| Gregory Allen Mikesell | Thrivent Investment Management Inc. other | Schwab Wealth Advisory, Inc. other | Other | Dec 28, 2015 | Jan 25, 2016 |
| Kalonji Nathan Morrison | United Brokerage Services Inc other | Schwab Wealth Advisory, Inc. other | Other | Dec 14, 2015 | May 31, 2016 (169 d) |
| Frederick William Means | Td Ameritrade Investment Management, LLC other | Schwab Wealth Advisory, Inc. other | Other | Dec 1, 2015 | Dec 15, 2015 |
| Agnieszka Kutyna Skolik | Frontier Wealth Management, LLC other | Schwab Wealth Advisory, Inc. other | Other | Nov 17, 2015 | May 31, 2016 (196 d) |
| Nicholas L Max | Advice And Planning Services other | Schwab Wealth Advisory, Inc. other | Other | Nov 10, 2015 | Apr 26, 2016 (168 d) |
| Carol Bell | Vanguard Advisers, Inc. other | Schwab Wealth Advisory, Inc. other | Other | Oct 28, 2015 | Apr 27, 2016 (182 d) |
| Patrick Garcia Doporto | Edward Jones national BD | Schwab Wealth Advisory, Inc. no RAUM | Other | Oct 14, 2015 | Sep 21, 2026 (3995 d) |
| Mu-Tin Wultsch | Wipfli Financial Advisors, LLC other | Schwab Wealth Advisory, Inc. other | Other | Oct 12, 2015 | Jan 4, 2016 (84 d) |
| Aaron Franklin Leatherwood | Frontier Wealth Management, LLC other | Schwab Wealth Advisory, Inc. other | Other | Sep 23, 2015 | Sep 22, 2015 |
| William Matthew J Guinn | MML Investors Services, LLC other | Schwab Wealth Advisory, Inc. other | Other | Aug 27, 2015 | Mar 2, 2016 (188 d) |
| Mark Anthony Schweizer | Umb Financial Services, Inc. no RAUM | Schwab Wealth Advisory, Inc. other | Other | Aug 20, 2015 | Nov 24, 2015 (96 d) |
| Thomas George Collins | Advice And Planning Services other | Schwab Wealth Advisory, Inc. other | Other | Aug 13, 2015 | Sep 15, 2015 (33 d) |
| David Jordan Cooper | Securian Financial Services, Inc. other | Schwab Wealth Advisory, Inc. BD affiliated | Other | Jul 31, 2015 | Jan 3, 2020 (1617 d) |
| Christopher W Berkland | Vanguard Advisers, Inc. other | Schwab Wealth Advisory, Inc. other | Other | Jul 30, 2015 | Aug 18, 2015 |
| Shawn Daniel Robinson | Curian Capital, LLC other | Schwab Wealth Advisory, Inc. no RAUM | Other | Jul 6, 2015 | Dec 15, 2025 (3815 d) |
| Meryem Messaoudi Moussi | Suntrust Investment Services, Inc. other | Schwab Wealth Advisory, Inc. other | Other | Jul 2, 2015 | Jul 14, 2015 |
| Jennifer Marie Davis | Brownson, Rehmus & Foxworth, Inc. other | Schwab Wealth Advisory, Inc. other | Other | Jul 1, 2015 | Aug 26, 2015 (56 d) |
| Ralph Phillip Baca | Advice And Planning Services other | Schwab Wealth Advisory, Inc. other | Other | Jun 30, 2015 | Aug 12, 2015 (43 d) |
| Paul Allen Phillips | Strategic Advisers LLC national BD | Schwab Wealth Advisory, Inc. other | Other | Jun 4, 2015 | Jul 11, 2016 (403 d) |
| Keith Daniel Murphy | Robert W. Baird & Co. Incorporated other | Schwab Wealth Advisory, Inc. no RAUM | Other | May 12, 2015 | Jul 26, 2024 (3363 d) |
| Eric Brandon Saunders | J.P. Morgan Securities LLC wirehouse | Schwab Wealth Advisory, Inc. other | Other | Apr 16, 2015 | Jun 3, 2015 (48 d) |
| Michael David Tuazon | Wells Fargo Advisors wirehouse | Schwab Wealth Advisory, Inc. other | Other | Mar 30, 2015 | May 1, 2015 (32 d) |
| Jacob Eunice | Valic Financial Advisors, Inc. other | Schwab Wealth Advisory, Inc. no RAUM | Other | Mar 19, 2015 | Apr 28, 2026 (4058 d) |
| Joseph Ferris Sullivan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Schwab Wealth Advisory, Inc. other | Other | Mar 5, 2015 | May 15, 2015 (71 d) |
| Andrew Michael Machata | E*Trade Capital Management, LLC other | Schwab Wealth Advisory, Inc. other | Other | Feb 20, 2015 | Mar 4, 2015 |
| Daniel Lee White | Usaa Financial Planning Services no RAUM | Schwab Wealth Advisory, Inc. other | Other | Feb 17, 2015 | Mar 27, 2015 (38 d) |
| Eric David Swanson | Advice And Planning Services other | Schwab Wealth Advisory, Inc. no RAUM | Other | Jan 21, 2015 | Aug 17, 2021 (2400 d) |
| Timothy Harold Leggett | Edward Jones national BD | Schwab Wealth Advisory, Inc. other | Other | Jan 8, 2015 | Jul 28, 2016 (567 d) |
| Jason Ian Abar | Reilly Financial Advisors other | Schwab Wealth Advisory, Inc. other | Other | Dec 19, 2014 | Dec 18, 2014 |
| Kelly Kiyoshiro Arakaki | Usaa Financial Planning Services no RAUM | Schwab Wealth Advisory, Inc. other | Other | Dec 2, 2014 | Jan 23, 2015 (52 d) |
| Gage P Deyoung | Strategic Advisers LLC national BD | Schwab Wealth Advisory, Inc. other | Other | Nov 19, 2014 | Feb 20, 2015 (93 d) |
| Natalie Ann Rivosecchi | Usaa Financial Planning Services no RAUM | Schwab Wealth Advisory, Inc. other | Other | Oct 29, 2014 | Sep 3, 2015 (309 d) |
| Andrew Taylor Campbell | Pnc Wealth Management other | Schwab Wealth Advisory, Inc. other | Other | Oct 28, 2014 | Jan 17, 2017 (812 d) |
| Michael Shannon Cotter | Nfp Advisor Services, LLC other | Schwab Wealth Advisory, Inc. other | Other | Oct 14, 2014 | Apr 24, 2015 (192 d) |
| Eric Gerard Baytala | Strategic Advisers LLC national BD | Schwab Wealth Advisory, Inc. no RAUM | Other | Oct 6, 2014 | May 1, 2023 (3129 d) |
| Samantha Lyn Maher | Strategic Advisers LLC national BD | Schwab Wealth Advisory, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 26, 2014 | May 29, 2019 (1706 d) |
| Yvonne K. Dean | Pnc Wealth Management other | Schwab Wealth Advisory, Inc. other | Other | Jul 29, 2014 | Aug 27, 2014 |
| Matthew Grant Gehring | Ameriprise Financial Services, LLC national BD | Schwab Wealth Advisory, Inc. other | Other | Jul 17, 2014 | Sep 3, 2014 (48 d) |
| Mary Elizabeth Stork | Usaa Financial Planning Services no RAUM | Schwab Wealth Advisory, Inc. other | Other | Jul 1, 2014 | Aug 13, 2014 (43 d) |
| Eric Edward Berndt | Usaa Financial Planning Services no RAUM | Schwab Wealth Advisory, Inc. other | Other | Jun 26, 2014 | Jul 22, 2014 |
| Chad Faulkenberry | Raymond James & Associates, Inc. national BD | Schwab Wealth Advisory, Inc. other | Other | Jun 26, 2014 | Jul 23, 2014 |
| David Daniel Arvizu | Usaa Financial Planning Services no RAUM | Schwab Wealth Advisory, Inc. other | Other | Jun 16, 2014 | Aug 26, 2014 (71 d) |
| Melissa Rivas | Usaa Financial Planning Services no RAUM | Schwab Wealth Advisory, Inc. other | Other | May 16, 2014 | Jun 20, 2014 (35 d) |
| John Douglas Hill | Usaa Financial Planning Services no RAUM | Schwab Wealth Advisory, Inc. other | Other | Apr 23, 2014 | Jun 16, 2014 (54 d) |
| Robert William Straus | Icon Advisers, Inc. other | Schwab Wealth Advisory, Inc. other | Other | Mar 14, 2014 | May 1, 2015 (413 d) |
| Lawrence Johnson | Usaa Financial Planning Services no RAUM | Schwab Wealth Advisory, Inc. other | Other | Mar 13, 2014 | May 12, 2014 (60 d) |
| Mychal Vashon Eagleson | Eagleson Financial Planning unclassified | Schwab Wealth Advisory, Inc. other | Other | Mar 5, 2014 | Jun 9, 2014 (96 d) |
| Mark Edward Stamper | Usaa Financial Planning Services no RAUM | Schwab Wealth Advisory, Inc. BD affiliated | Other | Feb 26, 2014 | Aug 9, 2018 (1625 d) |
| Robert Patrick Dilaura | Equitable Advisors, LLC national BD | Schwab Wealth Advisory, Inc. other | Other | Feb 26, 2014 | Jan 9, 2017 (1048 d) |
| Julia Mccray | Vanguard Advisers, Inc. other | Schwab Wealth Advisory, Inc. other | Other | Feb 7, 2014 | Feb 27, 2014 |
| Stephen Lloyd Watkins | Morgan Stanley wirehouse | Schwab Wealth Advisory, Inc. other | Other | Jan 3, 2014 | Mar 24, 2014 (80 d) |
| Heather Renee Hill | Edward Jones national BD | Schwab Wealth Advisory, Inc. no RAUM | Other | Dec 19, 2013 | Jul 31, 2021 (2781 d) |
| Abigail Adams Brencick Read | LPL Financial LLC other | Schwab Wealth Advisory, Inc. other | Other | Dec 16, 2013 | Jan 22, 2014 (37 d) |
| Michael Thomas Oserow | M. J. Smith And Associates other | Schwab Wealth Advisory, Inc. other | Other | Nov 22, 2013 | Dec 6, 2013 |
| Debra Darlene Armenta | Thrivent Investment Management Inc. other | Schwab Wealth Advisory, Inc. BD affiliated | Other | Nov 20, 2013 | Oct 9, 2018 (1784 d) |
| Benjamin Fernandez | Valic Financial Advisors, Inc. other | Schwab Wealth Advisory, Inc. no RAUM | Other | Oct 18, 2013 | Jul 1, 2025 (4274 d) |
| Tyler Scott Mehlhorn | Strategic Advisers LLC national BD | Schwab Wealth Advisory, Inc. other | Other | Oct 15, 2013 | Oct 29, 2013 |
| Trenton J Breithaupt | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Schwab Wealth Advisory, Inc. other | Other | Oct 4, 2013 | Nov 2, 2015 (759 d) |
| Joseph A Reyes | Usaa Financial Planning Services no RAUM | Schwab Wealth Advisory, Inc. other | Other | Sep 16, 2013 | Nov 18, 2013 (63 d) |
| Robert Michael Venable | Raymond James Financial Services Advisors, Inc other | Schwab Wealth Advisory, Inc. other | Other | Sep 12, 2013 | Oct 9, 2013 |