DFX Intelligence
Advisor moves
Departures from Charles Schwab & Co., Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Preston David Watts | Charles Schwab & Co., Inc. national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2023 | Dec 4, 2023 |
| John Michael Redhead | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 15, 2023 | Dec 18, 2023 |
| Alanna Elizabeth Noor | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 14, 2023 | Mar 22, 2024 (99 d) |
| Emma Hintz | Charles Schwab & Co., Inc. national BD | State Farm Investment Management Corp. asset manager | Other | Dec 14, 2023 | Nov 7, 2024 (329 d) |
| Christopher Louis Terebessy | Charles Schwab & Co., Inc. national BD | Trinchera Investments, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 13, 2023 | Jun 22, 2026 (922 d) |
| William Robson Tipps | Charles Schwab & Co., Inc. national BD | Empower Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 13, 2023 | Jul 16, 2026 (946 d) |
| John Adel Khoury | Charles Schwab & Co., Inc. national BD | Savvy independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 12, 2023 | Dec 13, 2023 |
| Nicole A. Elliott | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 12, 2023 | Dec 15, 2023 |
| Daniel Lehrman | Charles Schwab & Co., Inc. national BD | Masuda Lehrman Wealth state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 12, 2023 | Sep 19, 2024 (282 d) |
| Somer Nichelle Taylor | Charles Schwab & Co., Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2023 | Nov 20, 2023 |
| Connor David Hill | Charles Schwab & Co., Inc. national BD | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Dec 12, 2023 | Dec 1, 2025 (720 d) |
| Ian Diehl Wright | Charles Schwab & Co., Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 11, 2023 | Dec 15, 2023 |
| Erin Elizabeth Shurtz | Charles Schwab & Co., Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 11, 2023 | Apr 23, 2024 (134 d) |
| Matthew Smith | Charles Schwab & Co., Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2023 | Dec 19, 2023 |
| Kyle R Munson | Charles Schwab & Co., Inc. national BD | Romano Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 8, 2023 | Dec 11, 2023 |
| Michele Antoinette Grant | Charles Schwab & Co., Inc. national BD | Financial Enhancement Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 6, 2023 | Oct 1, 2025 (665 d) |
| Matthew Todd Glinsky | Charles Schwab & Co., Inc. national BD | Zacks Investment Management, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 6, 2023 | Dec 26, 2023 |
| Megan Kaplan | Charles Schwab & Co., Inc. national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2023 | Nov 22, 2023 |
| Sean Fredrich Stevenson | Charles Schwab & Co., Inc. national BD | Gallacher Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 5, 2023 | Jun 26, 2025 (569 d) |
| Richard H Jackson | Charles Schwab & Co., Inc. national BD | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2023 | Jan 17, 2024 (43 d) |
| Daniel Bradshaw | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 4, 2023 | Dec 4, 2023 |
| Daniel Potocki | Charles Schwab & Co., Inc. national BD | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2023 | Feb 5, 2024 (63 d) |
| Paul Antal | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 4, 2023 | Nov 29, 2023 |
| Evan Eugene Von Waldner | Charles Schwab & Co., Inc. national BD | Alight Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 1, 2023 | Jan 3, 2024 (33 d) |
| Andrea R Billquist | Charles Schwab & Co., Inc. national BD | Briaud Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 30, 2023 | Nov 19, 2023 |
| William Price Williamson Hancock | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 29, 2023 | Dec 6, 2023 |
| Zi-Chen K Liu | Charles Schwab & Co., Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 29, 2023 | Mar 1, 2024 (93 d) |
| Noah Kenneth Krier | Charles Schwab & Co., Inc. national BD | Stordahl Capital Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 29, 2023 | Nov 27, 2023 |
| Myky Tran | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 28, 2023 | Mar 6, 2024 (99 d) |
| Timothy J. Pepper | Charles Schwab & Co., Inc. national BD | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Nov 27, 2023 | Nov 12, 2025 (716 d) |
| Joseph Michael Pignatano | Charles Schwab & Co., Inc. national BD | Transcend Capital Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 24, 2023 | Feb 4, 2025 (438 d) |
| Joao Arruda Neto | Charles Schwab & Co., Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2023 | Jan 24, 2024 (63 d) |
| Alvin Francisco Walk | Charles Schwab & Co., Inc. national BD | Prospera Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2023 | Apr 24, 2024 (156 d) |
| Aaron M Motai | Charles Schwab & Co., Inc. national BD | Td Ameritrade, Inc. no RAUM | Other | Nov 20, 2023 | Mar 10, 2022 |
| Tod Lebeda | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 20, 2023 | Nov 14, 2023 |
| Christina Carey | Charles Schwab & Co., Inc. national BD | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Nov 17, 2023 | Nov 16, 2023 |
| Atticus Bohr | Charles Schwab & Co., Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 17, 2023 | Jan 12, 2024 (56 d) |
| Keith Morris | Charles Schwab & Co., Inc. national BD | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 16, 2023 | Jan 9, 2024 (54 d) |
| Brian Alan Schrader | Charles Schwab & Co., Inc. national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2023 | Aug 6, 2024 (265 d) |
| Robert D Wilson | Charles Schwab & Co., Inc. national BD | Dimensional Fund Advisors LP asset manager | Other | Nov 15, 2023 | Dec 8, 2023 |
| Brad Holtzclaw | Charles Schwab & Co., Inc. national BD | Zero Day Capital Enterprises LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 14, 2023 | Mar 5, 2025 (477 d) |
| Kevin J Kunz | Charles Schwab & Co., Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2023 | Dec 16, 2023 (33 d) |
| Corey Paul Frank | Charles Schwab & Co., Inc. national BD | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2023 | Oct 17, 2023 |
| Michael Cade Grimm | Charles Schwab & Co., Inc. national BD | Intentional Living Fp state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 13, 2023 | Jul 23, 2025 (618 d) |
| Marius V Mada | Charles Schwab & Co., Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 10, 2023 | Nov 8, 2023 |
| Alexander Liedberg | Charles Schwab & Co., Inc. national BD | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 10, 2023 | Nov 15, 2023 |
| Marlo Anne Chambers | Charles Schwab & Co., Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 8, 2023 | Nov 8, 2023 |
| Joseph Robert Rossi | Charles Schwab & Co., Inc. national BD | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2023 | Apr 3, 2024 (147 d) |
| Chad Book | Charles Schwab & Co., Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 8, 2023 | Dec 1, 2023 |
| Christopher Edward Simon-Wallace | Charles Schwab & Co., Inc. national BD | Robinswood Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 7, 2023 | Nov 28, 2023 |
| Ryan W Knuckles-Li | Charles Schwab & Co., Inc. national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Nov 3, 2023 | Oct 26, 2023 |
| Patrick Andrew Jereb | Charles Schwab & Co., Inc. national BD | Voya Retirement Advisors, LLC other | Other | Nov 1, 2023 | Dec 6, 2023 (35 d) |
| Lambros C Konstantellos | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 30, 2023 | Nov 7, 2023 |
| Brian Lopez | Charles Schwab & Co., Inc. national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2023 | Oct 31, 2023 |
| Jenny Alice Duncan | Charles Schwab & Co., Inc. national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2023 | Nov 17, 2023 |
| Hari Nair | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 27, 2023 | Oct 25, 2023 |
| Reginald Lawrene Green | Charles Schwab & Co., Inc. national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Oct 26, 2023 | Oct 16, 2023 |
| Christopher J. Rysak | Charles Schwab & Co., Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2023 | Nov 22, 2023 |
| Camille Rosen | Charles Schwab & Co., Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2023 | Feb 5, 2024 (103 d) |
| Tyler Douglas Rock | Charles Schwab & Co., Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 25, 2023 | Nov 10, 2023 |
4,404 moves match.