Msi Financial Services, Inc. other | Other | Jan 6, 2011 | Dec 17, 2010 |
| Jennifer Denee Scott | Valic Financial Advisors, Inc. other | Hancock Whitney Investment Services Inc. other | Other | Jan 6, 2011 | Feb 21, 2012 (411 d) |
| Matthew Apgar Balady | Valic Financial Advisors, Inc. other | Chase Investment Services Corp. other | Other | Dec 16, 2010 | Dec 13, 2010 |
| Eric Christian Shupe | Valic Financial Advisors, Inc. other | Legend Advisory, LLC other | Other | Dec 7, 2010 | Mar 30, 2011 (113 d) |
| William Gordon Lester | Valic Financial Advisors, Inc. other | Principal Securities, Inc. other | Other | Dec 7, 2010 | May 25, 2017 (2361 d) |
| Tristin Michelle Hotaling | Valic Financial Advisors, Inc. other | Goldman Sachs Wealth Services, L.P. other | Other | Nov 24, 2010 | Jan 19, 2011 (56 d) |
| Joseph Ledo | Valic Financial Advisors, Inc. other | State Farm Investment Management Corp. asset manager | Other | Nov 19, 2010 | Mar 7, 2024 (4857 d) |
| Stuart Edward Berrin | Valic Financial Advisors, Inc. other | Wall Street Financial Group, Inc other | Other | Nov 15, 2010 | Nov 1, 2010 |
| Eric Leonard Sjolund | Valic Financial Advisors, Inc. other | Ssn Advisory, Inc. other | Other | Nov 15, 2010 | Nov 17, 2010 |
| Roy Stanley Izzo | Valic Financial Advisors, Inc. other | Legend Advisory, LLC other | Other | Nov 3, 2010 | Apr 12, 2011 (160 d) |
| Joseph Kolanowski | Valic Financial Advisors, Inc. other | Walnut Street Securities, Inc. other | Other | Nov 3, 2010 | Oct 29, 2010 |
| Louis Scott Mitchell | Valic Financial Advisors, Inc. other | Usaa Financial Planning Services no RAUM | Other | Nov 3, 2010 | Nov 29, 2010 |
| Marcin Filip Swiderski | Valic Financial Advisors, Inc. other | Legend Advisory, LLC other | Other | Nov 3, 2010 | Feb 24, 2011 (113 d) |
| Kasey Patrick George | Valic Financial Advisors, Inc. other | Legend Advisory, LLC other | Other | Nov 3, 2010 | Nov 2, 2010 |
| Terrence Lee Porro | Valic Financial Advisors, Inc. other | Woodbury Financial Services, Inc. other | Other | Oct 25, 2010 | Oct 25, 2010 |
| Tamara Smith Clark | Valic Financial Advisors, Inc. other | Legend Advisory, LLC other | Other | Oct 25, 2010 | Nov 1, 2010 |
| Kenneth Bruce Swansegar | Valic Financial Advisors, Inc. other | Legend Advisory, LLC other | Other | Oct 20, 2010 | Jan 19, 2011 (91 d) |
| Jose Luis Madrigal | Valic Financial Advisors, Inc. other | Signator Investors, Inc. other | Other | Oct 20, 2010 | Jan 30, 2012 (467 d) |
| Charley Todd Porter | Valic Financial Advisors, Inc. other | Strategic Advisers LLC national BD | Other | Oct 20, 2010 | Nov 11, 2010 |
| Christine Rose Kusher | Valic Financial Advisors, Inc. other | Cuna Brokerage Services, Inc. other | Other | Oct 20, 2010 | Oct 25, 2010 |