DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from LPL Enterprise, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Hunter Collier | LPL Enterprise, LLC BD affiliated | Kld Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 11, 2026 | Jun 8, 2026 |
| Tristin Johnson | LPL Enterprise, LLC BD affiliated | Working Class Wealth Solutions LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 11, 2026 | Sep 2, 2026 (83 d) |
| Martine E Lipnitzky | LPL Enterprise, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2026 | Jun 23, 2026 |
| Tatiana Mchugh | LPL Enterprise, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 4, 2026 | Jul 29, 2026 (55 d) |
| Tatiane Yiumy Maeda Pascoal | LPL Enterprise, LLC BD affiliated | Jefferies Investment Advisers LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2026 | Jun 30, 2026 |
| Tyler Joseph Hinton | LPL Enterprise, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 4, 2026 | Jun 16, 2026 |
| Christopher Pina | LPL Enterprise, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 4, 2026 | Jun 12, 2026 |
| Emilio Rios | LPL Enterprise, LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2026 | May 22, 2026 |
| Adam Lucart | LPL Enterprise, LLC BD affiliated | Principal Advised Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2026 | Jun 25, 2026 |
| Trevor Dean Scambray | LPL Enterprise, LLC BD affiliated | Coldstream Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 2, 2026 | May 26, 2026 |
| Dennis Joseph Wakely | LPL Enterprise, LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2026 | May 26, 2026 |
| Brian M Benatovich | LPL Enterprise, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2026 | Jun 15, 2026 |
| Jennifer Kay Drinkle | LPL Enterprise, LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2026 | Jun 22, 2026 |
| Mason Maple | LPL Enterprise, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 26, 2026 | May 21, 2026 |
| Brandon Thomas Weber | LPL Enterprise, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2026 | Aug 12, 2026 (78 d) |
| Jenifer Jeanne Rieck | LPL Enterprise, LLC BD affiliated | Umb Private Wealth Management, LLC asset manager | Other | May 20, 2026 | May 13, 2026 |
| Noah Scott Festi | LPL Enterprise, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 20, 2026 | May 13, 2026 |
| Thomas Shant Yokum | LPL Enterprise, LLC BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2026 | May 20, 2026 |
| Jake Croland | LPL Enterprise, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 19, 2026 | May 11, 2026 |
| Michael Rich Smith | LPL Enterprise, LLC BD affiliated | The Patriot Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 19, 2026 | Jun 4, 2026 |
| Clint Madden | LPL Enterprise, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 15, 2026 | May 8, 2026 |
| Luke Richard Halsey | LPL Enterprise, LLC BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2026 | May 13, 2026 |
| Patrick M Byrnes | LPL Enterprise, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2026 | May 20, 2026 |
| Shu Kaneko | LPL Enterprise, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2026 | Jul 8, 2026 (58 d) |
| Preston Mayo | LPL Enterprise, LLC BD affiliated | Insight Wealth Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 11, 2026 | Mar 9, 2026 |
| Jacob Imling | LPL Enterprise, LLC BD affiliated | Cookson Peirce Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | May 1, 2026 | Apr 28, 2026 |
| Luke Francis Bagley | LPL Enterprise, LLC BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2026 | Jun 9, 2026 (39 d) |
| Austin Simon | LPL Enterprise, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 1, 2026 | May 15, 2026 |
| Efren Ortiz Espinoza | LPL Enterprise, LLC BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2026 | May 5, 2026 |
| Janet Sue Cooper | LPL Enterprise, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 27, 2026 | Apr 21, 2026 |
| Schuyler Wesley King | LPL Enterprise, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 27, 2026 | Aug 19, 2026 (114 d) |
| Dylon Woolwine | LPL Enterprise, LLC BD affiliated | Peak Retirement Planning, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 27, 2026 | May 5, 2026 |
| Steven Joseph Cook | LPL Enterprise, LLC BD affiliated | Hennion & Walsh Asset Management, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 27, 2026 | May 1, 2026 |
| Sean Goodman | LPL Enterprise, LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2026 | Apr 21, 2026 |
| Hope Sullivan | LPL Enterprise, LLC BD affiliated | Gateway Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 24, 2026 | May 21, 2026 |
| Glen Gaston | LPL Enterprise, LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2026 | Apr 15, 2026 |
| Steven Harrison | LPL Enterprise, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 21, 2026 | Apr 21, 2026 |
| Brian Joseph Zardavets | LPL Enterprise, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2026 | Apr 29, 2026 |
| Jacob Dickson | LPL Enterprise, LLC BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2026 | Apr 17, 2026 |
| Alexis Carpenter | LPL Enterprise, LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2026 | Jun 2, 2026 (47 d) |
| Daniel Mark Jarrett | LPL Enterprise, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 15, 2026 | Apr 10, 2026 |
| Florence Benjamin Isaac | LPL Enterprise, LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2026 | Apr 3, 2026 |
| Alvin Isiah Knox | LPL Enterprise, LLC BD affiliated | Warren Street Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 15, 2026 | May 26, 2026 (41 d) |
| Lauren Marisa Takushi | LPL Enterprise, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 15, 2026 | Apr 7, 2026 |
| Joycelyn Love Tran | LPL Enterprise, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 15, 2026 | Apr 7, 2026 |
| Trevor T Sahol | LPL Enterprise, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 15, 2026 | May 28, 2026 (43 d) |
| Benjamin Kirkland | LPL Enterprise, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 15, 2026 | Apr 9, 2026 |
| Bryan Costabile | LPL Enterprise, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2026 | Apr 9, 2026 |
| Cole Joseph Garrow | LPL Enterprise, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 15, 2026 | Apr 24, 2026 |
| Ava Jaksha | LPL Enterprise, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 15, 2026 | Apr 23, 2026 |
| Candice Paige Neel | LPL Enterprise, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 15, 2026 | Jun 16, 2026 (62 d) |
| Jeremy Hannah | LPL Enterprise, LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2026 | Apr 20, 2026 |
| Bart Kendall Gregory | LPL Enterprise, LLC BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2026 | Jul 21, 2026 (103 d) |
| Rex Wang | LPL Enterprise, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 6, 2026 | Apr 7, 2026 |
| Ryan Andrew Howarth | LPL Enterprise, LLC BD affiliated | Uhy Wealth Management Ria LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 6, 2026 | Apr 13, 2026 |
| Norbert Charles Martz | LPL Enterprise, LLC BD affiliated | Uhy Wealth Management Ria LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 6, 2026 | Mar 16, 2026 |
| Trevor Douglas Cope | LPL Enterprise, LLC BD affiliated | Uhy Wealth Management Ria LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 6, 2026 | Mar 16, 2026 |
| Alexandria Zendell Pon | LPL Enterprise, LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2026 | Mar 24, 2026 |
| Lydia Teeple | LPL Enterprise, LLC BD affiliated | Uhy Wealth Management Ria LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 6, 2026 | Mar 16, 2026 |
| Kenneth E O'Connor | LPL Enterprise, LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2026 | Apr 2, 2026 |
539 moves match.