DFX Intelligence
Advisor moves
Departures from Park Avenue Securities LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jessica J Ciccarelli | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2023 | Jun 12, 2023 |
| Vincent Michael D Addona | Park Avenue Securities LLC BD affiliated | Bull Harbor Capital LLC. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 31, 2023 | Aug 23, 2023 (84 d) |
| Robert Tibor Rakossy | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | Jul 13, 2023 (43 d) |
| Mark Magnusen | Park Avenue Securities LLC BD affiliated | Moors & Cabot, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | May 31, 2023 |
| Connor James Gallivan | Park Avenue Securities LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | Jul 14, 2023 (44 d) |
| Michael S. Marnell | Park Avenue Securities LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2023 | Jun 5, 2023 |
| Ashley W Folkes | Park Avenue Securities LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2023 | May 24, 2023 |
| Michael R Riggs | Park Avenue Securities LLC BD affiliated | John Hancock Investment Management LLC asset manager | Other | May 15, 2023 | Jun 16, 2023 (32 d) |
| David J Mozeika | Park Avenue Securities LLC BD affiliated | Invst, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 10, 2023 | May 3, 2023 |
| Jeremy Suarez | Park Avenue Securities LLC BD affiliated | Invst, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 10, 2023 | May 3, 2023 |
| Charles Michael Law | Park Avenue Securities LLC BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2023 | May 1, 2023 |
| Britton D Adams | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2023 | May 9, 2023 |
| Joseph Michael Kennedy | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2023 | May 5, 2023 |
| Henry Chau | Park Avenue Securities LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 21, 2023 | Apr 20, 2023 |
| Melissa Mullins Shanhouse | Park Avenue Securities LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2023 | Mar 31, 2023 |
| George Allen Yackey Jr | Park Avenue Securities LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2023 | Dec 2, 2024 (612 d) |
| Christopher E Janda | Park Avenue Securities LLC BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2023 | Apr 19, 2023 |
| Cameron Todd Feyrer | Park Avenue Securities LLC BD affiliated | Founders Financial Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2023 | Jun 15, 2023 (76 d) |
| Charles J Campbell | Park Avenue Securities LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 22, 2023 | May 5, 2023 (44 d) |
| Peter Doherty | Park Avenue Securities LLC BD affiliated | Asset Strategy Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 21, 2023 | Mar 27, 2023 |
| Neal Bharat Patel | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2023 | Mar 8, 2023 |
| Greg A Schultheis | Park Avenue Securities LLC BD affiliated | Geller Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2023 | Aug 2, 2023 (140 d) |
| Zachary Alexander Hirschler | Park Avenue Securities LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 15, 2023 | Apr 25, 2023 (41 d) |
| Kenneth Haines | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2023 | Mar 6, 2023 |
| Matthew David Kirby | Park Avenue Securities LLC BD affiliated | Avion Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2023 | Apr 3, 2023 |
| Ronald E Dokus | Park Avenue Securities LLC BD affiliated | Collaborative Wealth Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 1, 2023 | Apr 24, 2023 (54 d) |
| Jay Bradley Wilen | Park Avenue Securities LLC BD affiliated | Obsidian Personal Planning Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 23, 2023 | Feb 21, 2023 |
| Michael Glen Fields | Park Avenue Securities LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 22, 2023 | Feb 20, 2023 |
| Brittni Rehg Oxendine | Park Avenue Securities LLC BD affiliated | Tumolo Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 22, 2023 | Dec 12, 2025 (1024 d) |
| Simcha Bunim Goldberg | Park Avenue Securities LLC BD affiliated | Able Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 22, 2023 | Jan 31, 2023 |
| Jason Daniel Huggins | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 17, 2023 | Apr 6, 2023 (48 d) |
| Nathanael Lovelady | Park Avenue Securities LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Feb 17, 2023 | Mar 13, 2023 |
| Raymond H Bovich | Park Avenue Securities LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 16, 2023 | Jun 29, 2023 (133 d) |
| Brett M Amendola | Park Avenue Securities LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 16, 2023 | Jun 29, 2023 (133 d) |
| David G Gay | Park Avenue Securities LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 16, 2023 | Jun 29, 2023 (133 d) |
| Steven H Degraff | Park Avenue Securities LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 16, 2023 | Jun 29, 2023 (133 d) |
| Marcus Daniel Devito | Park Avenue Securities LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 16, 2023 | Jun 29, 2023 (133 d) |
| Jack Murray | Park Avenue Securities LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 16, 2023 | Mar 13, 2023 |
| Sarita Christine Null | Park Avenue Securities LLC BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2023 | Mar 3, 2023 (31 d) |
| Kevin D Thompson | Park Avenue Securities LLC BD affiliated | 9i Capital Group LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 31, 2023 | Jan 30, 2023 |
| Emiliano Deriquer | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2023 | Feb 3, 2023 |
| Thomas Bohanon | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 25, 2023 | Jan 18, 2023 |
| Ivan Jevon Jones | Park Avenue Securities LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 20, 2023 | Jan 12, 2023 |
| Ana Fernandez Hata | Park Avenue Securities LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jan 18, 2023 | Jan 20, 2023 |
| James E Darden | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2023 | Mar 16, 2023 (58 d) |
| John Weishar | Park Avenue Securities LLC BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2023 | Sep 10, 2024 (602 d) |
| Michael L Allison | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2023 | Feb 13, 2023 (34 d) |
| William Curtis Sanders | Park Avenue Securities LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2023 | Jan 4, 2023 |
| Andre Rodolfo Josiah | Park Avenue Securities LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2023 | Feb 6, 2023 (34 d) |
| Matthew Christopher Howard | Park Avenue Securities LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2022 | May 12, 2023 (132 d) |
| Anthony T Megaro | Park Avenue Securities LLC BD affiliated | Npa Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2022 | Mar 19, 2026 (1184 d) |
| Brendan Haggard | Park Avenue Securities LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 21, 2022 | Jan 6, 2023 |
| Haley Nguyen | Park Avenue Securities LLC BD affiliated | Guardian Wealth Partners, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2022 | Dec 16, 2022 |
| David James Sullivan | Park Avenue Securities LLC BD affiliated | Settlement Capital Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 15, 2022 | Jan 29, 2023 (45 d) |
| Joseph John Dankowski | Park Avenue Securities LLC BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2022 | Nov 18, 2022 |
| Algie R Horton | Park Avenue Securities LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2022 | May 19, 2023 (168 d) |
| James Anthony Thornton | Park Avenue Securities LLC BD affiliated | Elevate Capital Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 15, 2022 | Sep 26, 2024 (681 d) |
| Roy Yehuda | Park Avenue Securities LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2022 | Jan 30, 2023 (76 d) |
| Myles Warren Boege | Park Avenue Securities LLC BD affiliated | Sovereign Financial Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 4, 2022 | Oct 20, 2022 |
| Joseph J Bendrihem | Park Avenue Securities LLC BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2022 | Jan 3, 2023 (64 d) |
1,694 moves match.