DFX Intelligence
Advisor moves
Departures from Raymond James & Associates, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Pedro Ernesto Harth-Silva | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 14, 2022 | Mar 14, 2022 |
| Josh Schechter | Raymond James & Associates, Inc. national BD | Triad Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 14, 2022 | Mar 30, 2022 |
| Ty Glenn Rogers | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2022 | Jan 31, 2022 |
| Kevin Munoz | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2022 | Feb 8, 2022 |
| Kristol Monique Luke | Raymond James & Associates, Inc. national BD | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2022 | Jan 20, 2023 (325 d) |
| Van Richard Martin | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2022 | Feb 7, 2022 |
| Andrew Franklin Williams | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 23, 2022 | Feb 24, 2022 |
| Anthony Francis Panuccio | Raymond James & Associates, Inc. national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 18, 2022 | Jan 9, 2024 (690 d) |
| Patricia Ann Latimer | Raymond James & Associates, Inc. national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Feb 18, 2022 | Jan 25, 2022 |
| Kathaleen Ann Muilwyk | Raymond James & Associates, Inc. national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 18, 2022 | Mar 30, 2022 (40 d) |
| Margaret Tylor Mcmanis | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 18, 2022 | Aug 12, 2022 (175 d) |
| Rebecca L Teese | Raymond James & Associates, Inc. national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Feb 17, 2022 | Feb 18, 2022 |
| Maria Garcia Wilder | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2022 | Feb 7, 2022 |
| Eric Christopher Tiller | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2022 | Feb 15, 2022 |
| Robert Hill Morgan | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2022 | Jan 24, 2022 |
| Nancy Joeann Tush | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 15, 2022 | Feb 3, 2022 |
| Laura Giarrusso | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 15, 2022 | Feb 15, 2022 |
| Michael Revilla | Raymond James & Associates, Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 14, 2022 | Jan 18, 2022 |
| Lucas Alan Thouvenin | Raymond James & Associates, Inc. national BD | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 11, 2022 | Feb 17, 2022 |
| Nicholas Michael Ryder | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2022 | Feb 1, 2023 (355 d) |
| Liz Arza | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2022 | Feb 21, 2022 |
| Marcus T Coleman | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2022 | Apr 12, 2022 (62 d) |
| Steven Michael Friedman | Raymond James & Associates, Inc. national BD | Gladstone Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 4, 2022 | Jan 13, 2026 (1439 d) |
| Wendy Jean Staudenheimer | Raymond James & Associates, Inc. national BD | Sanctuary Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2022 | Mar 4, 2022 |
| Cindy Michele Cook | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2022 | Jan 24, 2022 |
| Weisley Frazier | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2022 | Jan 24, 2022 |
| Jeremy Isaac Friedman | Raymond James & Associates, Inc. national BD | Gladstone Wealth Partners BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2022 | Dec 16, 2022 (315 d) |
| Emory Guy Hendrix | Raymond James & Associates, Inc. national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2022 | Feb 1, 2022 |
| Manuel Alfredo Bernardez | Raymond James & Associates, Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 4, 2022 | Jan 18, 2022 |
| Kenneth Christian Brace | Raymond James & Associates, Inc. national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2022 | Mar 30, 2022 (54 d) |
| Antony Ivan Garcia | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2022 | Feb 1, 2022 |
| Pedro Filippa | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 4, 2022 | Feb 7, 2023 (368 d) |
| Ricardo Javier Albor | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 4, 2022 | Dec 16, 2022 (315 d) |
| Michael Scott Heath | Raymond James & Associates, Inc. national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2022 | Feb 4, 2022 |
| Kristen April Kragt | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Jan 29, 2022 | Jan 4, 2022 |
| Heather Lynnelle Mosher | Raymond James & Associates, Inc. national BD | West Michigan Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 29, 2022 | Jan 12, 2022 |
| Joshua Neil Slusarczyk | Raymond James & Associates, Inc. national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2022 | Oct 15, 2019 |
| Gregg Douglas Mulder | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Jan 29, 2022 | Jan 4, 2022 |
| Mark Lee Zichterman | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Jan 10, 2022 | Jan 4, 2022 |
| Paula Juszczyk | Raymond James & Associates, Inc. national BD | D.A. Davidson & Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2021 | Mar 29, 2022 (88 d) |
| Gretchen Anna Olsen | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2021 | Jan 20, 2022 |
| Melinda Jo Hansen | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2021 | Feb 2, 2022 (33 d) |
| James Alexander Douglas | Raymond James & Associates, Inc. national BD | Douglas Capital Management Inc other | Other | Dec 31, 2021 | Jan 26, 2022 |
| Kristine Elisabeth Menko | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 23, 2021 | Mar 14, 2022 (81 d) |
| Brent Jason Greninger | Raymond James & Associates, Inc. national BD | Buckman Advisory Group LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 23, 2021 | Mar 23, 2022 (90 d) |
| Zachary Carl Scott | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2021 | Dec 20, 2021 |
| Cady Lori Lake | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2021 | Dec 20, 2021 |
| Julie S Pressnell | Raymond James & Associates, Inc. national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2021 | Aug 11, 2023 (597 d) |
| Matthew G Buckman | Raymond James & Associates, Inc. national BD | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2021 | Jan 18, 2022 |
| Ryan Francis Waterbury | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 14, 2021 | Feb 18, 2022 (66 d) |
| Bryan C Richardson | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 13, 2021 | Apr 11, 2023 (484 d) |
| John Joseph Crespy | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 10, 2021 | Dec 2, 2021 |
| Matthew Nicolas Estrada | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 10, 2021 | Jan 11, 2022 (32 d) |
| Treyce P Addison | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 10, 2021 | Dec 20, 2021 |
| Irene Shawntay Cromartie | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2021 | Aug 16, 2021 |
| Caroline Maclean Sinclair | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2021 | Dec 6, 2021 |
| Nathan Bruce Plott | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2021 | Dec 6, 2021 |
| Paul Cummings Smith | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Nov 30, 2021 | Nov 3, 2021 |
| Ronald John Kapraun | Raymond James & Associates, Inc. national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2021 | Jun 29, 2023 (576 d) |
| Paul Daniel Zirakian | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 29, 2021 | Nov 12, 2021 |
2,770 moves match.