DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Park Avenue Securities LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Edward Burgos | Park Avenue Securities LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2025 | May 21, 2025 |
| Charles P Floeckher | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2025 | May 27, 2025 |
| Matthew G Lipscomb | Park Avenue Securities LLC BD affiliated | Bull Harbor Capital LLC. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 15, 2025 | May 18, 2025 |
| Mitchell Vann King | Park Avenue Securities LLC BD affiliated | Bull Harbor Capital LLC. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 15, 2025 | May 15, 2025 |
| Cameron Joe Mckee | Park Avenue Securities LLC BD affiliated | Principal Advised Services BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2025 | Aug 4, 2025 (81 d) |
| Devan Anthony Pipitone | Park Avenue Securities LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2025 | May 22, 2025 |
| Jay E Hochheiser | Park Avenue Securities LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2025 | May 9, 2025 |
| Ross Cohen | Park Avenue Securities LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2025 | May 9, 2025 |
| Adam Bass | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2025 | Jul 21, 2025 (74 d) |
| Brendan James Remus | Park Avenue Securities LLC BD affiliated | Alphastar Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | May 6, 2025 | Jul 24, 2025 (79 d) |
| Shaun Nima Christiansen | Park Avenue Securities LLC BD affiliated | Worry-In-Order state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 30, 2025 | May 21, 2026 (386 d) |
| Anthony J Colunga | Park Avenue Securities LLC BD affiliated | Attend Wealth state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 30, 2025 | Apr 16, 2025 |
| Jared Goldstine | Park Avenue Securities LLC BD affiliated | Stirlingshire Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 30, 2025 | May 9, 2025 |
| Tillie Allison | Park Avenue Securities LLC BD affiliated | Portfolio Medics, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 30, 2025 | May 22, 2025 |
| Levi Michael Gerber | Park Avenue Securities LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2025 | May 12, 2025 |
| Joseph A Morelli | Park Avenue Securities LLC BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 28, 2025 | Sep 23, 2025 (148 d) |
| James W Allen | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2025 | Aug 15, 2025 (121 d) |
| Jessica Flowers | Park Avenue Securities LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2025 | Jul 9, 2025 (85 d) |
| Kent Richard Engel | Park Avenue Securities LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2025 | Jul 28, 2025 (104 d) |
| Jonathan D Lindner | Park Avenue Securities LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2025 | Mar 31, 2025 |
| Josh Scott Vanfleteren | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2025 | Apr 23, 2025 |
| Patrick Jay Galvin | Park Avenue Securities LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2025 | May 9, 2025 (39 d) |
| Matthew E Rydell | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2025 | Mar 18, 2025 |
| Roy Toufic Issa | Park Avenue Securities LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 21, 2025 | Mar 28, 2025 |
| Christian William Schneider | Park Avenue Securities LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 21, 2025 | Mar 27, 2025 |
| Jacob L Newcomb | Park Avenue Securities LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2025 | Apr 2, 2025 |
| Brett A Nanna | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2025 | Mar 4, 2025 |
| David Moore | Park Avenue Securities LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 3, 2025 | Mar 27, 2025 |
| Elliott Aaron Ellis | Park Avenue Securities LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 20, 2025 | Feb 20, 2025 |
| Michael Dare | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 19, 2025 | Mar 4, 2025 |
| Anthony F Spencer | Park Avenue Securities LLC BD affiliated | Quartz Partners Investment Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 19, 2025 | Mar 4, 2025 |
| Samuel Scot Caley | Park Avenue Securities LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Feb 19, 2025 | Mar 10, 2025 |
| Sam Neuman Impellicceiri | Park Avenue Securities LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 18, 2025 | Aug 8, 2025 (171 d) |
| Stephen M Plackis | Park Avenue Securities LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 14, 2025 | Mar 3, 2025 |
| Joseph Maniscalco | Park Avenue Securities LLC BD affiliated | Csi Group Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 5, 2025 | Jan 5, 2026 (334 d) |
| Timothy R Ayers | Park Avenue Securities LLC BD affiliated | The Inspired Network Wealth Advisory state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 4, 2025 | Jan 23, 2025 |
| William Baker Herbert | Park Avenue Securities LLC BD affiliated | Balanced Wealth Management, LLC. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 3, 2025 | Feb 7, 2025 |
| Mark D Kaplan | Park Avenue Securities LLC BD affiliated | World Equity Group, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2025 | Feb 11, 2025 |
| Dylan Moeder | Park Avenue Securities LLC BD affiliated | T. Rowe Price Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2025 | Apr 3, 2025 (62 d) |
| Christian Morales | Park Avenue Securities LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 24, 2025 | Jan 23, 2025 |
| Nicholas Harper Ciampanelli | Park Avenue Securities LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 24, 2025 | Jan 17, 2025 |
| Michael Angelo Muccio | Park Avenue Securities LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 21, 2025 | Jan 6, 2026 (350 d) |
| Daniel J Andreotta | Park Avenue Securities LLC BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 21, 2025 | Jan 24, 2025 |
| Shawn Patrick Mcdonough | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2025 | Feb 10, 2025 |
| Gavin C Finnical | Park Avenue Securities LLC BD affiliated | Linden Thomas Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 16, 2025 | Feb 3, 2025 |
| John Vincent Coyle | Park Avenue Securities LLC BD affiliated | New Age Alpha asset manager | Other | Jan 15, 2025 | Mar 13, 2025 (57 d) |
| Robert Everett Winsor | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 15, 2025 | Jan 27, 2025 |
| Jonathan Maxwell Mckinney | Park Avenue Securities LLC BD affiliated | Audible Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 15, 2025 | Jan 8, 2025 |
| John Gordon Ford | Park Avenue Securities LLC BD affiliated | Trunorth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 15, 2025 | Feb 4, 2025 |
| Hogan Van Choyce | Park Avenue Securities LLC BD affiliated | Wealth Management Group state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 15, 2025 | Dec 18, 2024 |
| Josiah Showman | Park Avenue Securities LLC BD affiliated | State Farm Investment Management Corp. asset manager | Other | Jan 15, 2025 | Mar 7, 2025 (51 d) |
| Ryan Casey | Park Avenue Securities LLC BD affiliated | Simon Quick Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 6, 2025 | Jan 15, 2025 |
| Lidia I Cirianni | Park Avenue Securities LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 26, 2024 | Oct 14, 2025 (292 d) |
| Aaron Bruce Olson | Park Avenue Securities LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2024 | Dec 12, 2024 |
| Jason Mathew Mickey | Park Avenue Securities LLC BD affiliated | Wealth Management Group state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 18, 2024 | Dec 16, 2024 |
| Samuel Gordon | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2024 | Jan 23, 2025 (38 d) |
| Daniel Joseph Stange | Park Avenue Securities LLC BD affiliated | Trajan Wealth, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 12, 2024 | Dec 3, 2024 |
| John R Callaway | Park Avenue Securities LLC BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2024 | Dec 5, 2024 |
| Scott A Dunn | Park Avenue Securities LLC BD affiliated | Invst, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 27, 2024 | Jan 2, 2026 (401 d) |
| David Yaw | Park Avenue Securities LLC BD affiliated | The Institute independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 21, 2024 | Nov 15, 2024 |
1,692 moves match.