DFX Intelligence
Advisor moves
Departures from Raymond James & Associates, Inc.What a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,774 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Caroline Hartley Mcinerney | Raymond James & Associates, Inc. national BD | Nicholas Hoffman & Company, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 3, 2020 | Oct 26, 2020 (53 d) |
| Christian Martinez | Raymond James & Associates, Inc. national BD | Dominari Securities LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 3, 2020 | Jan 4, 2021 (123 d) |
| John Mark Schibli | Raymond James & Associates, Inc. national BD | Lane Generational LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 3, 2020 | Aug 28, 2020 |
| Jason Ariston | Raymond James & Associates, Inc. national BD | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2020 | Sep 1, 2020 |
| Jason Earl Harsh | Raymond James & Associates, Inc. national BD | Bankers Life Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2020 | Aug 14, 2020 |
| Steven M Wyatt | Raymond James & Associates, Inc. national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 27, 2020 | Oct 28, 2020 (62 d) |
| William Wadsworth Young | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Aug 25, 2020 | Dec 3, 2021 (465 d) |
| Ryan F Kiernan | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2020 | Sep 15, 2020 |
| Stephen Crathorne Collins | Raymond James & Associates, Inc. national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 20, 2020 | Aug 30, 2020 |
| David Overton Carlock | Raymond James & Associates, Inc. national BD | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2020 | Aug 11, 2020 |
| Ralph William Sevelius | Raymond James & Associates, Inc. national BD | Iht Wealth Management LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2020 | Mar 17, 2026 (2035 d) |
| Eugene M Gallagher | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 20, 2020 | Aug 5, 2020 |
| Michael William Drummond | Raymond James & Associates, Inc. national BD | Invest Capital Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 18, 2020 | Aug 19, 2020 |
| Nina Threets | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 18, 2020 | Apr 21, 2021 (246 d) |
| Coleman Vaughn Mcnamara | Raymond James & Associates, Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 12, 2020 | Sep 8, 2020 |
| Claudia Medina | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 12, 2020 | Sep 21, 2020 (40 d) |
| Blake Houston Chelf | Raymond James & Associates, Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2020 | Oct 7, 2020 (57 d) |
| Jordan Duggan | Raymond James & Associates, Inc. national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 10, 2020 | Jan 22, 2021 (165 d) |
| Allen Huggins Johnson | Raymond James & Associates, Inc. national BD | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 4, 2020 | Aug 14, 2020 |
| David Bunim Rosenthal | Raymond James & Associates, Inc. national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 4, 2020 | Jul 31, 2020 |
| Robert Joseph Gregory Mendoza | Raymond James & Associates, Inc. national BD | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2020 | Oct 23, 2020 (80 d) |
| Daniel Sburlati-Rupp | Raymond James & Associates, Inc. national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 4, 2020 | Jul 31, 2020 |
| Kim Marie Martin | Raymond James & Associates, Inc. national BD | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 3, 2020 | Aug 21, 2020 |
| Gary Robert Cook | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2020 | Jul 31, 2020 |
| Beth Lauren Decker | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2020 | Jul 31, 2020 |
| Matthew J Muller | Raymond James & Associates, Inc. national BD | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 22, 2020 | Mar 15, 2022 (601 d) |
| Jason T. Percy | Raymond James & Associates, Inc. national BD | Capital Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 21, 2020 | Aug 24, 2020 (34 d) |
| John Carlos Couto | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 20, 2020 | Jul 13, 2020 |
| Francis Spyros Leontitsis | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 17, 2020 | Jul 13, 2020 |
| Christopher Mccauley Ricketts | Raymond James & Associates, Inc. national BD | Ricketts Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 9, 2020 | Dec 4, 2024 (1609 d) |
| Andrew Klich | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2020 | Apr 27, 2021 (292 d) |
| Joel Busboom | Raymond James & Associates, Inc. national BD | Southport Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2020 | Jul 28, 2020 |
| Nita R Pastor | Raymond James & Associates, Inc. national BD | Newedge Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 2, 2020 | Jul 2, 2020 |
| Nathaniel Andrew Novak | Raymond James & Associates, Inc. national BD | Newedge Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 2, 2020 | Jul 2, 2020 |
| Christopher S Spear | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2020 | Jul 13, 2020 |
| Steven Lawrence Hawes | Raymond James & Associates, Inc. national BD | Vista Investment Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2020 | Jul 17, 2020 |
| Kathleen Ann Crowley | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 1, 2020 | Jul 1, 2020 |
| Adrienne Deanna Davis | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 1, 2020 | Jul 1, 2020 |
| Grace Corinne Crowley Hardee | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 1, 2020 | Jul 1, 2020 |
| Gregory Finley Young | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2020 | Jun 15, 2020 |
| Elizabeth Anne Young | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2020 | Jun 15, 2020 |
| Jacob Robert Lewis | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2020 | Jul 6, 2020 |
| Joseph D Thompson | Raymond James & Associates, Inc. national BD | Hefren-Tillotson, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 24, 2020 | Feb 11, 2021 (232 d) |
| Tejas Shrinivas Shirguppi | Raymond James & Associates, Inc. national BD | Aristotle Capital Management, LLC asset manager | Other | Jun 24, 2020 | Dec 11, 2020 (170 d) |
| Eddie Deshaun James | Raymond James & Associates, Inc. national BD | Brookstone Capital Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 24, 2020 | Jun 2, 2021 (343 d) |
| Jennifer C Cutolo | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2020 | Jun 15, 2020 |
| Brian Murphy Gary | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2020 | Jun 15, 2020 |
| John Stephen Inman | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 16, 2020 | Jun 2, 2020 |
| Jeff William Sellers | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2020 | Jun 12, 2020 |
| Monica L Lyssy | Raymond James & Associates, Inc. national BD | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2020 | May 22, 2020 |
| Scott Petersen | Raymond James & Associates, Inc. national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 15, 2020 | Sep 17, 2020 (94 d) |
| Austin Jordan Hill | Raymond James & Associates, Inc. national BD | Kpp Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 15, 2020 | Jun 18, 2021 (368 d) |
| Thomas M Pancoast | Raymond James & Associates, Inc. national BD | Mpb Wealth Management, LLC unclassified | Other | Jun 15, 2020 | Nov 12, 2020 (150 d) |
| Amanda Tawney Williams | Raymond James & Associates, Inc. national BD | Northern Trust Investments, Incorporated asset manager | Other | Jun 12, 2020 | Mar 11, 2021 (272 d) |
| Robert S. Torney | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 12, 2020 | Jun 5, 2020 |
| Allison Williams Daniels | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 9, 2020 | Jun 2, 2020 |
| William Bruce Patteson | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 5, 2020 | Jun 3, 2020 |
| Mark George Schlig | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 5, 2020 | May 29, 2020 |
| Daniel George Petre | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2020 | Jun 23, 2021 (383 d) |
| Abby Elizabeth Bailey | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 5, 2020 | Jun 11, 2020 |