DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Mutual Of Omaha Investor Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Abrahim Mutee KassimMutual Of Omaha Investor Services, Inc. independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseNov 1, 2023Nov 14, 2023
Derek Michael BurryMutual Of Omaha Investor Services, Inc. independent RIAAdvice And Planning Services BD affiliatedRIA to affiliated broker-dealer or bankOct 26, 2023Nov 14, 2023
Dalton CloydMutual Of Omaha Investor Services, Inc. independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankOct 26, 2023Dec 8, 2023 (43 d)
Blake WelchMutual Of Omaha Investor Services, Inc. independent RIAArete Financial Solutions, LLC state registeredRIA to a state-registered adviserOct 26, 2023Nov 14, 2023
Matthew KloosMutual Of Omaha Investor Services, Inc. independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 26, 2023Feb 21, 2024 (118 d)
Marlon Jean ShkaidyMutual Of Omaha Investor Services, Inc. independent RIAPrincipal Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankOct 10, 2023Oct 10, 2023
Christopher SimichMutual Of Omaha Investor Services, Inc. independent RIAOneamerica Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 7, 2023Mar 12, 2024 (187 d)
Robert Eugene ScalzettiMutual Of Omaha Investor Services, Inc. independent RIAState Farm Investment Management Corp. asset managerOtherSep 7, 2023Jul 21, 2025 (683 d)
Waldemar Alfredo Marques OrtizMutual Of Omaha Investor Services, Inc. independent RIAGlobal View Capital Management LLC independent RIARIA to RIASep 7, 2023Jun 2, 2026 (999 d)
Robert BieberMutual Of Omaha Investor Services, Inc. independent RIAOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 7, 2023Nov 14, 2023 (68 d)
Nicholas PavaoMutual Of Omaha Investor Services, Inc. independent RIAMML Investors Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 7, 2023Nov 27, 2024 (447 d)
Malik RobinsonMutual Of Omaha Investor Services, Inc. independent RIANationwide Investment Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 7, 2023Feb 12, 2024 (158 d)
Suzanne Kay O'DonnellMutual Of Omaha Investor Services, Inc. independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseSep 7, 2023Nov 28, 2023 (82 d)
Micah Aaron SellingerMutual Of Omaha Investor Services, Inc. independent RIACerity Partners LLC independent RIARIA to RIASep 7, 2023Aug 8, 2025 (701 d)
Lauren GramesMutual Of Omaha Investor Services, Inc. independent RIAW&S Brokerage Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 11, 2023Aug 10, 2023
Jose Ramon AlvarezMutual Of Omaha Investor Services, Inc. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 11, 2023Mar 29, 2024 (262 d)
Christopher Thomas BonningtonMutual Of Omaha Investor Services, Inc. independent RIAAdvice And Planning Services BD affiliatedRIA to affiliated broker-dealer or bankJul 11, 2023Jul 26, 2023
Brandon Garrett PowellMutual Of Omaha Investor Services, Inc. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 18, 2023Jun 30, 2023 (43 d)
Scott M MetzMutual Of Omaha Investor Services, Inc. independent RIAHuntington Financial Advisors BD affiliatedRIA to affiliated broker-dealer or bankMay 4, 2023May 15, 2023
Matthew DoddMutual Of Omaha Investor Services, Inc. independent RIAElevated Capital Advisors, LLC independent RIARIA to RIAMay 4, 2023May 10, 2023
Tyler Ross SnowMutual Of Omaha Investor Services, Inc. independent RIASequent Planning, LLC independent RIARIA to RIAMay 4, 2023Oct 9, 2023 (158 d)
Clinton Jon JansenMutual Of Omaha Investor Services, Inc. independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseMar 31, 2023Jan 9, 2024 (284 d)
Samuel Schaedler HeverohMutual Of Omaha Investor Services, Inc. independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankMar 31, 2023Mar 14, 2023
Christopher-Paul RomoMutual Of Omaha Investor Services, Inc. independent RIAKestra Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 24, 2023May 8, 2023 (45 d)
Jorn-Erik MadsenMutual Of Omaha Investor Services, Inc. independent RIAEquitable Advisors, LLC national BDRIA to affiliated broker-dealer or bankMar 24, 2023Feb 24, 2023
Dathan BelangerMutual Of Omaha Investor Services, Inc. independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseMar 10, 2023Apr 10, 2023 (31 d)
Timothy Hamilton BrownMutual Of Omaha Investor Services, Inc. independent RIAMoney Concepts Advisory Service BD affiliatedRIA to affiliated broker-dealer or bankMar 10, 2023Feb 27, 2023
Shawn Allan WattsMutual Of Omaha Investor Services, Inc. independent RIAModern Financial state registeredRIA to a state-registered adviserFeb 2, 2023Jan 31, 2023
Eric BaumertMutual Of Omaha Investor Services, Inc. independent RIAPruco Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 30, 2023Feb 8, 2023
Christopher LangfordMutual Of Omaha Investor Services, Inc. independent RIALPL Enterprise, LLC no RAUMRIA to a newly registered adviserJan 30, 2023Mar 14, 2025 (774 d)
Jorge Alberto Diaz-GalarzaMutual Of Omaha Investor Services, Inc. independent RIAFirst Command Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankJan 30, 2023Feb 24, 2023
Geoffrey Dean VoorheesMutual Of Omaha Investor Services, Inc. independent RIAFamilywealth mixed wealthRIA to RIAJan 12, 2023Feb 3, 2023
Joshua WilcoxMutual Of Omaha Investor Services, Inc. independent RIAAmeritas Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 21, 2022Jan 27, 2023 (37 d)
Tyler Bryant ScritchfieldMutual Of Omaha Investor Services, Inc. independent RIANorthwestern Mutual Investment Services,LLC no RAUMOtherNov 30, 2022Dec 16, 2022
Joseph D FokkenMutual Of Omaha Investor Services, Inc. independent RIASecurities America Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankNov 30, 2022Mar 22, 2023 (112 d)
Abel SantanaMutual Of Omaha Investor Services, Inc. independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseNov 30, 2022Dec 20, 2022
Philip SabioMutual Of Omaha Investor Services, Inc. independent RIAEquitable Advisors, LLC national BDRIA to affiliated broker-dealer or bankNov 21, 2022Nov 4, 2022
Joshua Adam ZoldanMutual Of Omaha Investor Services, Inc. independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 21, 2022Nov 18, 2022
Paul Michael LarkinMutual Of Omaha Investor Services, Inc. independent RIADickinson Investment Advisors independent RIARIA to RIANov 11, 2022Nov 29, 2022
Rogerio H SilvaMutual Of Omaha Investor Services, Inc. independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseNov 11, 2022Nov 25, 2022
Brennen Michael SchmertmannMutual Of Omaha Investor Services, Inc. independent RIALPL Financial LLC independent RIARIA to RIANov 11, 2022Nov 1, 2022
Mildred PatuboMutual Of Omaha Investor Services, Inc. independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 19, 2022Oct 18, 2022
John D HudginsMutual Of Omaha Investor Services, Inc. independent RIATransamerica Retirement Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 14, 2022Oct 18, 2022
Dennis KelleherMutual Of Omaha Investor Services, Inc. independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankSep 14, 2022Dec 14, 2022 (91 d)
Jordan BrownMutual Of Omaha Investor Services, Inc. independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 14, 2022Nov 4, 2022 (51 d)
Rafael Sosa MatosMutual Of Omaha Investor Services, Inc. independent RIALevel Four Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankSep 13, 2022Apr 25, 2023 (224 d)
Brandon Y K NahaleMutual Of Omaha Investor Services, Inc. independent RIABankoh Advisors independent RIARIA to RIAAug 10, 2022Aug 12, 2022
Aaron Michael BuemiMutual Of Omaha Investor Services, Inc. independent RIASecurities America Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 10, 2022Aug 8, 2022
Jeremy Joseph PriarMutual Of Omaha Investor Services, Inc. independent RIAHornor, Townsend & Kent, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 13, 2022Jul 18, 2022
Christian MorrisonMutual Of Omaha Investor Services, Inc. independent RIAFisher Investments independent RIARIA to RIAJun 14, 2022Jun 21, 2022
Shawn Michael O'BrienMutual Of Omaha Investor Services, Inc. independent RIAWells Fargo Advisors wirehouseRIA to wirehouseJun 2, 2022Aug 16, 2023 (440 d)
Jonathan Russell HeckMutual Of Omaha Investor Services, Inc. independent RIAWells Fargo Advisors wirehouseRIA to wirehouseJun 2, 2022Jun 6, 2022
Cameron VoegeleMutual Of Omaha Investor Services, Inc. independent RIANorthwestern Mutual Investment Services,LLC no RAUMOtherJun 2, 2022Aug 19, 2022 (78 d)
Uzochukwu Louis AnughoraMutual Of Omaha Investor Services, Inc. independent RIAWells Fargo Advisors wirehouseRIA to wirehouseJun 2, 2022Jul 21, 2022 (49 d)
Karl Robert SullivanMutual Of Omaha Investor Services, Inc. independent RIABankers Life Advisory Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMay 16, 2022May 10, 2022
Sydney LukatsevichMutual Of Omaha Investor Services, Inc. independent RIAMowery & Schoenfeld Wealth Management, LLC independent RIARIA to RIAApr 21, 2022Mar 23, 2022
Michael James KintMutual Of Omaha Investor Services, Inc. independent RIAEquitable Advisors, LLC national BDRIA to affiliated broker-dealer or bankApr 21, 2022Apr 15, 2022
Jonathan MesserMutual Of Omaha Investor Services, Inc. independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankApr 21, 2022Jul 6, 2022 (76 d)
Martin Garrett WheelerMutual Of Omaha Investor Services, Inc. no RAUMPruco Securities, LLC BD affiliatedOtherMar 29, 2022May 24, 2022 (56 d)
Bradley ShookMutual Of Omaha Investor Services, Inc. no RAUMWells Fargo Advisors wirehouseOtherMar 24, 2022Apr 23, 2022
Page 2 of 8PreviousNext
431 moves match.