DFX Intelligence
Advisor moves
Departures from Raymond James & Associates, Inc.What a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,774 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Allan Thomas Pickle | Raymond James & Associates, Inc. national BD | Mag Cap no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 1, 2018 | Oct 5, 2018 |
| Stephen M Griner | Raymond James & Associates, Inc. national BD | Mag Cap no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 1, 2018 | Oct 5, 2018 |
| Vaiden Arthur Clark | Raymond James & Associates, Inc. national BD | Mag Cap no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 1, 2018 | Oct 5, 2018 |
| Elverson Leroy Brown | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 28, 2018 | May 14, 2019 (228 d) |
| Steven Aaron Frye | Raymond James & Associates, Inc. national BD | J.J.B. Hilliard, W.L. Lyons, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 25, 2018 | Sep 21, 2018 |
| Christopher Harrington David Cooper | Raymond James & Associates, Inc. national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Sep 20, 2018 | Oct 15, 2018 |
| Justin Alexander | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 20, 2018 | Nov 1, 2018 (42 d) |
| Bryan Todd Oglesby | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2018 | Sep 20, 2018 |
| Dustin Ellis | Raymond James & Associates, Inc. national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Sep 10, 2018 | Sep 26, 2018 |
| Matthew Jackson Watson | Raymond James & Associates, Inc. national BD | Dunhill Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 7, 2018 | Sep 12, 2018 |
| Mark Julien Thompson | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 7, 2018 | Oct 1, 2018 |
| Angela Marie Zangarola | Raymond James & Associates, Inc. national BD | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 7, 2018 | Sep 11, 2018 |
| Roxanne Renee Natale-Vanblarcom | Raymond James & Associates, Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 5, 2018 | Nov 8, 2018 (64 d) |
| Charles Brett Bryan | Raymond James & Associates, Inc. national BD | B Riley Wealth Management other | Other | Sep 4, 2018 | Sep 5, 2018 |
| Stephen Paul Florio | Raymond James & Associates, Inc. national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2018 | Oct 26, 2018 (56 d) |
| Scott Steiner | Raymond James & Associates, Inc. national BD | Calamos Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 24, 2018 | Sep 12, 2018 |
| Randy Scott Koontz | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 10, 2018 | Aug 10, 2018 |
| Scott Henry Shepherd | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 10, 2018 | Aug 10, 2018 |
| Aaron Joseph Jurgensmeyer | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 10, 2018 | Aug 10, 2018 |
| Charles Michael Jones | Raymond James & Associates, Inc. national BD | Stonex Advisors Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2018 | Aug 3, 2018 |
| Michael Gordon Grover | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2018 | Aug 8, 2018 |
| Mystie Denae Mcglone | Raymond James & Associates, Inc. national BD | Stonex Advisors Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2018 | Aug 3, 2018 |
| Earl Christian Reeser | Raymond James & Associates, Inc. national BD | Reeser Advisory Services Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 8, 2018 | Aug 30, 2018 |
| Robert Cory Powell | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2018 | Aug 8, 2018 |
| Justin Michael Grover | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2018 | Aug 8, 2018 |
| Stephen Valelly | Raymond James & Associates, Inc. national BD | Xo Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 3, 2018 | Sep 25, 2018 (53 d) |
| Carl Patrick Carlos | Raymond James & Associates, Inc. national BD | Xo Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2018 | Sep 25, 2018 (54 d) |
| Kimberly T Abmeyer | Raymond James & Associates, Inc. national BD | Xo Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2018 | Sep 25, 2018 (54 d) |
| Mark A Walters | Raymond James & Associates, Inc. national BD | Invest Capital Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2018 | Aug 2, 2018 |
| Paul Mark Bonaccini | Raymond James & Associates, Inc. national BD | Wedbush Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2018 | May 28, 2020 (667 d) |
| Randall Paul Macneill | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 31, 2018 | Jul 24, 2018 |
| David Andrew Polischeck | Raymond James & Associates, Inc. national BD | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 20, 2018 | Aug 6, 2018 |
| Susan Alexandra Pilon | Raymond James & Associates, Inc. national BD | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 20, 2018 | Aug 21, 2018 (32 d) |
| Melissa Alene Pinkerton | Raymond James & Associates, Inc. national BD | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 20, 2018 | Aug 29, 2018 (40 d) |
| Valery Lynn Oswald | Raymond James & Associates, Inc. national BD | Epic Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 17, 2018 | Jul 12, 2018 |
| Rick Marlon Hadrava | Raymond James & Associates, Inc. national BD | Epic Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 17, 2018 | Jul 12, 2018 |
| Rachel Bascone | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 16, 2018 | Aug 15, 2018 |
| Jeffrey Craig Kemp | Raymond James & Associates, Inc. national BD | Lefavi Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 11, 2018 | Jul 17, 2018 |
| Michael John Lemarbre | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 11, 2018 | Aug 9, 2018 |
| Jeremy Wayne David | Raymond James & Associates, Inc. national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 5, 2018 | Sep 28, 2018 (85 d) |
| Kenyon Lee Allman | Raymond James & Associates, Inc. national BD | Mid-Atlantic Securities, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 5, 2018 | Jul 5, 2018 |
| Maurice Jean Stouse | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2018 | Jul 16, 2018 |
| Cristina Raft | Raymond James & Associates, Inc. national BD | Stone Oak Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 2, 2018 | Jul 10, 2018 |
| Joseph C Simpson | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 27, 2018 | Jul 2, 2018 |
| Nick Nabors | Raymond James & Associates, Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 27, 2018 | Oct 11, 2018 (106 d) |
| Janel Marie Huston | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2018 | Jun 25, 2018 |
| Christopher Brian Watts | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2018 | Jun 25, 2018 |
| John Harrell Knight | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2018 | Jun 26, 2018 |
| Brenda Lee Walters | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 20, 2018 | Jul 3, 2018 |
| Ceil V Madden | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 15, 2018 | Jun 29, 2018 |
| Kyle Joseph Wegrzyn | Raymond James & Associates, Inc. national BD | Keel Point, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 15, 2018 | Jun 21, 2018 |
| Courtney Kershaw | Raymond James & Associates, Inc. national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 8, 2018 | Jan 2, 2020 (573 d) |
| Ryan Carl Johnson | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 6, 2018 | Jul 2, 2018 |
| Robert Lee Miller | Raymond James & Associates, Inc. national BD | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 5, 2018 | Jun 4, 2018 |
| Michael Joseph Mcnulty | Raymond James & Associates, Inc. national BD | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2018 | May 29, 2018 |
| Mario Ignacio Medina | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2018 | Jun 4, 2018 |
| Danny Joe Petty | Raymond James & Associates, Inc. national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jun 1, 2018 | Jun 25, 2018 |
| Kyle Wesley Johnson | Raymond James & Associates, Inc. national BD | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 1, 2018 | May 21, 2018 |
| Jodi Jude Johnston | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2018 | May 23, 2018 |
| Joseph Gruber | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | May 23, 2018 | May 18, 2018 |