Departures from Raymond James & Associates, Inc.

2,774 moves

Advisor	From	To	Type	Left	Registered
Jarrett Alexander Brady	Raymond James & Associates, Inc. national BD	Icapital Wealth LLC no RAUM	Affiliated broker-dealer or bank to a newly registered adviser	Dec 2, 2020	Nov 6, 2020
Adam Keith Hruby	Raymond James & Associates, Inc. national BD	Intrust Advisors, Inc. state registered	Affiliated broker-dealer or bank to a state-registered adviser	Dec 2, 2020	Mar 14, 2023 (832 d)
Guilford Ward Nergard	Raymond James & Associates, Inc. national BD	Nfsg Corporation BD affiliated	Affiliated broker-dealer or bank to another	Dec 1, 2020	Jun 30, 2021 (211 d)
Thomas A Harmon	Raymond James & Associates, Inc. national BD	Raymond James Financial Services Advisors, Inc BD affiliated	Affiliated broker-dealer or bank to another	Dec 1, 2020	Dec 18, 2020
Edward Kay Lian	Raymond James & Associates, Inc. national BD	Wealthfront Advisers LLC BD affiliated	Affiliated broker-dealer or bank to another	Nov 30, 2020	Oct 13, 2025 (1778 d)
Jeffrey B Reis	Raymond James & Associates, Inc. national BD	Ameriprise Financial Services, LLC national BD	Affiliated broker-dealer or bank to another	Nov 25, 2020	Nov 19, 2020
Frank Louis Maurno	Raymond James & Associates, Inc. national BD	One + One Wealth Management, LLC no RAUM	Affiliated broker-dealer or bank to a newly registered adviser	Nov 25, 2020	Nov 17, 2020
Carolyn Ann Sipperley	Raymond James & Associates, Inc. national BD	One + One Wealth Management, LLC no RAUM	Affiliated broker-dealer or bank to a newly registered adviser	Nov 25, 2020	Nov 17, 2020
Raymond Cecil Shoup	Raymond James & Associates, Inc. national BD	Edward Jones national BD	Affiliated broker-dealer or bank to another	Nov 25, 2020	Nov 13, 2020
Sarah Anne Melzer	Raymond James & Associates, Inc. national BD	Bay Point Wealth independent RIA	Affiliated broker-dealer or bank to independent RIA	Nov 24, 2020	Dec 11, 2020
Casey Shay Jorgensen	Raymond James & Associates, Inc. national BD	Dynasty Wealth Management, LLC asset manager	Other	Nov 23, 2020	Feb 24, 2022 (458 d)
Luke Jeffrey Nietz	Raymond James & Associates, Inc. national BD	Fidelity Personal And Workplace Advisors BD affiliated	Affiliated broker-dealer or bank to another	Nov 23, 2020	Jan 14, 2021 (52 d)
Keith Anthony Dubauskas	Raymond James & Associates, Inc. national BD	One + One Wealth Management, LLC no RAUM	Affiliated broker-dealer or bank to a newly registered adviser	Nov 16, 2020	Nov 13, 2020
Edward James Acker	Raymond James & Associates, Inc. national BD	St. Pete Financial Group unclassified	Other	Nov 16, 2020	Apr 6, 2021 (141 d)
Michael Tyler Covington	Raymond James & Associates, Inc. national BD	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Nov 16, 2020	Nov 17, 2020
Ernesto Vargas Truqui	Raymond James & Associates, Inc. national BD	Pnc Wealth Management BD affiliated	Affiliated broker-dealer or bank to another	Nov 10, 2020	Jul 20, 2022 (617 d)
Jesse Sven Danielson	Raymond James & Associates, Inc. national BD	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Nov 10, 2020	Mar 4, 2021 (114 d)
Piero Antonio Carhuamaca	Raymond James & Associates, Inc. national BD	Citigroup Global Markets Inc. BD affiliated	Affiliated broker-dealer or bank to another	Nov 10, 2020	Nov 17, 2021 (372 d)
Benjamin Klaue Lucas	Raymond James & Associates, Inc. national BD	Alliancebernstein L.P. other	Other	Nov 10, 2020	Nov 11, 2020
Vincenzo Thomas Losasso	Raymond James & Associates, Inc. national BD	Equitable Advisors, LLC national BD	Affiliated broker-dealer or bank to another	Nov 10, 2020	Feb 28, 2025 (1571 d)
Josh Joseph Renda	Raymond James & Associates, Inc. national BD	Apollon Wealth Management, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Nov 3, 2020	Mar 19, 2021 (136 d)
Timothy Sean Hogan	Raymond James & Associates, Inc. national BD	Raymond James Financial Services Advisors, Inc BD affiliated	Affiliated broker-dealer or bank to another	Oct 21, 2020	Oct 22, 2020
Jamie Lynn Hogan	Raymond James & Associates, Inc. national BD	Raymond James Financial Services Advisors, Inc BD affiliated	Affiliated broker-dealer or bank to another	Oct 21, 2020	Oct 22, 2020
Brandon E Roberts	Raymond James & Associates, Inc. national BD	Independent Financial Partners BD affiliated	Affiliated broker-dealer or bank to another	Oct 19, 2020	Oct 6, 2020
Joe Anthony Sanchez	Raymond James & Associates, Inc. national BD	Citigroup Global Markets Inc. BD affiliated	Affiliated broker-dealer or bank to another	Oct 19, 2020	Jan 11, 2021 (84 d)
Alexis Andree Lenssen	Raymond James & Associates, Inc. national BD	Ameriprise Financial Services, LLC national BD	Affiliated broker-dealer or bank to another	Oct 16, 2020	Oct 5, 2020
Gregory Phillip Malec	Raymond James & Associates, Inc. national BD	Managed Asset Portfolios, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Oct 9, 2020	Feb 18, 2021 (132 d)
David Howard Lilliston	Raymond James & Associates, Inc. national BD	Raymond James Financial Services Advisors, Inc BD affiliated	Affiliated broker-dealer or bank to another	Oct 9, 2020	Oct 30, 2020
Aimee Francoeur Tesoro	Raymond James & Associates, Inc. national BD	Equitable Advisors, LLC national BD	Affiliated broker-dealer or bank to another	Oct 9, 2020	Oct 31, 2022 (752 d)
John Joseph Waldron	Raymond James & Associates, Inc. national BD	Cambridge Investment Research Advisors, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Oct 9, 2020	Feb 18, 2021 (132 d)
Greg L Kokemuller	Raymond James & Associates, Inc. national BD	T. Rowe Price Advisory Services, Inc. independent RIA	Affiliated broker-dealer or bank to independent RIA	Oct 9, 2020	Aug 9, 2022 (669 d)
John D Rush	Raymond James & Associates, Inc. national BD	J.P. Morgan Securities LLC wirehouse	Affiliated broker-dealer or bank to wirehouse	Oct 9, 2020	Dec 23, 2020 (75 d)
Ryan Allen Roy	Raymond James & Associates, Inc. national BD	Wells Fargo Advisors wirehouse	Affiliated broker-dealer or bank to wirehouse	Oct 9, 2020	Sep 10, 2021 (336 d)
Andrew Martin	Raymond James & Associates, Inc. national BD	Independent Financial Partners BD affiliated	Affiliated broker-dealer or bank to another	Oct 9, 2020	Oct 28, 2020
Phillip Watkins	Raymond James & Associates, Inc. national BD	E*Trade Capital Management, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Oct 9, 2020	Jan 8, 2021 (91 d)
Douglas Adam Katchen	Raymond James & Associates, Inc. national BD	Allstate Financial Advisors, LLC BD affiliated	Affiliated broker-dealer or bank to another	Oct 8, 2020	Feb 8, 2021 (123 d)
Leslie Sharon Beier	Raymond James & Associates, Inc. national BD	Stifel, Nicolaus & Company, Incorporated national BD	Affiliated broker-dealer or bank to another	Oct 8, 2020	Mar 9, 2021 (152 d)
Taylor Ashmore Pierce	Raymond James & Associates, Inc. national BD	Fidelity Personal And Workplace Advisors BD affiliated	Affiliated broker-dealer or bank to another	Oct 8, 2020	Apr 13, 2021 (187 d)
Frederick Joseph Pilipuf	Raymond James & Associates, Inc. national BD	Northwestern Mutual Investment Services,LLC no RAUM	Other	Oct 8, 2020	Dec 22, 2020 (75 d)
David Taylor Morgan	Raymond James & Associates, Inc. national BD	The High Net Worth Advisory Group, LLC no RAUM	Affiliated broker-dealer or bank to a newly registered adviser	Oct 2, 2020	Sep 28, 2020
Howard Joseph Jordan	Raymond James & Associates, Inc. national BD	The High Net Worth Advisory Group, LLC no RAUM	Affiliated broker-dealer or bank to a newly registered adviser	Oct 2, 2020	Sep 28, 2020
Jarret Michael Shattuck	Raymond James & Associates, Inc. national BD	Hartford Funds asset manager	Other	Oct 2, 2020	Oct 15, 2020
Carlo Magno Paras Santos-Ocampo	Raymond James & Associates, Inc. national BD	The High Net Worth Advisory Group, LLC no RAUM	Affiliated broker-dealer or bank to a newly registered adviser	Oct 2, 2020	Sep 28, 2020
Tyler Askey	Raymond James & Associates, Inc. national BD	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Oct 2, 2020	Oct 15, 2020
Brian Carter Keach	Raymond James & Associates, Inc. national BD	Wells Fargo Advisors wirehouse	Affiliated broker-dealer or bank to wirehouse	Oct 1, 2020	Sep 18, 2020
Michael James West	Raymond James & Associates, Inc. national BD	Ameriprise Financial Services, LLC national BD	Affiliated broker-dealer or bank to another	Sep 29, 2020	Sep 4, 2020
Andrew Oliver West	Raymond James & Associates, Inc. national BD	Ameriprise Financial Services, LLC national BD	Affiliated broker-dealer or bank to another	Sep 29, 2020	Sep 4, 2020
Cristopher Evan Cuevas	Raymond James & Associates, Inc. national BD	Bright Legacy LLC state registered	Affiliated broker-dealer or bank to a state-registered adviser	Sep 29, 2020	Apr 4, 2022 (552 d)
Gary Edward Mcgovern	Raymond James & Associates, Inc. national BD	Janney Montgomery Scott LLC BD affiliated	Affiliated broker-dealer or bank to another	Sep 25, 2020	Sep 24, 2020
Margaret Leigh Pretorius	Raymond James & Associates, Inc. national BD	Morgan Stanley wirehouse	Affiliated broker-dealer or bank to wirehouse	Sep 25, 2020	Sep 26, 2020
Sergio R Pedroza	Raymond James & Associates, Inc. national BD	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Affiliated broker-dealer or bank to wirehouse	Sep 25, 2020	May 28, 2024 (1341 d)
John Peter Boosalis	Raymond James & Associates, Inc. national BD	Wells Fargo Advisors wirehouse	Affiliated broker-dealer or bank to wirehouse	Sep 21, 2020	Sep 18, 2020
Richard David Alexander	Raymond James & Associates, Inc. national BD	Cetera Investment Advisers LLC BD affiliated	Affiliated broker-dealer or bank to another	Sep 21, 2020	Sep 8, 2020
Marisa B Dollard	Raymond James & Associates, Inc. national BD	Robert W. Baird & Co. Incorporated mixed wealth	Affiliated broker-dealer or bank to independent RIA	Sep 21, 2020	Sep 21, 2020
Brett Burza	Raymond James & Associates, Inc. national BD	Cambridge Investment Research Advisors, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Sep 21, 2020	Sep 3, 2020
Laura Kaye Cook	Raymond James & Associates, Inc. national BD	Ameriprise Financial Services, LLC national BD	Affiliated broker-dealer or bank to another	Sep 21, 2020	Sep 4, 2020
Omar Javier Macias	Raymond James & Associates, Inc. national BD	Wells Fargo Advisors wirehouse	Affiliated broker-dealer or bank to wirehouse	Sep 16, 2020	Sep 22, 2020
Kevin Barry Mahoney	Raymond James & Associates, Inc. national BD	Raymond James Financial Services Advisors, Inc BD affiliated	Affiliated broker-dealer or bank to another	Sep 16, 2020	Oct 14, 2020
Joey Goodspeed	Raymond James & Associates, Inc. national BD	Horace Mann Investors, Inc. no RAUM	Other	Sep 10, 2020	Sep 22, 2020
Frederick Carpenter Lane	Raymond James & Associates, Inc. national BD	Lane Generational LLC no RAUM	Affiliated broker-dealer or bank to a newly registered adviser	Sep 8, 2020	Aug 28, 2020

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