DFX Intelligence
Advisor moves
Arrivals at Pruco Securities, LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1,668 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brandon David Perlow | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 11, 2019 | Oct 18, 2019 (99 d) |
| Matthew Ian Kooperman | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2019 | Jul 8, 2019 |
| Susan Bowman Adams | Eagle Strategies LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2019 | Jun 28, 2019 |
| Arthur Korsun | Equitable Advisors, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2019 | Jul 22, 2019 |
| Erin Blumberg | T. Rowe Price Advisory Services, Inc. independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 2, 2019 | Dec 20, 2019 (171 d) |
| Ryan Christopher Morrison | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2019 | Jul 3, 2019 |
| Brian Chungyoon Lee | Equitable Advisors, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2019 | Jun 28, 2019 |
| Joel Paul Erikson | U.S. Bancorp Investments, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2019 | Jul 17, 2019 |
| Olaf Boris Kinstler | Equitable Advisors, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2019 | Jul 7, 2020 (377 d) |
| John David Borzone | LPL Financial LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 26, 2019 | Jul 17, 2019 |
| Raymond S Offenburger | Sorrento Pacific Financial, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2019 | Jul 5, 2019 |
| David Reid Pringle | LPL Financial LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 19, 2019 | Jul 8, 2019 |
| Jason Lee Kramar | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 19, 2019 | Jul 5, 2019 |
| Brenden Thomas Fitzpatrick | Mwa Financial Services, Inc. independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 13, 2019 | Jul 11, 2019 |
| Vandolf Parish | Equitable Advisors, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2019 | Jul 9, 2019 |
| Dean Kerwin Dunbar | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2019 | Jul 29, 2019 (48 d) |
| Brian Kang Lee | Securian Financial Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2019 | Aug 21, 2019 (76 d) |
| Kenneth Eric Stupski | Bankers Life Advisory Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2019 | Jun 17, 2019 |
| Thomas Jude Semmes Hughs | Bankers Life Advisory Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2019 | Jun 17, 2019 |
| Donovan A Williams | Spirit Of America Management Corp asset manager | Pruco Securities, LLC BD affiliated | Other | Jun 3, 2019 | Dec 18, 2020 (564 d) |
| Kevin Dale Engebretson | Equitable Advisors, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2019 | May 24, 2019 |
| Jeremy Wilmes | Allstate Financial Advisors, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2019 | Jan 15, 2020 (229 d) |
| Stephen Heiden | U.S. Bancorp Investments, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2019 | Dec 4, 2019 (187 d) |
| Anthony Michael Manasseri | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2019 | Jun 7, 2019 |
| Brandon S Atkinson | Spc BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 22, 2019 | Sep 25, 2019 (126 d) |
| Amy Beth Kelly | Budros, Ruhlin & Roe independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 21, 2019 | Nov 3, 2020 (532 d) |
| Yahui Lu | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 21, 2019 | Jul 26, 2019 (66 d) |
| Charles Sebastian Claussen | Hightower Advisors, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2019 | Aug 22, 2019 (94 d) |
| Andy Garcia | Equitable Advisors, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2019 | Aug 14, 2019 (86 d) |
| Timothy Den | Bankers Life Advisory Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2019 | May 8, 2019 |
| Daniel Ronald Gagnon | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2019 | May 21, 2019 |
| Robert Hall Lane | Integrity Alliance, LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 9, 2019 | Oct 30, 2019 (174 d) |
| Christopher J Shaw | Kalos Management BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2019 | May 16, 2019 |
| Bryan Adam Rentschler | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2019 | Jul 11, 2019 (63 d) |
| Elizabeth Marie Pagano | Vanguard Advisers, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2019 | Jul 15, 2020 (434 d) |
| Allen Dable | Capital Financial Services, Inc. independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 8, 2019 | Jul 10, 2019 (63 d) |
| Steven Brant Rose | Allstate Financial Advisors, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2019 | May 21, 2019 |
| Kevin F Lamberson | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2019 | Sep 11, 2019 (131 d) |
| Daniel Pecoraro | Virtue Capital Management, LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 29, 2019 | Jun 19, 2019 (51 d) |
| Josh W Oliver | Key Investment Services LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2019 | Jun 21, 2019 (56 d) |
| Susan Dawson | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2019 | Oct 28, 2019 (188 d) |
| Michael Alan Gabrielson | Cambridge Investment Research Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2019 | Apr 18, 2019 |
| Reggie Turner | Ek Riley Investments, LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 18, 2019 | May 22, 2019 (34 d) |
| Joshua Fuller | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2019 | May 15, 2019 |
| Vivienne Ather | Nesteggs, Inc. other | Pruco Securities, LLC BD affiliated | Other | Apr 12, 2019 | Jun 12, 2019 (61 d) |
| Corey Oltyan | Mid Atlantic Financial Management, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2019 | Jul 25, 2019 (104 d) |
| Raul Rafael Moreno | Citigroup Global Markets Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2019 | Jun 10, 2019 (62 d) |
| Jeffry Francis Axe | Ameriprise Financial Services, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2019 | Apr 22, 2019 |
| Dwight H Williams | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 5, 2019 | Dec 8, 2022 (1343 d) |
| Chi Kwong Cheung | Equitable Advisors, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2019 | Apr 6, 2021 (733 d) |
| Steven J Reina | Osaic Fa, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2019 | Apr 15, 2019 |
| Catherine Murphy Leopold | Morgan Stanley wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 1, 2019 | Apr 11, 2019 |
| Thomas Anthony Balistreri | Principal Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2019 | Mar 8, 2019 |
| Carlas Wade Dixon | Bankers Life Advisory Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 22, 2019 | Apr 17, 2019 |
| Jonathon Merickel | Vivaldi Capital Management LP independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 19, 2019 | Apr 17, 2019 |
| Michael Louis Rogers | M&T Securities, Inc. unclassified | Pruco Securities, LLC BD affiliated | Other | Mar 15, 2019 | Mar 20, 2019 |
| Kaine L. Nicholas | Transamerica Financial Advisors, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2019 | Mar 9, 2020 (360 d) |
| Joseph Anthony Pietrykowski | Santander Securities BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2019 | May 29, 2019 (75 d) |
| Jonathon Rogers | Northwestern Mutual Investment Services,LLC no RAUM | Pruco Securities, LLC BD affiliated | Other | Mar 13, 2019 | Jul 31, 2019 (140 d) |
| Travis Edward Sollinger | Citizens Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2019 | Jul 30, 2019 (140 d) |