| Jeffrey August Hausinger | Valic Financial Advisors, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Aug 12, 2005 | Aug 9, 2005 |
| Harry Reynolds Shertzer | Valic Financial Advisors, Inc. other | Ironstone Securities, Inc. unclassified | Other | Aug 11, 2005 | Sep 5, 2006 (390 d) |
| Joel Hernandez | Valic Financial Advisors, Inc. other | Oxford Asset Management, LLC other | Other | Aug 4, 2005 | Mar 20, 2006 (228 d) |
| Peter Frederick Acquaro | Valic Financial Advisors, Inc. other | Pruco Securities, LLC other | Other | Aug 3, 2005 | Feb 1, 2006 (182 d) |
| Thomas Anthony Debs | Valic Financial Advisors, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Aug 2, 2005 | Nov 15, 2016 (4123 d) |
| Matthew Phillip Idlett | Valic Financial Advisors, Inc. other | Edward Jones national BD | Other | Jul 26, 2005 | Jul 26, 2005 |
| Thomas J Bolain | Valic Financial Advisors, Inc. other | United Securities Alliance, Inc. unclassified | Other | Jul 26, 2005 | May 15, 2006 (293 d) |
| Michael E Sullivan | Valic Financial Advisors, Inc. other | Banc Of America Investment Services, Inc. unclassified | Other | Jul 11, 2005 | Nov 4, 2005 (116 d) |
| Meridith Louise Hutchens | Valic Financial Advisors, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jul 7, 2005 | Jul 21, 2005 |
| Leigh Varner Bloss | Valic Financial Advisors, Inc. other | Voya Financial Partners, LLC other | Other | Jun 14, 2005 | Jun 15, 2005 |
| Damon Andrew Pierson | Valic Financial Advisors, Inc. other | Woodbury Financial Services, Inc. other | Other | Jun 8, 2005 | Jun 21, 2005 |
| Mohamad Hussein | Valic Financial Advisors, Inc. other | Natcity Investments, Inc. unclassified | Other | May 31, 2005 | Oct 12, 2006 (499 d) |
| David Raymond Rapp | Valic Financial Advisors, Inc. other | Edward Jones national BD | Other | May 27, 2005 | Sep 8, 2023 (6678 d) |
| Catherine Marie Clark | Valic Financial Advisors, Inc. other | LPL Financial LLC other | Other | May 23, 2005 | Apr 4, 2006 (316 d) |
| Jennifer Fanee Thigpen | Valic Financial Advisors, Inc. other | Banc Of America Investment Services, Inc. unclassified | Other | May 17, 2005 | Jun 24, 2005 (38 d) |
| Richard Thomas Andrews | Valic Financial Advisors, Inc. other | Advocate Investing Services independent RIA | Other | May 11, 2005 | Aug 2, 2016 (4101 d) |
| Derek William Cockrell | Valic Financial Advisors, Inc. other | Ameritas Advisory Services other | Other | May 3, 2005 | Apr 27, 2005 |
| Paul Jason Brewer | Valic Financial Advisors, Inc. other | Chase Investment Services Corp. other | Other | Apr 26, 2005 | Sep 6, 2005 (133 d) |
| James Joseph Szykowny | Valic Financial Advisors, Inc. other | Voya Financial Advisors, Inc. other | Other | Apr 25, 2005 | Nov 10, 2010 (2025 d) |
| George Norris Ellis | Valic Financial Advisors, Inc. other | Lenox Capital Management, Inc. other | Other | Apr 25, 2005 | Apr 1, 2005 |
| Jamar T Miller | Valic Financial Advisors, Inc. other | Secu Brokerage Services unclassified | Other | Apr 19, 2005 | May 3, 2005 |
| Rebecca Jean Hilinski | Valic Financial Advisors, Inc. other | Suntrust Investment Services, Inc. other | Other | Apr 19, 2005 | Oct 12, 2006 (541 d) |
| Kevin Gerald Hagerty | Valic Financial Advisors, Inc. other | Msi Financial Services, Inc. other | Other | Apr 5, 2005 | Nov 22, 2006 (596 d) |
| Leslie Ann Morgan | Valic Financial Advisors, Inc. other | Advice And Planning Services other | Other | Apr 1, 2005 | Sep 20, 2011 (2363 d) |
| Clinton Deshawn Ward | Valic Financial Advisors, Inc. other | Wells Fargo Advisors wirehouse | Other | Mar 31, 2005 | Nov 20, 2006 (599 d) |
| Timothy D Stout | Valic Financial Advisors, Inc. other | Oneamerica Securities, Inc. other | Other | Feb 18, 2005 | Apr 13, 2005 (54 d) |
| Roderick Renard Washington | Valic Financial Advisors, Inc. other | 1st Global Advisors Inc other | Other | Feb 18, 2005 | Dec 10, 2010 (2121 d) |
| Steven Paul Boero | Valic Financial Advisors, Inc. other | Rubicon Advisors other | Other | Dec 31, 2004 | Mar 17, 2015 (3728 d) |
| Bryan James Hickingbottom | Valic Financial Advisors, Inc. other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Dec 17, 2004 | Feb 1, 2005 (46 d) |
| Edward Vasquez Lopez | Valic Financial Advisors, Inc. other | Transamerica Financial Advisors, Inc. unclassified | Other | Dec 17, 2004 | Feb 23, 2005 (68 d) |
| Frederick Charles Whitford | Valic Financial Advisors, Inc. other | Geneos Wealth Management, Inc. other | Other | Dec 2, 2004 | Jan 26, 2005 (55 d) |
| Gregory Frank Earwood | Valic Financial Advisors, Inc. other | Msi Financial Services, Inc. other | Other | Dec 2, 2004 | Aug 18, 2005 (259 d) |
| Jeffrey Dean Davis | Valic Financial Advisors, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Oct 29, 2004 | Nov 17, 2004 |
| Lorie Reid | Valic Financial Advisors, Inc. other | Key Investment Services LLC other | Other | Oct 28, 2004 | Jul 10, 2006 (620 d) |
| Matthew Cole Beardwood | Valic Financial Advisors, Inc. other | Valley Forge Asset Management, LLC other | Other | Oct 28, 2004 | Apr 28, 2006 (547 d) |
| Daniel Joseph Mahle | Valic Financial Advisors, Inc. other | Cuso Financial Services, L.P. other | Other | Oct 26, 2004 | Oct 26, 2004 |
| David Bradley Rankin | Valic Financial Advisors, Inc. other | Voya Financial Partners, LLC other | Other | Oct 26, 2004 | Nov 4, 2004 |
| Richard Augustine Sementa | Valic Financial Advisors, Inc. other | Uvest Financial Services Group, Inc. unclassified | Other | Oct 26, 2004 | Oct 22, 2004 |
| Kelly L Davis | Valic Financial Advisors, Inc. other | Msi Financial Services, Inc. other | Other | Sep 28, 2004 | Oct 14, 2005 (381 d) |
| Francisco Jose Fuentes | Valic Financial Advisors, Inc. other | Esi Financial Advisors other | Other | Sep 28, 2004 | Feb 11, 2005 (136 d) |
| David Russell Lamb | Valic Financial Advisors, Inc. other | New York Life Investment Management LLC other | Other | Sep 10, 2004 | Sep 13, 2004 |
| Robert Keith Chacon | Valic Financial Advisors, Inc. other | Financial West Group other | Other | Sep 10, 2004 | Jul 12, 2005 (305 d) |
| Chad Mitchell | Valic Financial Advisors, Inc. other | Principal Securities, Inc. other | Other | Aug 31, 2004 | Jun 30, 2006 (668 d) |
| Paul Anthony Finocchiaro | Valic Financial Advisors, Inc. other | Usaa Financial Planning Services no RAUM | Other | Aug 31, 2004 | Sep 15, 2004 |
| Jennifer Shiller Householder | Valic Financial Advisors, Inc. other | LPL Financial LLC other | Other | Aug 25, 2004 | Sep 27, 2006 (763 d) |
| Clifford Wayne Carter | Valic Financial Advisors, Inc. other | Hornor, Townsend & Kent, LLC other | Other | Aug 18, 2004 | Jun 30, 2005 (316 d) |
| Jonathan William Blaisdell | Valic Financial Advisors, Inc. other | Equitable Advisors, LLC national BD | Other | Aug 12, 2004 | Jan 12, 2006 (518 d) |
| Alvaro Mauricio Jiron | Valic Financial Advisors, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Aug 11, 2004 | Apr 9, 2009 (1702 d) |
| Thomas Gerard Stecik | Valic Financial Advisors, Inc. other | Saunders And Associates unclassified | Other | Jul 26, 2004 | Jan 25, 2012 (2739 d) |
| Richard Hoffman Hoy | Valic Financial Advisors, Inc. other | M&T Securities, Inc. unclassified | Other | Jul 26, 2004 | Jul 29, 2004 |
| Erin Lura Hilton | Valic Financial Advisors, Inc. other | Ameritas Advisory Services other | Other | Jul 1, 2004 | Sep 24, 2004 (85 d) |
| Kirsten Elizabeth Sandberg | Valic Financial Advisors, Inc. other | M&T Securities, Inc. unclassified | Other | Jun 24, 2004 | Jul 6, 2004 |
| John Anthony Costello | Valic Financial Advisors, Inc. other | Voya Financial Partners, LLC other | Other | Jun 23, 2004 | Jul 26, 2004 (33 d) |
| David Laurance Herman | Valic Financial Advisors, Inc. other | LPL Financial LLC other | Other | Jun 14, 2004 | Jun 10, 2004 |
| Mason Scott Garner | Valic Financial Advisors, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Jun 14, 2004 | Jul 30, 2004 (46 d) |
| Nicole Russo Hanson | Valic Financial Advisors, Inc. other | Personal Financial Consultants, Inc. other | Other | Jun 7, 2004 | Aug 26, 2011 (2636 d) |
| Michelle Quinn | Valic Financial Advisors, Inc. other | M&T Securities, Inc. unclassified | Other | Jun 3, 2004 | Jun 8, 2004 |
| Amy Beth Quick | Valic Financial Advisors, Inc. other | Banc Of America Investment Services, Inc. unclassified | Other | May 17, 2004 | Feb 4, 2005 (263 d) |
| Drew M Fetzner | Valic Financial Advisors, Inc. other | Strategic Advisers LLC national BD | Other | May 17, 2004 | Mar 31, 2008 (1414 d) |
| W. Kevin Kessler | Valic Financial Advisors, Inc. other | American General Financial Advisors, Inc. unclassified | Other | Apr 6, 2004 | Mar 3, 2003 |